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  4. [Form 4] ROKU, INC Insider Trading Activity

Roku (ROKU) awards 27,469 restricted stock units to legal chief

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Handman Christopher T. reported acquisition or exercise transactions in this Form 4 filing.

ROKU, INC reported that SVP and General Counsel Christopher T. Handman received a grant of 27,469 Restricted Stock Units (RSUs) on August 14, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock. These RSUs vest in six quarterly installments, with the first installment vesting on March 1, 2028. Following this grant, Handman holds 27,469 RSUs directly.

Positive

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Insider Handman Christopher T.
Role SVP and General Counsel
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1, F2 27,469 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 27,469 shares (Direct)
Footnotes (2)
  1. F1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  2. F2. This RSU vests in 6 quarterly installments. The first installment vests on March 1, 2028.
RSUs granted 27,469 shares Restricted Stock Units granted on August 14, 2026 to Christopher T. Handman
Transaction price per RSU $0.0000 per share Reported grant price for the RSU award
RSUs following transaction 27,469 shares Total RSUs beneficially owned after the reported grant
Vesting start date March 1, 2028 First of six quarterly vesting installments for the RSU award
Vesting installments 6 quarterly installments Schedule over which the RSUs will vest
Restricted Stock Unit financial
"reported that SVP and General Counsel ... received a grant of 27,469 Restricted Stock Units (RSUs)"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock"
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vesting financial
"This RSU vests in 6 quarterly installments. The first installment vests on March 1, 2028"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What equity award did ROKU (ROKU) grant to Christopher T. Handman in this Form 4?
ROKU granted Christopher T. Handman 27,469 Restricted Stock Units (RSUs). Each RSU is a contingent right to receive one share of ROKU Class A Common Stock, representing a stock-based compensation award rather than an open-market purchase.

What is the vesting schedule of the 27,469 RSUs reported for ROKU (ROKU)?
The 27,469 RSUs vest in six quarterly installments. According to the disclosure, the first installment vests on March 1, 2028, and the remaining installments vest in subsequent quarters, subject to the award’s terms.

What does each RSU represent in the ROKU (ROKU) Form 4 for Christopher T. Handman?
Each RSU represents a contingent right to receive one share of Class A Common Stock of ROKU. The shares are not issued immediately; they are delivered as the RSUs vest over the scheduled quarterly installments.

How many ROKU (ROKU) RSUs does Christopher T. Handman hold after this transaction?
Following this grant, Christopher T. Handman holds 27,469 RSUs directly. This figure reflects the total number of Restricted Stock Units reported as beneficially owned after the August 14, 2026 grant transaction.

Was the ROKU (ROKU) RSU grant to Christopher T. Handman an open-market buy or a compensation award?
The transaction is coded as a grant, award, or other acquisition (Code A), indicating stock-based compensation. It is not an open-market purchase, and the per-share transaction price is reported as $0.0000 for the RSUs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Handman Christopher T.
(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.
(Street)
SAN JOSE CALIFORNIA 95110
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)08/14/2026A27,469 (2) (2)Class A Common Stock27,469$0.027,469D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. This RSU vests in 6 quarterly installments. The first installment vests on March 1, 2028.
/s/ Renee Strandness, attorney-in-fact08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR