Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
Roku (ROKU): CEO and Chairman Anthony Wood converted 50,000 shares of Class B into Class A and, under a Rule 10b5-1 plan, sold 50,000 Class A shares on 11/10/2025 at weighted average prices from
Following these transactions, 16,653,111 shares of Class B were beneficially owned indirectly via the Wood 2017 Revocable Trust.
Roku, Inc. (ROKU) director reported Form 4 activity on 11/05/2025. The filing shows a conversion of 2,000 Class B shares into Class A, followed by open‑market sales of 2,000 Class A shares made under a Rule 10b5‑1 trading plan.
Sales occurred in four tranches: 337 shares at a weighted average $105.29, 880 at $106.16, 279 at $107.21, and 504 at $107.96. After these transactions, the director directly owned 7,782 Class A shares. The filing also reports an option exercise (Code M) for 4,000 shares at an exercise price of $8.82 and notes Class B convertibility into Class A on a one‑for‑one basis.
Roku, Inc. reported an insider equity award. The company’s SVP and General Counsel filed a Form 4 disclosing a grant of 95,186 restricted stock units on 11/03/2025. Each RSU represents the right to receive one share of Class A Common Stock.
The RSUs vest in 8 substantially equal quarterly installments, with the first installment vesting on March 1, 2026. Following the grant, 95,186 derivative securities were reported as beneficially owned in direct form.
Roku, Inc. (ROKU) filed a Form 3 indicating an insider holds no company securities. The filing covers the company’s SVP and General Counsel, who reported no securities beneficially owned at the time of the event on 10/27/2025. Form 3 is an initial statement of beneficial ownership that insiders file when they become subject to Section 16 reporting.
Both non-derivative and derivative tables show no reported holdings, consistent with the remark: “No securities are beneficially owned.” The form was signed by an attorney-in-fact on 11/05/2025. This is a routine compliance disclosure and does not reflect a transaction.
Roku, Inc. (ROKU) reported insider activity by its President, Roku Media, via a Form 4. On 10/31/2025, the officer exercised 118,088 stock options at $49.59 and sold 118,088 shares at $115 under a Rule 10b5-1 trading plan. On 11/04/2025, the officer exercised an additional 15,404 options at $49.59 and sold those shares in multiple trades at weighted average prices ranging from $102.75 to $106.23.
Following the reported transactions, the filing shows 200 shares held directly and 600 shares held indirectly via the Charles D. Collier Revocable Trust. The option award carries an exercise price of $49.59 and an expiration date of 11/03/2032, with vesting in 48 monthly installments beginning 12/04/2022.
Roku, Inc. reported improved results for Q3 2025. Total net revenue reached $1,210,638 thousand, up from $1,062,203 thousand a year ago, driven by platform revenue of $1,064,644 thousand. Operating income was $9,466 thousand versus a prior-year loss, and net income was $24,812 thousand compared with a loss of $9,030 thousand.
Gross profit rose to $524,899 thousand as platform gross profit offset device losses. Operating expenses were stable year over year, helping swing to profitability. Cash and cash equivalents were $1,575,491 thousand, with $726,875 thousand in short-term investments, supporting liquidity. Cash from operations for the first nine months totaled $376,068 thousand.
The company completed the Frndly TV acquisition with total purchase consideration of $169,801 thousand and began a share repurchase program, buying $50,000 thousand of Class A shares in the quarter. Remaining performance obligations were $1.1 billion as of September 30, 2025, indicating contracted revenue to be recognized over time.
Roku, Inc. (ROKU): CEO, Chairman and director Anthony Wood reported conversions of Class B to Class A and same‑day sales under a Rule 10b5‑1 plan. On 10/28/2025, he converted 2,900 Class B into Class A and sold 2,900 Class A at a weighted average price of $100.01. On 10/30/2025, he converted 18,700 Class B into Class A and sold 18,700 Class A at $100. Following these transactions, he beneficially owned 16,703,111 Class B shares indirectly via the Wood 2017 Revocable Trust.
Roku, Inc. furnished an update on its business by announcing financial results for the quarter ended September 30, 2025. The company made its Shareholder Letter available as Exhibit 99.1, providing details on Q3 performance. The materials were furnished under Item 2.02 and are not deemed filed under the Exchange Act, which limits their legal incorporation into other filings unless specifically referenced.
Roku (ROKU) insider update: CEO and Chairman Anthony J. Wood reported a paired conversion and sale on 10/24/2025. He converted 3,400 shares of Class B Common Stock into Class A Common Stock and then sold 3,400 Class A shares at a weighted average price of $100.07 per share pursuant to a Rule 10b5-1 trading plan. The price range for the sales was $100.00–$100.27.
Class B shares are convertible into Class A on a 1-for-1 basis and have no expiration. Following the transactions, 16,724,711 Class B shares were beneficially owned indirectly by the Wood 2017 Revocable Trust. Indirect Class A holdings are shown across multiple trusts, including 173,129 (The Anthony J. Wood 2024 Annuity Trust V-B) and 143,250 (The Anthony J. Wood 2024 Annuity Trust V).
Roku, Inc. (ROKU) Form 4: The company’s CFO & COO reported a sale of Class A Common Stock. On 10/15/2025, the reporting person sold 3,000 shares at $95.82 per share under a Rule 10b5-1 trading plan.
Following the transaction, the filer beneficially owns 80,420 shares, held directly. The filing indicates it was made by one reporting person.