STOCK TITAN

Roku, Inc. (ROKU) president sells 20,538 shares after option exercise

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roku, Inc. President, Roku Media, Charles Collier exercised employee stock options covering 20,538 shares of Class A Common Stock at an exercise price of $49.5900 per share, then sold 20,538 shares on August 4, 2026 at weighted average prices of $145.8500, $146.3800, $145.8800 and $146.3900 per share pursuant to a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Collier Charles
Role President, Roku Media
Sold 20,538 shs ($3.00M)
Approx. gross sale proceeds $3.00M
Approx. exercise cost $1.02M
Approx. pre-tax spread $1.98M
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) F6 10,269 $0.00 $0.00
Exercise Employee Stock Option (right to buy) F6 10,269 $0.00 $0.00
Exercise Class A Common Stock 10,269 $49.59 $509K
Sale Class A Common Stock F1, F2 8,830 $145.85 $1.29M
Sale Class A Common Stock F1, F3 1,439 $146.38 $211K
Exercise Class A Common Stock 10,269 $49.59 $509K
Sale Class A Common Stock F1, F4 9,313 $145.88 $1.36M
Sale Class A Common Stock F1, F5 956 $146.39 $140K
Holdings After Transaction: Employee Stock Option (right to buy) — 61,614 shares (Direct); Class A Common Stock — 15,200 shares (Direct)
Footnotes (6)
  1. F1. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
  2. F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.37 to $146.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.36 to $146.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. F4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.37 to $146.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. F5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.36 to $146.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. F6. This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.
Options exercised 20538 shares Total Employee Stock Options exercised on 2026-08-04
Option exercise price $49.5900 per share Exercise price for the Employee Stock Option (right to buy)
Shares sold 20538 shares Aggregate Class A Common Stock sales on 2026-08-04
Representative sale price $145.8500 per share Weighted average price for 8,830-share sale of Class A Common Stock
Option expiration date 2032-11-03 Expiration date of the Employee Stock Option exercised
Rule 10b5-1 plan regulatory
"Shares sold pursuant to Mr. Collier's 10b5-1 plan."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Employee Stock Option (right to buy) financial
"Security title listed as Employee Stock Option (right to buy)."
Class A Common Stock financial
"Underlying security title identified as Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did Roku (ROKU) executive Charles Collier report?

Charles Collier, President, Roku Media, exercised 20,538 stock options at $49.5900 per share and sold 20,538 shares of Class A Common Stock on August 4, 2026 under a Rule 10b5-1 trading plan.

How many Roku (ROKU) shares did Charles Collier sell, and at what prices?

He sold a total of 20,538 shares of Roku Class A Common Stock in multiple trades at weighted average prices of $145.8500, $146.3800, $145.8800 and $146.3900 per share, with individual trades occurring within disclosed price ranges.

Were Charles Collier's Roku (ROKU) share sales made under a Rule 10b5-1 plan?

Yes. A footnote states the shares were sold pursuant to Mr. Collier's 10b5-1 plan, and the Rule 10b5-1 checkbox is marked as affirmed, indicating the reported sales occurred under a pre-arranged trading plan.

What Roku (ROKU) stock options did Charles Collier exercise?

He exercised 20,538 Employee Stock Options (reported in two blocks of 10,269) with an exercise price of $49.5900 per share, each option expiring on 2032-11-03, resulting in equivalent shares of Class A Common Stock.

What is the vesting schedule of Charles Collier's exercised Roku (ROKU) stock option?

A footnote explains the relevant stock option vests in 48 substantially equal monthly installments, with the first installment vesting on December 4, 2022. The August 4, 2026 exercise reflects a portion of this long-term vesting schedule.

What is the overall structure of Charles Collier's Roku (ROKU) insider transactions?

The report shows an option exercise-and-sale sequence: Collier exercised 20,538 options at $49.5900 per share, acquiring the same number of Class A shares, and then sold 20,538 shares in open-market transactions under a Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collier Charles

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Roku Media
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/04/2026M10,269A$49.5925,469D
Class A Common Stock08/04/2026S8,830(1)D$145.85(2)16,639D
Class A Common Stock08/04/2026S1,439(1)D$146.38(3)15,200D
Class A Common Stock08/04/2026M10,269A$49.5925,469D
Class A Common Stock08/04/2026S9,313(1)D$145.88(4)16,426D
Class A Common Stock08/04/2026S956(1)D$146.39(5)15,200D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$49.5908/04/2026M10,269 (6)11/03/2032Class A Common Stock10,269$0.0071,883D
Employee Stock Option (right to buy)$49.5908/04/2026M10,269 (6)11/03/2032Class A Common Stock10,269$0.0061,614D
Explanation of Responses:
1. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.37 to $146.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.36 to $146.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.37 to $146.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.36 to $146.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.
/s/ Renee Strandness, attorney-in-fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)