ROKU insider Form 3 filed; officer discloses zero beneficial ownership

Rhea-AI Filing Summary

Roku, Inc. (ROKU) filed a Form 3 indicating an insider holds no company securities. The filing covers the company’s SVP and General Counsel, who reported no securities beneficially owned at the time of the event on 10/27/2025. Form 3 is an initial statement of beneficial ownership that insiders file when they become subject to Section 16 reporting.

Both non-derivative and derivative tables show no reported holdings, consistent with the remark: “No securities are beneficially owned.” The form was signed by an attorney-in-fact on 11/05/2025. This is a routine compliance disclosure and does not reflect a transaction.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Handman Christopher T.

(Last) (First) (Middle)

C/O ROKU, INC

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2025

3. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP and General Counsel

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Renee Strandness, attorney-in-fact	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Roku (ROKU) disclose in this Form 3?

The insider reported no securities beneficially owned as of the event date.

Who is the reporting person in the ROKU Form 3 and what is their role?

An officer serving as SVP and General Counsel.

What is the event date for this Form 3 filing for ROKU?

The event date is 10/27/2025.

Are any non-derivative or derivative holdings reported for the ROKU insider?

No. Both tables indicate no reported holdings.

When was the ROKU Form 3 signed?

It was signed on 11/05/2025 by an attorney-in-fact.

Is this Form 3 linked to a stock transaction?

No. It is a routine initial ownership disclosure with no transactions noted.