STOCK TITAN

Roku (ROKU) director Blackburn adds shares and new equity awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roku director Jeffrey M. Blackburn reported compensation-related equity activity. On June 11, 2026, he exercised restricted stock units into 1,847 shares of Class A Common Stock, bringing his direct holdings to 14,040 shares. He also received 1,745 stock options with a $119.64 exercise price, vesting in monthly installments or fully at the next annual stockholder meeting, and a new grant of 1,027 restricted stock units that vest at the earlier of the next annual meeting or the first anniversary of the grant.

Positive

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Insider Blackburn Jeffrey M
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 1,847 $0.00 --
Grant/Award Restricted Stock Unit 1,027 $0.00 --
Grant/Award Stock Options (right to buy) 1,745 $0.00 --
Exercise Class A Common Stock 1,847 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Stock Options (right to buy) — 1,745 shares (Direct, null); Class A Common Stock — 14,040 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
Shares acquired via RSU conversion 1,847 shares Class A Common Stock acquired on June 11, 2026
Shares held after transaction 14,040 shares Direct Class A holdings following June 11, 2026 transactions
New stock options granted 1,745 options Right to buy Class A Common Stock, granted June 11, 2026
Option exercise price $119.64 per share Conversion or exercise price for 1,745 stock options
Option expiration June 10, 2036 Expiration date of 1,745 stock options
New RSU grant (2026) 1,027 RSUs Restricted Stock Units granted June 11, 2026
RSU-for-share conversion 1,847 RSUs RSUs converted into Class A shares on June 11, 2026
Derivative exercises reported 1 transaction Exercise or conversion of derivative security in filing summary
Restricted Stock Unit financial
"This RSU was granted on June 11, 2025 and vests in one installment"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Options (right to buy) financial
"Stock Options (right to buy) … vests in 12 substantially equal monthly installments"
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blackburn Jeffrey M

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026M1,847A$014,040D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/11/2026M1,84706/11/2026 (2)Class A Common Stock1,847$00D
Restricted Stock Unit(1)06/11/2026A1,027 (3) (3)Class A Common Stock1,027$01,027D
Stock Options (right to buy)$119.6406/11/2026A1,745 (4)06/10/2036Class A Common Stock1,745$01,745D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
Remarks:
Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney
/s/ Renee Strandness, attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Roku (ROKU) director Jeffrey M. Blackburn report in this Form 4?

Jeffrey M. Blackburn reported equity compensation activity, not open-market trades. He exercised 1,847 restricted stock units into Class A shares and received new grants of 1,745 stock options and 1,027 restricted stock units, all as part of his director compensation package.

How many Roku (ROKU) shares does Jeffrey M. Blackburn hold after these transactions?

After these transactions, Jeffrey M. Blackburn directly holds 14,040 Class A shares. This figure reflects the conversion of 1,847 restricted stock units into shares on June 11, 2026, and represents his updated non-derivative ownership position as reported in the filing.

What are the terms of Jeffrey M. Blackburn’s new Roku stock options?

Blackburn received 1,745 Roku stock options at a $119.64 exercise price. The options vest in 12 substantially equal monthly installments starting one month after grant, but any unvested portion vests fully on the date of the next annual stockholder meeting following the grant.

How do the new Roku restricted stock units granted to Blackburn vest?

Two restricted stock unit grants follow single-installment vesting tied to the annual meeting. The 2025 RSU grant vests at the earlier of the next annual meeting or its first anniversary, and the June 11, 2026 grant follows the same vesting trigger structure.

Were there any Roku (ROKU) share sales or disposals by Jeffrey M. Blackburn?

No sales or disposals were reported in this Form 4. All four transactions are classified as acquisitions, including one RSU-to-share conversion and grants of stock options and restricted stock units, reflecting compensation and equity award activity rather than open-market selling.