Roku officer plans $467K Roku stock sale

ROKU, INC (ROKU) received a notice that officer Christopher Todd Handman intends to sell 2,999 shares of Roku common stock under Rule 144 through Morgan Stanley Smith Barney LLC.

Rhea-AI Filing Summary

ROKU, INC (ROKU) received a notice that officer Christopher Todd Handman intends to sell 2,999 shares of Roku common stock under Rule 144 through Morgan Stanley Smith Barney LLC. The shares have an aggregate market value of $466,764.36 and are listed on NASDAQ under CUSIP 132050905.

Key Figures

Shares to be sold: 2,999 shares Aggregate market value: $466,764.36 Security identifier: CUSIP 132050905 +1 more

4 metrics

Shares to be sold 2,999 shares Common stock shares covered by the Rule 144 notice

Aggregate market value $466,764.36 Reported value of 2,999 Roku common shares covered by the notice

Security identifier CUSIP 132050905 CUSIP for Roku, Inc. common stock listed on NASDAQ

Shares acquired 2,999 shares Restricted Stock acquired from the issuer as reported in the securities-to-be-sold section

Key Terms

Rule 144, Restricted Stock, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 09/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

aggregate market value financial

"Common | Morgan Stanley Smith Barney LLC ... | 2999 | 466764.36"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

What does the Form 144 filing disclose for ROKU?

It discloses that officer Christopher Todd Handman intends to sell 2,999 shares of Roku common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an indicated aggregate market value of $466,764.36.

How many ROKU shares are planned to be sold under this Form 144?

The filing states an intended sale of 2,999 shares of Roku common stock, with an aggregate market value of $466,764.36 as reported in the notice.

Who is the insider planning to sell ROKU shares in this Form 144?

The notice is filed for Christopher Todd Handman, identified as an officer of Roku, Inc., as the person for whose account the securities are to be sold.

What type of ROKU security is covered by this Form 144?

The Form 144 covers common stock of Roku, Inc., identified with CUSIP 132050905 and listed on NASDAQ, acquired as Restricted Stock from the issuer.

What is the reported market value of the ROKU shares in this Form 144?

The filing reports an aggregate market value of $466,764.36 for the 2,999 shares of Roku common stock that are intended to be sold under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:06 PM Accepted by SEC EDGAR 09/02/2026 - 04:05 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001699291
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	CHRISTOPHER HANDMAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2999	466764.36	132050905	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2026	Restricted Stock	ISSUER			2999	09/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Christopher Todd Handman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)