What RSU-related derivative transactions did Anthony J. Wood report for ROKU?

He reported RSU conversions labeled with transaction code M covering 8,278 , 1,407 , and 11,255 underlying shares of Class A common stock, all with a $0 exercise price, leaving RSU balances of 24,833 , 4,221 , and 123,808 units.

What indirect ROKU share holdings does Anthony J. Wood report through trusts?

He reports indirect ownership of Class A common stock through several trusts, including 2,754 shares in the Wood 2020 Nonexempt Irrevocable Trust, 42,500 shares in the Wood 2020 Irrevocable Trust, and additional holdings of 64,976 , 173,129 , 143,250 , and 81,445 shares in 2024 and 2025 annuity trusts bearing his name.

ROKU insider Anthony Wood details RSU conversions and trust holdings

Q: How many ROKU Class A shares did Anthony J. Wood acquire and dispose of on 11/17/2025?

He acquired 20,940 shares of Class A common stock at an exercise price of $0.00 , and 8,241 shares were disposed of at $96.89 to satisfy tax withholding obligations, leaving 12,699 shares owned directly afterward.

Q: Why were 8,241 ROKU shares withheld in Anthony J. Wood’s Form 4?

The 8,241 shares were withheld by the issuer to satisfy income tax withholding and remittance obligations arising from the vesting of certain RSU awards on November 17, 2025 .

Q: What is the vesting schedule for Anthony J. Wood’s ROKU RSU awards mentioned here?

One RSU grant vests in twelve substantially equal quarterly installments beginning November 15, 2023 . Two other RSU grants vest in four and twelve substantially equal quarterly installments, respectively, each starting on November 15, 2025 .

Q: What roles does Anthony J. Wood hold at ROKU according to this filing?

Anthony J. Wood is identified as a Director , 10% Owner , and an Officer serving as CEO and Chairman of the Board of Directors of ROKU, Inc.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

ROKU, Inc. (ROKU) CEO and Chairman Anthony J. Wood, who is also a director and 10% owner, reported equity award activity on 11/17/2025. He acquired 20,940 shares of Class A common stock through the conversion of restricted stock units (RSUs) at an exercise price of $0.00, and 8,241 shares were disposed of at $96.89 to cover income tax withholding on RSU vesting, leaving 12,699 shares held directly. Wood also reports indirect ownership of Class A shares through several trusts, including 2,754, 42,500, 64,976, 173,129, 143,250 and 81,445 shares held in various 2020 and 2024–2025 trusts bearing his name. On the derivative side, RSUs covering 8,278, 1,407, and 11,255 shares were converted into Class A stock at $0 exercise price, and the remaining RSU balances after these transactions are 24,833, 4,221 and 123,808 units.

Insider Trade Summary

20,940 shares exercised/converted

Mixed 11 txns

Insider Wood Anthony J.

Role CEO and Chairman BOD

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	8,278	$0.00	--
Exercise	Restricted Stock Unit	1,407	$0.00	--
Exercise	Restricted Stock Unit	11,255	$0.00	--
Exercise	Class A Common Stock	20,940	$0.00	--
Tax Withholding	Class A Common Stock	8,241	$96.89	$798K
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 24,833 shares (Direct); Class A Common Stock — 20,940 shares (Direct); Class A Common Stock — 2,754 shares (Indirect, Wood 2020 Nonexempt Irrevocable Trust)

Footnotes (1)

Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025.

Form 4 Insider Transactions: What Each Field Means →

11/19/2025 - 07:39 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wood Anthony J.

(Last)

(First)

(Middle)

C/O ROKU, INC.

1173 COLEMAN AVE

(Street)

SAN JOSE

95110

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and Chairman BOD

3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/17/2025		M		20,940	A	$0.00	20,940	D
Class A Common Stock	11/17/2025		F		8,241⁽¹⁾	D	$96.89	12,699	D
Class A Common Stock								2,754	I	Wood 2020 Nonexempt Irrevocable Trust
Class A Common Stock								42,500	I	Wood 2020 Irrevocable Trust
Class A Common Stock								64,976	I	The Anthony J. Wood 2024 Annuity Trust V-B
Class A Common Stock								173,129	I	The Anthony J. Wood 2024 Annuity Trust V
Class A Common Stock								143,250	I	The Anthony J. Wood 2025 Annuity Trust
Class A Common Stock								81,445	I	The Anthony J. Wood 2025 Annuity Trust V-B

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽²⁾	11/17/2025		M			8,278	⁽³⁾	⁽³⁾	Class A Common Stock	8,278	$0	24,833	D
Restricted Stock Unit	⁽²⁾	11/17/2025		M			1,407	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,407	$0	4,221	D
Restricted Stock Unit	⁽²⁾	11/17/2025		M			11,255	⁽⁵⁾	⁽⁵⁾	Class A Common Stock	11,255	$0	123,808	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025.

5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025.

	/s/ Renee Strandness, attorney-in-fact	11/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ROKU CEO Anthony J. Wood report?

Anthony J. Wood reported the vesting and settlement of restricted stock units into Class A common stock on 11/17/2025, along with related share withholding for taxes.

How many ROKU Class A shares did Anthony J. Wood acquire and dispose of on 11/17/2025?

He acquired 20,940 shares of Class A common stock at an exercise price of $0.00, and 8,241 shares were disposed of at $96.89 to satisfy tax withholding obligations, leaving 12,699 shares owned directly afterward.

Why were 8,241 ROKU shares withheld in Anthony J. Wood’s Form 4?

The 8,241 shares were withheld by the issuer to satisfy income tax withholding and remittance obligations arising from the vesting of certain RSU awards on November 17, 2025.

What is the vesting schedule for Anthony J. Wood’s ROKU RSU awards mentioned here?

One RSU grant vests in twelve substantially equal quarterly installments beginning November 15, 2023. Two other RSU grants vest in four and twelve substantially equal quarterly installments, respectively, each starting on November 15, 2025.

What roles does Anthony J. Wood hold at ROKU according to this filing?

Anthony J. Wood is identified as a Director, 10% Owner, and an Officer serving as CEO and Chairman of the Board of Directors of ROKU, Inc.