Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.
Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.
ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported routine equity compensation activity involving restricted stock units and related tax withholding.
Dan exercised derivative awards to acquire 26,132 shares of Class A Common Stock, while 10,284 shares were withheld by the company at $129.03 per share to satisfy income tax obligations tied to RSU vesting. Following these transactions, Dan directly holds 97,247 shares of Class A Common Stock. The filing also notes multiple RSU awards that vest in substantially equal quarterly installments over time, with vesting schedules that began in September 2023 and November 2025.
ROKU, INC CEO Anthony J. Wood reported compensation-related stock activity involving restricted stock units on Class A common stock. On June 1, 2026, he exercised awards covering 20,940 shares, increasing his direct holdings before tax.
To cover income tax obligations tied to this vesting, 8,241 shares were withheld by Roku at a price of $129.03 per share. After these transactions, Wood directly held 26,927 shares of Class A common stock, in addition to various indirect holdings through family trusts and remaining RSU awards scheduled to vest over time.
ROKU, INC executive Mustafa Ozgen reported routine equity compensation activity involving restricted stock units and related tax withholding. On June 1, 2026, the company withheld 6,357 shares of Class A Common Stock at $129.03 per share to cover income tax obligations tied to RSU vesting.
On the same date, Ozgen acquired additional Class A shares through the vesting and conversion of multiple RSU awards, including an exercise of 16,150 shares and several derivative RSU conversions with a stated conversion price of $0.00 per share. The filing shows these as compensation-related transactions, not open-market purchases or sales, and reports continued direct ownership of Roku stock following the events.
ROKU, INC VP and Chief Accounting Officer Matthew C. Banks reported routine equity compensation activity and a small share sale. On June 1, 2026, restricted stock units vested into 4,067 shares of Class A Common Stock. Of these, 2,018 shares were withheld to satisfy income tax obligations tied to the vesting. On June 2, 2026, Banks sold 546 shares at $127.26 per share in an open-market transaction under a pre-arranged Rule 10b5-1 trading plan, and he directly held 7,725 shares after the sale.
ROKU, INC senior vice president and general counsel Christopher T. Handman reported a mix of equity compensation events and a stock sale. On June 1, 2026, he exercised 11,898 Restricted Stock Units, receiving the same number of Class A shares. Of these, 5,900 shares were withheld by Roku to cover income tax obligations tied to the vesting. On June 2, 2026, he completed an open-market sale of 2,999 Class A shares at $127.26 per share under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, Handman directly holds 5,998 Class A shares and maintains 71,390 RSUs outstanding.
ROKU Form 144 notice for 7,067 shares of Common Stock.
The filing lists a proposed sale of 7,067 shares of restricted common stock on 06/01/2026 through Morgan Stanley Smith Barney LLC. The excerpt also lists multiple recent dispositions by Charles Collier on dates in March–May 2026 with share counts and gross proceeds.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice for proposed sales of the issuer's Common Stock by an affiliate, reporting specific transactions and additional restricted stock scheduled for sale. The filing lists completed sales of 9,593 shares on 05/01/2026 for $1,204,113.36 and 3,250 shares on 03/03/2026 for $310,602.50. The notice also lists restricted stock amounts of 3,250 shares (dated 06/01/2026) and 1,126 shares (dated 06/01/2025) identified as "Issuer" restricted stock.
Christopher Handman reported a sale notice under Section 144 for 2,999 shares of Common Stock, listed as Restricted Stock with an intended sale date of 06/01/2026. The filing also records a prior sale on 03/03/2026 of 2,999 shares for $286,614.43.
ROKU reported proposed and recent small dispositions of common stock by an insider. The filing lists 546 restricted shares identified for sale on 06/01/2026 and shows three reported settlements by Matt Banks of 725 shares on 05/01/2026, 728 shares on 04/01/2026, and 716 shares on 03/03/2026.
Neil Hunt submitted a Form 144 notifying a proposed sale of 2,000 shares of Common Stock via a stock option exercise on 06/01/2026. The filing also lists prior dispositions of 2,000 shares on 05/01/2026, 04/01/2026, and 03/02/2026 with proceeds shown for each transaction.