Roku director exercises RSUs, receives new equity awards

ROKU, INC director Gina Luna reported routine equity compensation activity.

(Neutral)

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

ROKU, INC director Gina Luna reported routine equity compensation activity. She exercised 1,847 Restricted Stock Units (RSUs) into Class A Common Stock and, following these transactions, directly holds 7,955 shares.

She also received 1,745 stock options with a $119.64 exercise price, vesting in 12 monthly installments or fully at the next annual stockholder meeting, and 1,027 new RSUs that vest in a single installment on the earlier of the next annual meeting or the first anniversary of the June 11, 2026 grant date.

Insider Trade Summary

1,847 shares exercised/converted

Exercise 4 txns

Insider LUNA GINA

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	1,847	$0.00	$0.00
Grant/Award	Restricted Stock Unit	1,027	$0.00	$0.00
Grant/Award	Stock Options (right to buy)	1,745	$0.00	$0.00
Exercise	Class A Common Stock	1,847	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 1,027 contracts (Direct); Stock Options (right to buy) — 1,745 contracts (Direct); Class A Common Stock — 7,955 shares (Direct)

Footnotes (4)

F1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Key Figures

RSUs exercised: 1,847 shares Shares held after transactions: 7,955 shares New stock options granted: 1,745 options +3 more

6 metrics

RSUs exercised 1,847 shares RSUs converted to Class A Common Stock on June 11, 2026

Shares held after transactions 7,955 shares Direct Class A Common Stock holdings after June 11, 2026

New stock options granted 1,745 options Director option grant on June 11, 2026

Option exercise price $119.64 per share Strike price for 1,745 stock options

New RSUs granted 1,027 RSUs Director RSU grant on June 11, 2026

RSU-to-share ratio 1 RSU : 1 share Each RSU converts into one Class A Common share

Key Terms

Restricted Stock Unit, Stock Options (right to buy), Class A Common Stock, annual meeting of the Issuer's stockholders

4 terms

Restricted Stock Unit financial

"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Stock Options (right to buy) financial

"Stock Options (right to buy) with an exercise price of 119.6400."

Class A Common Stock financial

"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual meeting of the Issuer's stockholders financial

"vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Roku (ROKU) director Gina Luna report?

Gina Luna reported exercising 1,847 RSUs into Class A Common Stock and receiving new equity awards. The filing shows 1,745 stock options and 1,027 RSUs granted as part of her director compensation package on June 11, 2026.

How many Roku (ROKU) shares does Gina Luna hold after these transactions?

After exercising 1,847 RSUs, Gina Luna directly holds 7,955 shares of Roku Class A Common Stock. This figure comes from the post-transaction holdings reported in the Form 4 and reflects her direct ownership position after the June 11, 2026 activity.

What are the terms of Gina Luna’s new Roku stock options?

Gina Luna received 1,745 Roku stock options with a $119.64 exercise price. These options vest in 12 substantially equal monthly installments starting one month after grant, or fully at the next annual stockholder meeting if any portion remains unvested at that time.

How do Gina Luna’s new Roku RSUs vest?

The new grant of 1,027 RSUs to Gina Luna vests in one installment. Vesting occurs on the earlier of the next annual meeting of Roku’s stockholders or the first anniversary of the June 11, 2026 grant date, consistent with typical director RSU schedules.

What happened to Gina Luna’s previously granted Roku RSUs?

On June 11, 2026, 1,847 previously granted RSUs were exercised into Roku Class A Common Stock. Each RSU converted into one share, and after this conversion, the Form 4 shows zero RSUs remaining from that specific grant, with 7,955 common shares held directly.

Are Gina Luna’s Roku transactions open-market buys or sales?

The Form 4 shows no open-market purchases or sales by Gina Luna. All reported activity reflects equity compensation: RSUs converting into shares and new grants of stock options and RSUs, with no transactions coded as open-market buys or sells.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Accepted by SEC EDGAR 06/12/2026 - 09:21 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LUNA GINA

(Last)

(First)

(Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE

CALIFORNIA

95110

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/11/2026		M		1,847	A	$0	7,955	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	06/11/2026		M			1,847	06/11/2026	⁽²⁾	Class A Common Stock	1,847	$0	0	D
Restricted Stock Unit	⁽¹⁾	06/11/2026		A		1,027		⁽³⁾	⁽³⁾	Class A Common Stock	1,027	$0	1,027	D
Stock Options (right to buy)	$119.64	06/11/2026		A		1,745		⁽⁴⁾	06/10/2036	Class A Common Stock	1,745	$0	1,745	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Remarks:

Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney

	/s/ Renee Strandness, attorney-in-fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR