Roku CFO exercises options; shares withheld for taxes
ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported routine equity compensation activity involving restricted stock units and related tax withholding.
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Form Type
4
Rhea-AI Filing Summary
ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported routine equity compensation activity involving restricted stock units and related tax withholding.
Dan exercised derivative awards to acquire 26,132 shares of Class A Common Stock, while 10,284 shares were withheld by the company at $129.03 per share to satisfy income tax obligations tied to RSU vesting. Following these transactions, Dan directly holds 86,963 shares of Class A Common Stock. The filing also notes multiple RSU awards that vest in substantially equal quarterly installments over time, with vesting schedules that began in September 2023 and November 2025.
Insider Trade Summary
26,132 shares exercised/converted
Exercise
5 txns
Insider
Jedda Dan
Role
CFO & COO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit | 17,726 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 4,221 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 4,185 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 26,132 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Class A Common Stock | 10,284 | $129.03 | $1.33M |
Holdings After Transaction:
Restricted Stock Unit — 96,054 contracts (Direct);
Class A Common Stock — 86,963 shares (Direct)
Footnotes (5)
- F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.
- F2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F3. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.
- F4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
- F5. This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Key Figures
Shares acquired via exercise: 26,132 shares
Shares withheld for taxes: 10,284 shares
Withholding price per share: $129.03 per share
+2 more
5 metrics
Shares acquired via exercise
26,132 shares
Class A Common Stock acquired through derivative exercise/conversion on June 1, 2026
Shares withheld for taxes
10,284 shares
Withheld by issuer to satisfy income tax obligations on June 1, 2026
Withholding price per share
$129.03 per share
Value applied to Class A Common Stock withheld for tax remittance
Shares held after transactions
97,247 shares
Total direct Class A Common Stock held by Jedda Dan after June 1, 2026
Tax-withholding transactions
1 transaction / 10,284 shares
Code F disposition for income tax withholding on RSU vesting
Key Terms
Restricted Stock Unit, tax-withholding disposition, derivative security, Class A Common Stock, +1 more
5 terms
Restricted Stock Unit financial
"Represents shares that have been withheld by the Issuer to satisfy income tax withholding..."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
income tax withholding financial
"withheld by the Issuer to satisfy income tax withholding and remittance obligations..."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider activity did Roku (ROKU) CFO & COO Jedda Dan report?
Jedda Dan reported equity compensation activity, exercising derivative awards into 26,132 shares of Roku Class A Common Stock. In the same filing, 10,284 shares were withheld by Roku to cover income tax obligations related to restricted stock unit vesting.
What restricted stock unit (RSU) vesting schedules are disclosed for Roku (ROKU) CFO Jedda Dan?
The filing describes RSU awards that vest in substantially equal quarterly installments. One RSU grant vests over sixteen quarters starting September 1, 2023, while others vest over four and eight quarterly installments beginning on November 15, 2025.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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