Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.
Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.
ROKU, INC CEO Anthony J. Wood, through the Wood 2017 Revocable Trust, converted 25,000 shares of Class B Common Stock into 25,000 shares of Class A Common Stock and sold those 25,000 Class A shares at $130.00 per share. The filing notes the shares were sold pursuant to Mr. Wood's Rule 10b5-1 trading plan, indicating the transactions were pre-scheduled. Following these transactions, the Wood 2017 Revocable Trust continues to hold 16,150,111 shares of Class B Common Stock, and Mr. Wood also has additional Class A holdings through various trusts and 26,927 Class A shares held directly.
THE WOOD REVOCABLE TRUST reported proposed and recent sales of Common shares of the issuer. The filing shows a proposed sale of 25,000 shares (aggregate $2,991,000.00) associated with previously exercised stock options. The excerpt also lists completed 10b5-1 sales on 04/10/2026, 04/16/2026, 05/11/2026, and 06/10/2026 with stated share counts and proceeds.
Roku, Inc. director, CEO and 10% owner Anthony J. Wood reported transactions involving Class A and Class B Common Stock held through the Wood 2017 Revocable Trust and other trusts. On June 10, 2026, the Wood 2017 Revocable Trust converted 18,000 shares of Class B Common Stock into 18,000 shares of Class A Common Stock and then sold 18,000 Class A shares in open-market transactions.
The 18,000 Class A shares were sold in four tranches at weighted average prices between $117.01 and $120.17 per share, pursuant to Mr. Wood’s Rule 10b5-1 trading plan. After these trades, the Wood 2017 Revocable Trust held 16,175,111 shares of Class B Common Stock and no Class A shares, while Mr. Wood continued to hold additional Class A shares directly and through multiple other trusts, including 26,927 Class A shares held directly.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting a proposed sale of 18,000 common shares with a reported value of $2,176,380.00. The filing also lists prior 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 04/10/2026 for $5,043,917.50, 25,000 shares on 04/16/2026 for $2,754,692.50, and 75,000 shares on 05/11/2026 for $9,659,332.50.
ROKU, INC executive Charles Collier, President of Roku Media, reported an exercise-and-sell transaction in Class A Common Stock. On June 4, 2026, he sold a total of 20,537 shares in open-market trades at weighted average prices ranging from $122.86 to $126.14 per share under a Rule 10b5-1 trading plan. On the same date, he exercised employee stock options covering 20,537 shares at an exercise price of $49.59 per share. Following these transactions, he directly holds 15,200 shares of Class A Common Stock and retains 112,958 employee stock options.
Form 144 filing for ROKU reports proposed resale of Common Stock via a stock option exercise. The filing lists a Stock Option Exercise transaction on 06/04/2026 and shows multiple Common sales by Charles Collier on 04/08/2026, 04/16/2026, 04/17/2026, 05/04/2026, 06/02/2026.
The excerpt names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker and indicates cash settlement. The filing provides sale quantities and gross proceeds for each dated sale, listing individual examples of shares sold and corresponding dollar amounts.
ROKU, INC President, Roku Media Charles Collier reported a combination of RSU vesting, tax withholding, and an open-market sale of Class A common stock. On June 1, 2026, he exercised 29,340 Restricted Stock Units, each converting into one share of Class A Common Stock at a $0.00 exercise price.
On the same date, 14,773 shares were withheld by the issuer at $129.03 per share to satisfy income tax obligations tied to this vesting. On June 2, 2026, he sold 7,067 shares in an open-market transaction at $127.26 per share pursuant to his Rule 10b5-1 trading plan.
After these transactions, he directly held 15,200 shares of Class A Common Stock and had an additional 600 shares held indirectly through the Charles D. Collier Revocable Trust.
ROKU, INC President, Subscriptions Gilbert Fuchsberg reported several equity transactions involving Class A Common Stock and restricted stock units. On June 1, 2026, he exercised derivative securities for 10,322 shares of common stock and had 5,710 shares withheld to cover income tax obligations tied to RSU vesting.
On June 2, 2026, he executed an open-market sale of 4,376 shares at $127.26 per share, carried out under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 51,099 shares of Roku Class A Common Stock.
ROKU, INC director Neil D. Hunt reported multiple stock transactions in Roku on June 1, 2026. He sold a total of 2,000 shares of Class A Common Stock in open-market trades at weighted average prices around $128–$130 per share, executed pursuant to a Rule 10b5-1 trading plan.
Hunt also acquired 2,000 shares of Class A Common Stock through the conversion of Class B shares and exercised derivative securities covering a total of 10,000 shares, including 4,000 employee stock options with a $8.82 exercise price expiring on August 8, 2027. Following these moves, he holds 9,782 shares of Class A Common Stock and 18,000 shares of Class B Common Stock directly.