Roku (ROKU) devices president sells 10,194 shares under Rule 10b5-1 plan

Rhea-AI Filing Summary

ROKU, INC president of Devices, Product, and Technology Mustafa Ozgen sold 10,194 shares of Class A common stock in an open-market transaction at $144.00 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan. After this transaction, Ozgen directly holds 19,185 Roku shares.

Insider Trade Summary 10b5-1

Net Seller: 10,194 shares ($1,467,936)

Net Sell 1 txn

Insider Ozgen Mustafa

Role Pres, Devices, Prod, and Tech

Sold 10,194 shs ($1.47M)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	10,194	$144.00	$1.47M

Holdings After Transaction: Class A Common Stock — 19,185 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 10,194 shares Sale price: $144.00 per share Shares owned after transaction: 19,185 shares +2 more

5 metrics

Shares sold 10,194 shares Open-market sale of Class A common stock

Sale price $144.00 per share Price for the 10,194 shares sold

Shares owned after transaction 19,185 shares Direct holdings following the sale

Transaction type Open-market sale Form 4 non-derivative transaction code S

Trading plan Rule 10b5-1 plan Footnote: shares sold pursuant to Mr. Ozgen's 10b5-1 Plan

Key Terms

Class A Common Stock, open-market sale, Rule 10b5-1 trading plan, Form 4

4 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Rule 10b5-1 trading plan regulatory

"Shares sold pursuant to Mr. Ozgen's 10b5-1 Plan."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ozgen Mustafa

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres, Devices, Prod, and Tech

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/12/2026		S		10,194(1)	D	$144	19,185	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold pursuant to Mr. Ozgen's 10b5-1 Plan.

	/s/ Renee Strandness, attorney-in-fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Roku (ROKU) report for Mustafa Ozgen?

Roku reported that Mustafa Ozgen, president of Devices, Product, and Technology, sold 10,194 shares of Class A common stock. The transaction was an open-market sale executed under a Rule 10b5-1 trading plan, indicating it was pre-arranged rather than a discretionary trade.

At what price were Mustafa Ozgen’s Roku (ROKU) shares sold?

Mustafa Ozgen’s 10,194 Roku Class A shares were sold at $144.00 per share. This price reflects the transaction value disclosed in the Form 4 and applies to the full share amount reported for the open-market sale on the stated transaction date.

How many Roku (ROKU) shares does Mustafa Ozgen hold after this sale?

After the reported transaction, Mustafa Ozgen directly holds 19,185 Roku Class A shares. This post-transaction balance is disclosed in the Form 4 and shows his remaining direct equity stake following the open-market sale of 10,194 shares.

Was the Roku (ROKU) insider sale by Mustafa Ozgen under a 10b5-1 plan?

Yes. The Form 4 footnote states the shares were sold pursuant to Mr. Ozgen’s Rule 10b5-1 trading plan. Such plans pre-schedule trades, meaning the timing of this sale was set in advance rather than decided at the transaction date.

What type of security did Mustafa Ozgen sell in this Roku (ROKU) Form 4?

The transaction involved Roku’s Class A common stock. The Form 4 specifies that 10,194 shares of this non-derivative security were sold in an open-market transaction, with Ozgen’s direct ownership position updated to 19,185 Class A shares afterward.