Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
Roku, Inc. executive Charles Collier reported multiple share movements tied to restricted stock vesting and a planned sale. On March 2, 2026, 29,339 restricted stock units converted into Class A shares, with 14,978 shares withheld at a price of $98.09 to cover taxes. On March 3, 2026, he sold 1,715 Class A shares in an open-market trade at an average price of $95.57 under a pre-arranged 10b5-1 plan. After these transactions, he held 12,846 Class A shares directly and 600 shares indirectly through the Charles D. Collier Revocable Trust.
Roku, Inc. senior vice president and general counsel Christopher T. Handman reported multiple equity transactions. He exercised 11,898 Restricted Stock Units, each converting into one share of Class A common stock. In connection with this vesting, 5,900 shares were withheld to cover income tax obligations. He also sold 2,999 Class A shares at $95.57 per share in an open-market transaction under his 10b5-1 trading plan.
Gilbert Fuchsberg reports an intended sale of 3,250 restricted shares of common stock on 03/01/2026. The filing lists the securities as Restricted Stock and names Morgan Stanley Smith Barney LLC as the broker. The filing notes a prior sale of 3,250 shares on 12/12/2025 for $353,535.
Morgan Stanley Smith Barney LLC submitted a Rule 144 notice to sell 716 shares of Common stock of ROKU, listed as restricted stock, with the sale date shown as 03/01/2026.
The filing also notes that Matt Banks sold 729 shares of Common stock on 01/02/2026 within the past three months.
ROKU reporting a Rule 144 notice for the planned sale of 2,000 common shares dated 03/02/2026 linked to a stock option exercise with proceeds recorded as cash. The filing also lists two prior Rule 144 sales by Neil Hunt of 2,000 shares on 02/02/2026 for $192,962.65 and 2,000 shares on 01/02/2026 for $217,969.53.
ROKU, INC executive Dan Jedda, the company’s CFO & COO, reported selling a total of 3,000 shares of Class A common stock in open-market transactions. The sales, made under a pre-arranged Rule 10b5-1 trading plan, were executed at prices of $90.00 and $87.76 per share.
After these trades, Jedda directly holds 84,267 Roku shares. Rule 10b5-1 plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day corporate developments.
Roku, Inc. insider activity shows trust-level share movements rather than open-market trading. A Wood 2017 Revocable Trust associated with CEO Anthony Wood converted 60,000 shares of Class B Common Stock into 60,000 shares of Class A Common Stock at a stated price of $0.00 per share.
That same day, the trust made a bona fide gift of 60,000 Class A shares to The Anthony J. Wood 2026 Annuity Trust V. Separately, 12,699 Class A shares moved from Anthony Wood’s direct ownership to the same annuity trust as a bona fide gift, leaving no shares reported in that direct block and 72,699 Class A shares reported for the annuity trust.
Roku shareholder Daniel Jedda filed a notice to sell 3,000 shares of common stock. The filing lists an aggregate market value of $266,640.00 for these shares, with 130,717,715 Roku common shares outstanding and an approximate sale date of February 17, 2026 on NASDAQ.
The shares to be sold were acquired as restricted stock from the issuer in two grants on June 1, 2024 (2,517 shares) and September 1, 2024 (483 shares). The notice also reports that Jedda sold 3,000 Roku common shares on December 15, 2025 and another 3,000 shares on January 15, 2026, with gross proceeds of $322,320.00 and $322,680.00, respectively.