Roku exec sells shares after RSU vesting

ROKU, INC President, Roku Media Charles Collier reported a combination of RSU vesting, tax withholding, and an open-market sale of Class A common stock.

Rhea-AI Filing Summary

ROKU, INC President, Roku Media Charles Collier reported a combination of RSU vesting, tax withholding, and an open-market sale of Class A common stock. On June 1, 2026, he exercised 29,340 Restricted Stock Units, each converting into one share of Class A Common Stock at a $0.00 exercise price.

On the same date, 14,773 shares were withheld by the issuer at $129.03 per share to satisfy income tax obligations tied to this vesting. On June 2, 2026, he sold 7,067 shares in an open-market transaction at $127.26 per share pursuant to his Rule 10b5-1 trading plan.

After these transactions, he directly held 15,200 shares of Class A Common Stock and had an additional 600 shares held indirectly through the Charles D. Collier Revocable Trust.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 5 txns

Insider Collier Charles

Role President, Roku Media

Sold 7,067 shs ($899K)

Approx. gross sale proceeds $899K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	7,067	$127.26	$899K
Exercise	Restricted Stock Unit	29,340	$0.00	$0.00
Exercise	Class A Common Stock	29,340	$0.00	$0.00
Exercise Price or Tax Liability	Class A Common Stock	14,773	$129.03	$1.91M
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 58,680 contracts (Direct); Class A Common Stock — 15,200 shares (Direct); Class A Common Stock — 600 shares (Indirect, Charles D. Collier Revocable Trust)

Footnotes (4)

1. F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.
2. F2. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
3. F3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
4. F4. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Key Figures

Open-market sale: 7,067 shares at $127.26 RSU exercise: 29,340 shares at $0.00 Tax withholding shares: 14,773 shares at $129.03 +3 more

6 metrics

Open-market sale 7,067 shares at $127.26 Class A Common Stock sale on June 2, 2026

RSU exercise 29,340 shares at $0.00 RSUs converted to Class A shares on June 1, 2026

Tax withholding shares 14,773 shares at $129.03 Shares withheld to satisfy income tax obligations

Direct holdings after transactions 15,200 shares Class A Common Stock held directly after June 2, 2026 sale

Indirect holdings 600 shares Held via Charles D. Collier Revocable Trust as of June 1, 2026

RSU-to-share ratio 1 RSU : 1 share Each RSU converts into one Class A share

Key Terms

Restricted Stock Unit, Rule 10b5-1 plan, income tax withholding, derivative security, +1 more

5 terms

Restricted Stock Unit financial

"This RSU vests in sixteen substantially equal quarterly installments."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Rule 10b5-1 plan financial

"Shares sold pursuant to Mr. Collier's 10b5-1 plan."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

income tax withholding financial

"withheld by the Issuer to satisfy income tax withholding and remittance obligations"

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Revocable Trust financial

"Charles D. Collier Revocable Trust"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Roku (ROKU) executive Charles Collier report?

Charles Collier reported RSU vesting, tax withholding, and a share sale. He exercised 29,340 Restricted Stock Units, had 14,773 shares withheld for taxes, and sold 7,067 Class A shares in an open-market transaction under a Rule 10b5-1 plan.

How many Roku (ROKU) shares did Charles Collier sell and at what price?

He sold 7,067 shares of Roku Class A Common Stock. The open-market sale occurred at a price of $127.26 per share on June 2, 2026, and was executed pursuant to his disclosed Rule 10b5-1 trading plan.

What Roku (ROKU) RSU activity did Charles Collier report in this Form 4?

He reported the vesting and exercise of 29,340 Restricted Stock Units into Class A shares at a $0.00 exercise price. Each RSU represents a contingent right to receive one share of Class A Common Stock, according to the filing footnotes.

How many Roku (ROKU) shares were withheld for Charles Collier’s taxes?

The issuer withheld 14,773 Roku Class A shares to satisfy income tax withholding and remittance obligations. These shares were valued at $129.03 per share and were tied to the RSU vesting that occurred on June 1, 2026.

What are Charles Collier’s Roku (ROKU) holdings after these transactions?

After the reported transactions, he directly held 15,200 shares of Roku Class A Common Stock. The filing also shows an additional 600 shares held indirectly through the Charles D. Collier Revocable Trust as of June 1, 2026.

Were Charles Collier’s Roku (ROKU) share sales under a 10b5-1 plan?

Yes. A filing footnote states the sold shares were pursuant to Mr. Collier’s Rule 10b5-1 plan. This indicates the June 2, 2026 open-market sale of 7,067 shares followed the terms of that pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 06:38 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Collier Charles

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Roku Media

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/01/2026		M		29,340	A	$0	37,040	D
Class A Common Stock	06/01/2026		F		14,773(1)	D	$129.03	22,267	D
Class A Common Stock	06/02/2026		S		7,067(2)	D	$127.26	15,200	D
Class A Common Stock								600	I	Charles D. Collier Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(3)	06/01/2026		M			29,340	(4)	(4)	Class A Common Stock	29,340	$0.00	58,680	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.

2. Shares sold pursuant to Mr. Collier's 10b5-1 plan.

3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

4. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

	/s/ Renee Strandness, attorney-in-fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)