STOCK TITAN

Roku director Neil D. Hunt sells 2,000 shares

The director’s sales were reported under a Rule 10b5-1 plan, at weighted-average prices of $150.85 and $152.04 per share.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

ROKU director Neil D. Hunt exercised options for 4,000 shares at an $8.82 exercise price on October 1, 2026, acquiring Class B common stock; 35,333 options remained after the transaction. He converted 2,000 Class B shares into 2,000 Class A shares and sold 1,592 Class A shares at a weighted average of $150.85 per share and another 408 at a weighted average of $152.04. The sales were made under his Rule 10b5-1 plan.

Insider HUNT NEIL D
Role Director
Sold 2,000 shs ($302K)
Approx. gross sale proceeds $302K
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) F5 4,000 $0.00 $0.00
Exercise Class B Common Stock F1 4,000 $0.00 $0.00
Conversion Class B Common Stock F1 2,000 $0.00 $0.00
Conversion Class A Common Stock F1 2,000 -- --
Sale Class A Common Stock F2, F3 1,592 $150.85 $240K
Sale Class A Common Stock F2, F4 408 $152.04 $62K
Holdings After Transaction: Employee Stock Option (right to buy) — 35,333 contracts (Direct); Class B Common Stock — 50,000 contracts (Direct); Class A Common Stock — 9,629 shares (Direct)
Footnotes (5)
  1. F1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
  2. F2. Shares sold pursuant to Mr. Hunt's 10b5-1 plan.
  3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.37 to $151.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. F4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.41 to $152.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. F5. This option is fully vested.
Options exercised 4,000 shares October 1, 2026
Exercise price $8.82 per share Options exercised October 1, 2026
Options remaining 35,333 options Following the October 1, 2026 transaction
Class B shares acquired 4,000 shares October 1, 2026
Class B shares converted to Class A 2,000 shares October 1, 2026
Class A shares sold 1,592 shares at a weighted average of $150.85 per share October 1, 2026
Class A shares sold 408 shares at a weighted average of $152.04 per share October 1, 2026
Rule 10b5-1 plan regulatory
"Shares sold pursuant to Mr. Hunt's 10b5-1 plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average price financial
"The reported price in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
exercise price financial
"conversion or exercise price of $8.82"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Permitted Transfers technical
"certain "Permitted Transfers""
Trading Day technical
"the first "Trading Day""
A trading day is a calendar day when a stock exchange is open and securities can be bought or sold during its set market hours, like a store’s regular business hours. It matters to investors because price changes, order execution, daily volume, and settlement timing are tied to trading days, so performance, deadlines for trades or option expirations, and short-term strategies are measured and planned around them.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ROKU shares did Neil D. Hunt sell, and at what prices?

On October 1, 2026, Neil D. Hunt sold 1,592 shares at a weighted average of $150.85 per share, with transactions ranging from $150.37 to $151.31, and 408 shares at a weighted average of $152.04, ranging from $151.41 to $152.36. The sales were made under his Rule 10b5-1 plan.

How can ROKU Class B shares convert into Class A shares?

Each Class B share may be converted at any time at the reporting person’s option into one Class A share and has no expiration date. Automatic conversion occurs upon certain transfers, when Class B shares represent less than 10% of the combined outstanding Class A and Class B shares on the first qualifying Trading Day, or upon a qualifying vote of Class B holders.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUNT NEIL D

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026C2,000A(1)11,629D
Class A Common Stock10/01/2026S1,592(2)D$150.85(3)10,037D
Class A Common Stock10/01/2026S408(2)D$152.04(4)9,629D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$8.8210/01/2026M4,000 (5)08/08/2027Class B Common Stock4,000$035,333D
Class B Common Stock(1)10/01/2026M4,000 (1) (1)Class B Common Stock4,000$026,000D
Class B Common Stock(1)10/01/2026C2,000 (1) (1)Class A Common Stock2,000$024,000D
Explanation of Responses:
1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
2. Shares sold pursuant to Mr. Hunt's 10b5-1 plan.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.37 to $151.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.41 to $152.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. This option is fully vested.
/s/ Renee Strandness, attorney-in-fact10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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