STOCK TITAN

Roku (ROKU) director Gina Luna exercises RSUs and receives new option, RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROKU, INC director Gina Luna reported routine equity compensation activity. She exercised 1,847 Restricted Stock Units (RSUs) into Class A Common Stock and, following these transactions, directly holds 7,955 shares.

She also received 1,745 stock options with a $119.64 exercise price, vesting in 12 monthly installments or fully at the next annual stockholder meeting, and 1,027 new RSUs that vest in a single installment on the earlier of the next annual meeting or the first anniversary of the June 11, 2026 grant date.

Positive

  • None.

Negative

  • None.
Insider LUNA GINA
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 1,847 $0.00 --
Grant/Award Restricted Stock Unit 1,027 $0.00 --
Grant/Award Stock Options (right to buy) 1,745 $0.00 --
Exercise Class A Common Stock 1,847 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Stock Options (right to buy) — 1,745 shares (Direct, null); Class A Common Stock — 7,955 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
RSUs exercised 1,847 shares RSUs converted to Class A Common Stock on June 11, 2026
Shares held after transactions 7,955 shares Direct Class A Common Stock holdings after June 11, 2026
New stock options granted 1,745 options Director option grant on June 11, 2026
Option exercise price $119.64 per share Strike price for 1,745 stock options
New RSUs granted 1,027 RSUs Director RSU grant on June 11, 2026
RSU-to-share ratio 1 RSU : 1 share Each RSU converts into one Class A Common share
Restricted Stock Unit financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Options (right to buy) financial
"Stock Options (right to buy) with an exercise price of 119.6400."
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual meeting of the Issuer's stockholders financial
"vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LUNA GINA

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026M1,847A$07,955D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/11/2026M1,84706/11/2026 (2)Class A Common Stock1,847$00D
Restricted Stock Unit(1)06/11/2026A1,027 (3) (3)Class A Common Stock1,027$01,027D
Stock Options (right to buy)$119.6406/11/2026A1,745 (4)06/10/2036Class A Common Stock1,745$01,745D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
Remarks:
Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney
/s/ Renee Strandness, attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Roku (ROKU) director Gina Luna report?

Gina Luna reported exercising 1,847 RSUs into Class A Common Stock and receiving new equity awards. The filing shows 1,745 stock options and 1,027 RSUs granted as part of her director compensation package on June 11, 2026.

How many Roku (ROKU) shares does Gina Luna hold after these transactions?

After exercising 1,847 RSUs, Gina Luna directly holds 7,955 shares of Roku Class A Common Stock. This figure comes from the post-transaction holdings reported in the Form 4 and reflects her direct ownership position after the June 11, 2026 activity.

What are the terms of Gina Luna’s new Roku stock options?

Gina Luna received 1,745 Roku stock options with a $119.64 exercise price. These options vest in 12 substantially equal monthly installments starting one month after grant, or fully at the next annual stockholder meeting if any portion remains unvested at that time.

How do Gina Luna’s new Roku RSUs vest?

The new grant of 1,027 RSUs to Gina Luna vests in one installment. Vesting occurs on the earlier of the next annual meeting of Roku’s stockholders or the first anniversary of the June 11, 2026 grant date, consistent with typical director RSU schedules.

What happened to Gina Luna’s previously granted Roku RSUs?

On June 11, 2026, 1,847 previously granted RSUs were exercised into Roku Class A Common Stock. Each RSU converted into one share, and after this conversion, the Form 4 shows zero RSUs remaining from that specific grant, with 7,955 common shares held directly.

Are Gina Luna’s Roku transactions open-market buys or sales?

The Form 4 shows no open-market purchases or sales by Gina Luna. All reported activity reflects equity compensation: RSUs converting into shares and new grants of stock options and RSUs, with no transactions coded as open-market buys or sells.