Roku officer plans sale of 3,410 shares

Roku officer Mustafa Ozgen filed a Rule 144 notice to sell 3,410 restricted common shares following a prior June 2026 sale.

Rhea-AI Filing Summary

ROKU, INC. (ROKU) has a notice from officer Mustafa Ozgen of a planned sale of company common stock under Rule 144. The notice indicates an intention to sell 3,410 shares of restricted common stock, with the securities held at Morgan Stanley Smith Barney LLC and listed on NASDAQ. The filing also reports that Ozgen sold 10,194 shares of Roku common stock on June 12, 2026 for aggregate proceeds of $1,467,936.00.

Key Figures

Shares intended for sale: 3,410 shares Recent shares sold: 10,194 shares Proceeds from recent sale: $1,467,936.00

3 metrics

Shares intended for sale 3,410 shares Planned sale of Roku common stock by officer Mustafa Ozgen under Rule 144

Recent shares sold 10,194 shares Roku common stock sold by Mustafa Ozgen on June 12, 2026

Proceeds from recent sale $1,467,936.00 Aggregate proceeds from 10,194 Roku shares sold on June 12, 2026

Key Terms

Rule 144, Restricted Stock

2 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 09/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

What does the Form 144 filing disclose for ROKU?

It discloses that Mustafa Ozgen, an officer of Roku, intends to sell 3,410 shares of Roku common stock under Rule 144, and that he previously sold 10,194 shares on June 12, 2026 for $1,467,936.00.

How many ROKU shares does Mustafa Ozgen currently plan to sell?

The notice states an intended sale of 3,410 shares of Roku common stock. These shares are described as restricted stock and are to be sold under Rule 144 through an account at Morgan Stanley Smith Barney LLC.

What prior ROKU stock sales by Mustafa Ozgen are reported in this Form 144?

The filing reports that Mustafa Ozgen sold 10,194 shares of Roku common stock on June 12, 2026, for aggregate proceeds of $1,467,936.00 during the preceding three months.

On which market are the ROKU shares in this Form 144 listed?

The securities referenced in the notice are Roku common stock listed on NASDAQ, as indicated in the securities information section of the filing.

What type of ROKU securities are covered by Mustafa Ozgen’s Form 144?

The notice covers restricted common stock of Roku, Inc. It specifies common shares to be sold under Rule 144, identifying the security as Roku common stock held at Morgan Stanley Smith Barney LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:05 PM Accepted by SEC EDGAR 09/02/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001767033
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	MUSTAFA OZGEN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3410	530732.40	132050905	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2026	Restricted Stock	ISSUER			3410	09/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MUSTAFA OZGEN 1173 Coleman Avenue San Jose CA 95110	Common	06/12/2026	10194	1467936.00

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/24/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mustafa Ozgen
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)