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Roku media chief sells 7,067 shares near $156

Roku’s President, Roku Media reported RSU vesting, tax-withholding share dispositions, and net open-market sales of 7,067 Class A shares under a Rule 10b5-1 plan.

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Form Type
4

Rhea-AI Filing Summary

ROKU, INC executive Charles Collier, President, Roku Media, reported multiple transactions in Class A Common Stock. On September 1, 2026, 29,340 Restricted Stock Units converted into the same number of shares, and 14,773 shares were withheld to cover income tax obligations. On September 2, 2026, he sold 7,067 shares in a series of brokerage or private transactions at weighted average prices generally between $155.50 and $158.10 per share, conducted under a Rule 10b5-1 trading plan. A separate indirect holding of 600 shares is reported in the Charles D. Collier Revocable Trust.

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Insider Collier Charles
Role President, Roku Media
Sold 7,067 shs ($1.11M)
Approx. gross sale proceeds $1.11M
Type Security Shares Price Value
Sale Class A Common Stock F2, F3 521 $155.81 $81K
Sale Class A Common Stock F2, F4 740 $156.87 $116K
Sale Class A Common Stock F2, F5 506 $157.84 $80K
Sale Class A Common Stock F2, F6 671 $156.02 $105K
Sale Class A Common Stock F2, F7 655 $157.01 $103K
Sale Class A Common Stock F2, F8 441 $157.92 $70K
Sale Class A Common Stock F2, F9 993 $155.80 $155K
Sale Class A Common Stock F2, F10 1,390 $156.84 $218K
Sale Class A Common Stock F2, F11 1,150 $157.84 $182K
Exercise Restricted Stock Unit F12, F13 29,340 $0.00 $0.00
Exercise Class A Common Stock 29,340 $0.00 $0.00
Tax Withholding Class A Common Stock F1 14,773 $155.53 $2.30M
holding Class A Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 29,340 contracts (Direct); Class A Common Stock — 22,700 shares (Direct); Class A Common Stock — 600 shares (Indirect, Charles D. Collier Revocable Trust)
Footnotes (13)
  1. F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
  2. F2. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
  3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. F4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.53 to $157.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. F5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.54 to $157.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. F6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.64 to $156.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. F7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.66 to $157.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. F8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.61 to $158.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. F9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. F10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.50 to $157.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. F11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.51 to $158.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. F12. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  13. F13. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
Shares sold 7,067 shares Class A Common Stock sales on September 2, 2026
Sale price range $155.50–$158.10 per share Underlying trade prices for weighted-average sale prices reported in nine transactions
RSUs converted 29,340 shares Restricted Stock Units converting into Class A Common Stock on September 1, 2026
Shares withheld for taxes 14,773 shares Shares withheld to satisfy income tax obligations upon RSU vesting on September 1, 2026
Indirect trust holding 600 shares Class A Common Stock held indirectly via the Charles D. Collier Revocable Trust after reported transactions
Net buy/sell shares 7,067 shares net sold Net of reported purchase and sale transactions in this filing
Rule 10b5-1 plan regulatory
"Shares sold pursuant to Mr. Collier's 10b5-1 plan."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Restricted Stock Unit financial
"Each RSU represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
income tax withholding financial
"withheld by the Issuer to satisfy income tax withholding and remittance"

FAQ

What insider transactions did ROKU’s President, Roku Media report on this Form 4?

He reported 29,340 RSUs converting into Class A shares on September 1, 2026, 14,773 shares withheld for income taxes, and subsequent sales of 7,067 shares on September 2, 2026, in multiple transactions at weighted average prices under a Rule 10b5-1 plan.

How many ROKU shares did Charles Collier sell and at what prices?

On September 2, 2026, Charles Collier sold 7,067 Class A shares of ROKU in nine transactions, each reported at a weighted average price, with underlying trade prices ranging roughly from $155.50 to $158.10 per share, according to detailed price-range footnotes.

Were the ROKU stock sales by Charles Collier made under a Rule 10b5-1 plan?

Yes. The filing’s Rule 10b5-1 checkbox is affirmed and a footnote states that the reported sales were made pursuant to Mr. Collier’s 10b5-1 plan, indicating the transactions followed a pre-established trading arrangement.

What happened with Charles Collier’s RSUs in ROKU on September 1, 2026?

On September 1, 2026, 29,340 Restricted Stock Units held by Charles Collier converted into 29,340 shares of ROKU Class A Common Stock. A related footnote explains that each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting.

How many ROKU shares were withheld for taxes from Charles Collier’s RSU vesting?

In connection with RSU vesting on September 1, 2026, 14,773 shares of ROKU Class A Common Stock were withheld by the issuer to satisfy income tax withholding and remittance obligations, as described in a transaction footnote.

Does Charles Collier report any indirect ownership of ROKU shares?

Yes. The Form 4 shows an indirect holding of 600 shares of ROKU Class A Common Stock through the Charles D. Collier Revocable Trust, identified as an indirect ownership entry.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collier Charles

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Roku Media
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026M29,340A$044,540D
Class A Common Stock09/01/2026F14,773(1)D$155.5329,767D
Class A Common Stock09/02/2026S521(2)D$155.81(3)29,246D
Class A Common Stock09/02/2026S740(2)D$156.87(4)28,506D
Class A Common Stock09/02/2026S506(2)D$157.84(5)28,000D
Class A Common Stock09/02/2026S671(2)D$156.02(6)27,329D
Class A Common Stock09/02/2026S655(2)D$157.01(7)26,674D
Class A Common Stock09/02/2026S441(2)D$157.92(8)26,233D
Class A Common Stock09/02/2026S993(2)D$155.8(9)25,240D
Class A Common Stock09/02/2026S1,390(2)D$156.84(10)23,850D
Class A Common Stock09/02/2026S1,150(2)D$157.84(11)22,700D
Class A Common Stock600ICharles D. Collier Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(12)09/01/2026M29,340 (13) (13)Class A Common Stock29,340$0.0029,340D
Explanation of Responses:
1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
2. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.53 to $157.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.54 to $157.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.64 to $156.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.66 to $157.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.61 to $158.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.50 to $157.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.51 to $158.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
12. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
13. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
/s/ Renee Strandness, attorney-in-fact09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)