Every Form 4 that Roku, Inc. (ROKU) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ROKU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ROKU filings page.
ROKU, INC (ROKU) reported that Charles Collier, President, Roku Media, exercised employee stock options to acquire 20,538 shares of Class A Common Stock at an exercise price of $49.59 per share on September 4, 2026, and on the same date sold 20,538 shares in open-market transactions at weighted average prices around $156.87 and $157.73 per share under a Rule 10b5-1 trading plan.
ROKU, INC (symbol: ROKU) is the issuer of record for a Form 4 filing submitted to the SEC.
ROKU, INC (ROKU) reported insider equity activity by SVP & General Counsel Christopher T. Handman. On September 1, 2026, he exercised 11,898 Restricted Stock Units, receiving the same number of Class A Common shares, with 5,900 shares withheld to satisfy income tax obligations tied to the RSU vesting.
Following this vesting and exercise, 59,492 RSUs remained outstanding for Mr. Handman. On September 2, 2026, he separately sold 2,999 Class A Common shares at $155.64 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan.
ROKU, INC (ROKU) reported insider equity transactions by Gilbert Fuchsberg, President, Subscriptions. On September 1, 2026, RSUs covering 10,322 shares of Class A Common Stock vested and converted, with 5,710 shares withheld to satisfy income tax obligations. On September 2, 2026, Fuchsberg sold 4,824 shares of Class A Common Stock at $155.64 per share pursuant to a Rule 10b5-1 trading plan.
ROKU, INC (ROKU) reported that its CFO & COO, Jedda Dan, had Restricted Stock Units vest and convert into 26,133 shares of Class A Common Stock on September 1, 2026. Of these, 10,285 shares were withheld by Roku to satisfy income tax withholding obligations, and no open-market sales were reported.
ROKU, INC (ROKU) director Neil D. Hunt reported several equity transactions on September 1, 2026. He exercised 4,000 stock options for Class B Common Stock at an exercise price of $8.82 per share, then converted 2,000 Class B shares into 2,000 Class A shares and sold those 2,000 Class A shares in open-market transactions under a Rule 10b5-1 trading plan. Following the option exercise, he held 39,333 options at that strike price, expiring August 8, 2027. The filing also notes that each share of Class B Common Stock is convertible into one share of Class A Common Stock and will automatically convert upon certain transfer or ownership-threshold events.
ROKU, INC executive Charles Collier, President, Roku Media, reported multiple transactions in Class A Common Stock. On September 1, 2026, 29,340 Restricted Stock Units converted into the same number of shares, and 14,773 shares were withheld to cover income tax obligations. On September 2, 2026, he sold 7,067 shares in a series of brokerage or private transactions at weighted average prices generally between $155.50 and $158.10 per share, conducted under a Rule 10b5-1 trading plan. A separate indirect holding of 600 shares is reported in the Charles D. Collier Revocable Trust.
ROKU, INC (ROKU) reported that officer Mustafa Ozgen, President, Devices, Product and Technology, had Restricted Stock Units convert into 16,151 shares of Class A Common Stock on September 1, 2026. Of these, 6,357 shares were withheld to satisfy income tax obligations, and 3,410 shares were sold on September 2, 2026 at $155.64 per share under a Rule 10b5-1 trading plan.
ROKU, INC (ROKU) reported that Matthew C. Banks, its VP and Chief Accounting Officer, had 4,066 Restricted Stock Units convert into an equal number of Class A Common shares on September 1, 2026. That day, 2,017 shares were withheld to satisfy income tax obligations, and on September 2, 2026, 546 shares were sold at $155.64 per share pursuant to a Rule 10b5-1 trading plan.
Banks Matthew C. reported acquisition or exercise transactions in this Form 4 filing.
ROKU, INC reported that officer Matthew C. Banks, VP, Corp Controller & CAO, received a grant of 5,800 Restricted Stock Units (RSUs) on August 14, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock and was awarded at a stated price of $0.00 per unit.
This RSU award vests in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026. Following this grant, Banks directly holds 5,800 RSUs tied to Class A Common Stock, subject to the vesting schedule.
Fuchsberg Gilbert reported acquisition or exercise transactions in this Form 4 filing.
ROKU, INC reported that Gilbert Fuchsberg, President, Subscriptions, received two equity awards of Restricted Stock Units (RSUs) on August 14, 2026. One award covers 2,244 RSUs vesting in four substantially equal quarterly installments starting December 1, 2026, and the other covers 24,686 RSUs vesting in twelve substantially equal quarterly installments starting the same date. Each RSU represents a contingent right to receive one share of Class A Common Stock.
Ozgen Mustafa reported acquisition or exercise transactions in this Form 4 filing.
ROKU, INC reported that executive Mustafa Ozgen, President of Devices, Product, and Technology, received a grant of 32,765 Restricted Stock Units (RSUs) on August 14, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock. Following this grant, Ozgen holds 32,765 RSUs directly. The award vests in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026.
Handman Christopher T. reported acquisition or exercise transactions in this Form 4 filing.
ROKU, INC reported that SVP and General Counsel Christopher T. Handman received a grant of 27,469 Restricted Stock Units (RSUs) on August 14, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock. These RSUs vest in six quarterly installments, with the first installment vesting on March 1, 2028. Following this grant, Handman holds 27,469 RSUs directly.
Collier Charles reported acquisition or exercise transactions in this Form 4 filing.
ROKU, INC reported that Charles Collier, President, Roku Media, received a grant of 43,762 Restricted Stock Units (RSUs) tied to Class A Common Stock. Each RSU represents a contingent right to receive one share of Class A Common Stock. These RSUs vest in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026. Following this award, Collier is reported to hold 43,762 RSUs directly.
ROKU, INC executive Jedda Dan, CFO & COO, reported a mix of stock sales and equity awards. On August 17, 2026, Dan sold 7,000 shares of Class A Common Stock at $157.11 per share, leaving 65,963 shares held directly. On August 14, 2026, Dan received two Restricted Stock Unit (RSU) awards covering 6,358 shares and 50,379 shares of Class A Common Stock. Each RSU represents a contingent right to one share and vests in substantially equal quarterly installments, with the smaller award vesting over 4 quarters and the larger over 12 quarters, both beginning on December 1, 2026. The transactions are affirmed as made under a Rule 10b5-1 trading plan.
ROKU, INC reported equity and trust-related transactions by CEO and Chairman Anthony J. Wood. He received a grant of 172,630 Restricted Stock Units, each representing one share of Class A Common Stock. These RSUs vest in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026.
Separately, there were bona fide gift transfers of Class A Common Stock among trusts associated with Wood. One trust made a terminating distribution and an annuity distribution in accordance with its terms, resulting in 129,952 shares of gifted stock across receiving entities, while several direct and indirect holdings positions are reported for various Wood family trusts.
Roku, Inc. reported that Gilbert Fuchsberg, President, Subscriptions, sold 10,719 shares of Class A Common Stock at $150.00 per share on August 6, 2026. The sale occurred in an open-market or private transaction under a Rule 10b5-1 trading plan, leaving 40,380 shares held directly.
Roku, Inc. President, Roku Media, Charles Collier exercised employee stock options covering 20,538 shares of Class A Common Stock at an exercise price of $49.5900 per share, then sold 20,538 shares on August 4, 2026 at weighted average prices of $145.8500, $146.3800, $145.8800 and $146.3900 per share pursuant to a Rule 10b5-1 trading plan.
Roku, Inc. officer Matthew C. Banks, VP and CAO, reported selling 552 shares of Class A Common Stock on August 3, 2026 at $146.25 per share. The transaction is described as a sale in an open-market or private transaction under a Rule 10b5-1 trading plan, leaving him with 6,619 directly held shares.
Roku, Inc. director Neil D. Hunt reported several equity transactions on 2026-08-03. He exercised an employee stock option to acquire 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share, leaving 43,333 options outstanding and fully vested. He then converted 2,000 Class B shares into 2,000 Class A shares and sold 2,000 Class A shares in the open market at weighted average prices of $146.21 and $146.98 per share under a Rule 10b5-1 trading plan.
Roku, Inc. executive Dan Jedda, the company’s CFO & COO, completed an open-market sale of 7,000 shares of Class A Common Stock on July 15, 2026 at $141.90 per share. The sale was executed under a 10b5-1 trading plan and leaves him holding 72,963 shares directly.
ROKU, INC President, Roku Media Charles Collier reported a pre-planned option exercise and share sale. He exercised employee stock options to acquire 20,538 shares of Class A Common Stock at an exercise price of $49.59 per share.
On the same date, he sold 20,538 shares in open-market transactions at weighted average prices around $142 to $143 per share, pursuant to a Rule 10b5-1 trading plan. The filing characterizes these as routine derivative exercises and related sales rather than discretionary open-market purchases.
Roku director Neil D. Hunt reported stock trades combining a small sale with option activity. He sold a total of 2,000 shares of Class A Common Stock in open-market transactions at weighted average prices around $139–$141 per share, executed under a Rule 10b5-1 trading plan. Hunt also converted 2,000 shares of Class B Common Stock into Class A Common Stock and exercised employee stock options for 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share. Following these transactions, he directly holds 9,629 shares of Class A Common Stock, 20,000 shares of Class B Common Stock and 47,333 employee stock options.
ROKU, INC executive Matthew C. Banks, the company’s VP and Chief Accounting Officer, reported an open-market sale of Class A common stock. He sold 554 shares at a price of $138.88 per share in a single transaction conducted under a pre-arranged Rule 10b5-1 trading plan. Following this sale, Banks directly owns 7,171 shares of Roku Class A common stock, indicating he retains the majority of his reported holdings after this planned transaction.
ROKU, INC CFO & COO Dan Jedda sold shares of the company in a planned transaction. On June 15, 2026, he executed an open-market sale of 7,000 shares of Roku Class A Common Stock at $143.87 per share.
These shares were sold pursuant to Mr. Jedda's Rule 10b5-1 trading plan, indicating the sale was pre-arranged rather than timed discretionarily. After the transaction, he continues to directly hold 79,963 Roku shares, keeping a substantial equity stake in the company.
ROKU, INC director Gina Luna reported routine equity compensation activity. She exercised 1,847 Restricted Stock Units (RSUs) into Class A Common Stock and, following these transactions, directly holds 7,955 shares.
She also received 1,745 stock options with a $119.64 exercise price, vesting in 12 monthly installments or fully at the next annual stockholder meeting, and 1,027 new RSUs that vest in a single installment on the earlier of the next annual meeting or the first anniversary of the June 11, 2026 grant date.
Roku director Jeffrey M. Blackburn reported compensation-related equity activity. On June 11, 2026, he exercised restricted stock units into 1,847 shares of Class A Common Stock, bringing his direct holdings to 14,040 shares. He also received 1,745 stock options with a $119.64 exercise price, vesting in monthly installments or fully at the next annual stockholder meeting, and a new grant of 1,027 restricted stock units that vest at the earlier of the next annual meeting or the first anniversary of the grant.
Roku director Mai Fyfield reported several equity compensation moves in Class A common stock. She exercised 1,847 Restricted Stock Units (RSUs), converting them into shares, and 832 shares were sold by the issuer at $119.64 per share to cover her tax withholding obligations in connection with a prior RSU vesting. After these transactions, she directly holds 5,389 shares of Roku Class A common stock.
Fyfield also received new equity awards: a grant of 1,745 stock options with an exercise price of $119.64 per share that vest in monthly installments and expire on June 10, 2036, and a grant of 1,027 RSUs that vest in a single installment tied to the next annual shareholder meeting or the first anniversary of the grant date.
Roku director Laurie Simon Hodrick increased her equity stake through compensation-related transactions. On June 11, 2026, she exercised 1,847 Restricted Stock Units into Class A Common Stock, bringing her direct holdings to 7,955 shares. She also received a grant of 1,745 stock options with an exercise price of $119.64 per share, expiring on June 10, 2036, and a new award of 1,027 Restricted Stock Units. The RSU awards vest in a single installment on the earlier of the next annual stockholder meeting or the first anniversary of their respective grant dates.
ROKU, INC director Neil D. Hunt increased his equity exposure through option and RSU activity. On June 11, 2026, he exercised 1,847 Restricted Stock Units into Class A Common Stock, bringing his direct holdings to 9,629 shares. He also received 1,745 stock options with a $119.64 exercise price expiring on June 10, 2036, plus 1,027 new Restricted Stock Units that each represent one future Class A share upon vesting.
Roku director Ray A. Rothrock reported routine equity compensation and an option-related conversion. He exercised 1,847 shares of Class A Common Stock through the conversion of previously granted restricted stock units. After this, he directly held 44,784 Class A shares.
On the same date, he received new awards: 1,745 stock options with an exercise price of $119.64 per share expiring on June 10, 2036, and 1,027 restricted stock units, each representing a right to one Class A share. The RSUs and options vest based on time and the timing of Roku’s next annual stockholder meeting, indicating standard director compensation rather than open-market trading.
Roku director Jeff Hastings increased his equity stake through routine compensation-related transactions. On June 11, 2026, 1,847 Restricted Stock Units (RSUs) vested and were converted into the same number of Class A Common Stock shares, bringing his direct holdings to 9,629 shares.
On the same date, he received new equity awards: 1,745 stock options with an exercise price of $119.64 per share, expiring in 2036, and 1,027 RSUs, each representing one share of Class A Common Stock. The RSU footnotes state that these awards vest in a single installment on the earlier of the next annual stockholder meeting or the first anniversary of their grant dates.
ROKU, INC president of Devices, Product, and Technology Mustafa Ozgen sold 10,194 shares of Class A common stock in an open-market transaction at $144.00 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan. After this transaction, Ozgen directly holds 19,185 Roku shares.
ROKU, INC CEO Anthony J. Wood, through the Wood 2017 Revocable Trust, converted 25,000 shares of Class B Common Stock into 25,000 shares of Class A Common Stock and sold those 25,000 Class A shares at $130.00 per share. The filing notes the shares were sold pursuant to Mr. Wood's Rule 10b5-1 trading plan, indicating the transactions were pre-scheduled. Following these transactions, the Wood 2017 Revocable Trust continues to hold 16,150,111 shares of Class B Common Stock, and Mr. Wood also has additional Class A holdings through various trusts and 26,927 Class A shares held directly.
Roku, Inc. director, CEO and 10% owner Anthony J. Wood reported transactions involving Class A and Class B Common Stock held through the Wood 2017 Revocable Trust and other trusts. On June 10, 2026, the Wood 2017 Revocable Trust converted 18,000 shares of Class B Common Stock into 18,000 shares of Class A Common Stock and then sold 18,000 Class A shares in open-market transactions.
The 18,000 Class A shares were sold in four tranches at weighted average prices between $117.01 and $120.17 per share, pursuant to Mr. Wood’s Rule 10b5-1 trading plan. After these trades, the Wood 2017 Revocable Trust held 16,175,111 shares of Class B Common Stock and no Class A shares, while Mr. Wood continued to hold additional Class A shares directly and through multiple other trusts, including 26,927 Class A shares held directly.
ROKU, INC executive Charles Collier, President of Roku Media, reported an exercise-and-sell transaction in Class A Common Stock. On June 4, 2026, he sold a total of 20,537 shares in open-market trades at weighted average prices ranging from $122.86 to $126.14 per share under a Rule 10b5-1 trading plan. On the same date, he exercised employee stock options covering 20,537 shares at an exercise price of $49.59 per share. Following these transactions, he directly holds 15,200 shares of Class A Common Stock and retains 112,958 employee stock options.
ROKU, INC President, Roku Media Charles Collier reported a combination of RSU vesting, tax withholding, and an open-market sale of Class A common stock. On June 1, 2026, he exercised 29,340 Restricted Stock Units, each converting into one share of Class A Common Stock at a $0.00 exercise price.
On the same date, 14,773 shares were withheld by the issuer at $129.03 per share to satisfy income tax obligations tied to this vesting. On June 2, 2026, he sold 7,067 shares in an open-market transaction at $127.26 per share pursuant to his Rule 10b5-1 trading plan.
After these transactions, he directly held 15,200 shares of Class A Common Stock and had an additional 600 shares held indirectly through the Charles D. Collier Revocable Trust.
ROKU, INC President, Subscriptions Gilbert Fuchsberg reported several equity transactions involving Class A Common Stock and restricted stock units. On June 1, 2026, he exercised derivative securities for 10,322 shares of common stock and had 5,710 shares withheld to cover income tax obligations tied to RSU vesting.
On June 2, 2026, he executed an open-market sale of 4,376 shares at $127.26 per share, carried out under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 51,099 shares of Roku Class A Common Stock.
ROKU, INC director Neil D. Hunt reported multiple stock transactions in Roku on June 1, 2026. He sold a total of 2,000 shares of Class A Common Stock in open-market trades at weighted average prices around $128–$130 per share, executed pursuant to a Rule 10b5-1 trading plan.
Hunt also acquired 2,000 shares of Class A Common Stock through the conversion of Class B shares and exercised derivative securities covering a total of 10,000 shares, including 4,000 employee stock options with a $8.82 exercise price expiring on August 8, 2027. Following these moves, he holds 9,782 shares of Class A Common Stock and 18,000 shares of Class B Common Stock directly.
ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported routine equity compensation activity involving restricted stock units and related tax withholding.
Dan exercised derivative awards to acquire 26,132 shares of Class A Common Stock, while 10,284 shares were withheld by the company at $129.03 per share to satisfy income tax obligations tied to RSU vesting. Following these transactions, Dan directly holds 86,963 shares of Class A Common Stock. The filing also notes multiple RSU awards that vest in substantially equal quarterly installments over time, with vesting schedules that began in September 2023 and November 2025.
ROKU, INC CEO Anthony J. Wood reported compensation-related stock activity involving restricted stock units on Class A common stock. On June 1, 2026, he exercised awards covering 20,940 shares, increasing his direct holdings before tax.
To cover income tax obligations tied to this vesting, 8,241 shares were withheld by Roku at a price of $129.03 per share. After these transactions, Wood directly held 26,927 shares of Class A common stock, in addition to various indirect holdings through family trusts and remaining RSU awards scheduled to vest over time.
ROKU, INC executive Mustafa Ozgen reported routine equity compensation activity involving restricted stock units and related tax withholding. On June 1, 2026, the company withheld 6,357 shares of Class A Common Stock at $129.03 per share to cover income tax obligations tied to RSU vesting.
On the same date, Ozgen acquired additional Class A shares through the vesting and conversion of multiple RSU awards, including an exercise of 16,150 shares and several derivative RSU conversions with a stated conversion price of $0.00 per share. The filing shows these as compensation-related transactions, not open-market purchases or sales, and reports continued direct ownership of Roku stock following the events.
ROKU, INC VP and Chief Accounting Officer Matthew C. Banks reported routine equity compensation activity and a small share sale. On June 1, 2026, restricted stock units vested into 4,067 shares of Class A Common Stock. Of these, 2,018 shares were withheld to satisfy income tax obligations tied to the vesting. On June 2, 2026, Banks sold 546 shares at $127.26 per share in an open-market transaction under a pre-arranged Rule 10b5-1 trading plan, and he directly held 7,725 shares after the sale.
ROKU, INC senior vice president and general counsel Christopher T. Handman reported a mix of equity compensation events and a stock sale. On June 1, 2026, he exercised 11,898 Restricted Stock Units, receiving the same number of Class A shares. Of these, 5,900 shares were withheld by Roku to cover income tax obligations tied to the vesting. On June 2, 2026, he completed an open-market sale of 2,999 Class A shares at $127.26 per share under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, Handman directly holds 5,998 Class A shares and maintains 71,390 RSUs outstanding.
ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported an open-market sale of 7,000 shares of Class A Common Stock at an average price of $122.56 per share. The transaction was executed pursuant to Mr. Jedda’s Rule 10b5-1 trading plan and is described as an open-market sale.
After this sale, Mr. Jedda directly holds 71,115 shares of Roku Class A Common Stock. The filing does not show any accompanying option exercises or derivative positions, indicating this was a straightforward stock sale under a pre-arranged plan.
ROKU, INC CEO Anthony J. Wood, through the Wood 2017 Revocable Trust, reported a mixed set of insider transactions involving Roku Class A and Class B Common Stock. On May 11, 2026, the trust sold a total of 75,000 shares of Class A Common Stock in open-market transactions at weighted average prices ranging from $127.61 to $131.22 per share, under a pre-arranged Rule 10b5-1 trading plan.
On the same date, the Wood 2017 Revocable Trust converted 75,000 shares of Class B Common Stock into 75,000 shares of Class A Common Stock. After these transactions, the trust held 75,000 shares of Class A Common Stock and 16,193,111 shares of Class B Common Stock. The filing also lists additional indirect holdings in various Anthony J. Wood trusts and a direct holding of 14,228 Class A shares, indicating that the sales represent a small portion of his overall economic interest in Roku.
ROKU, INC executive Matthew C. Banks, VP and Chief Accounting Officer, sold 725 shares of Class A Common Stock in an open-market transaction on May 1, 2026 at $125.52 per share.
The sale was made pursuant to Mr. Banks' pre-arranged Rule 10b5-1 trading plan, indicating it was scheduled in advance. Following this transaction, he directly holds 6,222 shares of Roku Class A Common Stock.
ROKU, INC executive Gilbert Fuchsberg, President, Subscriptions, completed an open-market sale of 9,593 shares of Class A Common Stock at $125.52 per share. Following the transaction, he directly holds 50,863 shares. The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan.
ROKU, INC director Neil D. Hunt reported a mix of derivative exercises and open-market sales of the company’s stock. On Class A Common Stock, he sold a total of 2,000 shares in multiple open-market transactions at weighted average prices within ranges from $116.84 to $125.52 per share, under a pre-arranged Rule 10b5-1 trading plan.
Hunt also acquired shares through derivative activity. He converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock and exercised derivative securities covering an additional 8,000 shares, including an employee stock option for 4,000 shares with a $8.82 exercise price. Following these transactions, he directly holds 7,782 shares of Class A Common Stock, 16,000 shares of Class B Common Stock, and 55,333 employee stock options. The sales and exercises appear as routine portfolio management under his trading plan.
ROKU, INC President, Roku Media Charles Collier reported an exercise-and-sell transaction in Class A Common Stock. On 2026-05-04, he exercised employee stock options to acquire 20,538 shares at a conversion price of $49.59 per share, then sold 20,538 shares in open‑market trades at weighted average prices between $122.58 and $125.71 per share. The sales were made under a pre-arranged Rule 10b5-1 trading plan, which schedules transactions in advance.