Roku (ROKU) director boosts stake with RSU exercise and new option grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Roku director Laurie Simon Hodrick increased her equity stake through compensation-related transactions. On June 11, 2026, she exercised 1,847 Restricted Stock Units into Class A Common Stock, bringing her direct holdings to 7,955 shares. She also received a grant of 1,745 stock options with an exercise price of $119.64 per share, expiring on June 10, 2036, and a new award of 1,027 Restricted Stock Units. The RSU awards vest in a single installment on the earlier of the next annual stockholder meeting or the first anniversary of their respective grant dates.

Insider Trade Summary

1,847 shares exercised/converted

Mixed 4 txns

Insider HODRICK LAURIE SIMON

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	1,847	$0.00	--
Grant/Award	Restricted Stock Unit	1,027	$0.00	--
Grant/Award	Stock Options (right to buy)	1,745	$0.00	--
Exercise	Class A Common Stock	1,847	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Stock Options (right to buy) — 1,745 shares (Direct, null); Class A Common Stock — 7,955 shares (Direct, null)

Footnotes (1)

Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Key Figures

RSUs exercised: 1,847 shares Shares held after transactions: 7,955 shares Stock options granted: 1,745 options +3 more

6 metrics

RSUs exercised 1,847 shares Restricted Stock Units converted to Class A Common Stock on June 11, 2026

Shares held after transactions 7,955 shares Direct Class A Common Stock holdings following June 11, 2026 exercise

Stock options granted 1,745 options New option award on June 11, 2026

Option exercise price $119.64 per share Exercise price for 1,745 stock options granted June 11, 2026

Option expiration June 10, 2036 Expiration date of stock options granted June 11, 2026

New RSUs granted 1,027 RSUs Restricted Stock Unit award on June 11, 2026

Key Terms

Restricted Stock Unit, Stock Options (right to buy), Exercise or conversion of derivative security, Grant, award, or other acquisition

4 terms

Restricted Stock Unit financial

"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Stock Options (right to buy) financial

"Stock Options (right to buy) with an exercise price of $119.64 per share."

Exercise or conversion of derivative security financial

"Transaction code M is described as Exercise or conversion of derivative security."

Grant, award, or other acquisition financial

"Transaction code A is described as Grant, award, or other acquisition."

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Form 4 Insider Transactions: What Each Field Means →

06/12/2026 - 09:13 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HODRICK LAURIE SIMON

(Last)

(First)

(Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE

CALIFORNIA

95110

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/11/2026		M		1,847	A	$0	7,955	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	06/11/2026		M			1,847	06/11/2026	⁽²⁾	Class A Common Stock	1,847	$0	0	D
Restricted Stock Unit	⁽¹⁾	06/11/2026		A		1,027		⁽³⁾	⁽³⁾	Class A Common Stock	1,027	$0	1,027	D
Stock Options (right to buy)	$119.64	06/11/2026		A		1,745		⁽⁴⁾	06/10/2036	Class A Common Stock	1,745	$0	1,745	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Remarks:

Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney

	/s/ Renee Strandness, attorney-in-fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Roku (ROKU) director Laurie Simon Hodrick report?

Laurie Simon Hodrick reported equity compensation transactions, including exercising 1,847 Restricted Stock Units into Class A Common Stock and receiving new grants of stock options and RSUs. These were non-open-market awards tied to her role as a director.

How many Roku (ROKU) shares does Laurie Simon Hodrick hold after these transactions?

After exercising 1,847 Restricted Stock Units, Laurie Simon Hodrick directly holds 7,955 shares of Roku Class A Common Stock. This figure reflects her position following the June 11, 2026 transactions disclosed in the Form 4 filing.

What stock options were granted to Laurie Simon Hodrick by Roku (ROKU)?

She received 1,745 stock options, each allowing her to buy one share of Roku Class A Common Stock at an exercise price of $119.64. The options vest in monthly installments and will fully vest by the next annual stockholder meeting if still unvested.

What Restricted Stock Units did Laurie Simon Hodrick receive from Roku (ROKU)?

She was granted 1,027 Restricted Stock Units, each representing a right to receive one share of Class A Common Stock. This RSU grant vests in one installment on the earlier of the next annual stockholder meeting or the first anniversary of the June 11, 2026 grant date.

Were Laurie Simon Hodrick’s Roku (ROKU) transactions open-market buys or compensation awards?

The transactions were compensation-related awards and exercises, not open-market purchases or sales. They consisted of exercising previously granted Restricted Stock Units and receiving new grants of stock options and RSUs under Roku’s director compensation arrangements.