STOCK TITAN

[Form 4] ROKU, INC Insider Trading Activity

ROKU, INC (symbol: ROKU) is the issuer of record for a Form 4 filing submitted to the SEC.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROKU, INC (symbol: ROKU) is the issuer of record for a Form 4 filing submitted to the SEC.

Positive

  • None.

Negative

  • None.
Insider Wood Anthony J.
Role CEO and Chairman BOD
Type Security Shares Price Value
Exercise Restricted Stock Unit F2, F3 8,278 $0.00 $0.00
Exercise Restricted Stock Unit F2, F4 1,407 $0.00 $0.00
Exercise Restricted Stock Unit F2, F5 11,256 $0.00 $0.00
Exercise Class A Common Stock 20,941 $0.00 $0.00
Tax Withholding Class A Common Stock F1 8,242 $155.53 $1.28M
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 90,042 contracts (Direct); Class A Common Stock — 39,626 shares (Direct); Class A Common Stock — 92,276 shares (Indirect, Wood 2020 Nonexempt Irrevocable Trust); Class A Common Stock — 20,612 shares (Indirect, Wood Gifts Trust); Class A Common Stock — 82,034 shares (Indirect, The Anthony J. Wood 2025 Annuity Trust V); Class A Common Stock — 169,006 shares (Indirect, The Anthony J. Wood 2026 Annuity Trust V-B); Class A Common Stock — 42,500 shares (Indirect, Wood 2020 Irrevocable Trust); Class A Common Stock — 20,181 shares (Indirect, Wood 2017 Revocable Trust); Class A Common Stock — 81,445 shares (Indirect, The Anthony J. Wood 2025 Annuity Trust V-B); Class A Common Stock — 72,699 shares (Indirect, The Anthony J. Wood 2026 Annuity Trust V)
Footnotes (5)
  1. F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
  2. F2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  3. F3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
  4. F4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
  5. F5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wood Anthony J.

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CEO and Chairman BOD
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026M20,941A$0.0047,868D
Class A Common Stock09/01/2026F8,242(1)D$155.5339,626D
Class A Common Stock92,276IWood 2020 Nonexempt Irrevocable Trust
Class A Common Stock20,612IWood Gifts Trust
Class A Common Stock82,034IThe Anthony J. Wood 2025 Annuity Trust V
Class A Common Stock169,006IThe Anthony J. Wood 2026 Annuity Trust V-B
Class A Common Stock42,500IWood 2020 Irrevocable Trust
Class A Common Stock20,181IWood 2017 Revocable Trust
Class A Common Stock81,445IThe Anthony J. Wood 2025 Annuity Trust V-B
Class A Common Stock72,699IThe Anthony J. Wood 2026 Annuity Trust V
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)09/01/2026M8,278 (3) (3)Class A Common Stock8,278$00D
Restricted Stock Unit(2)09/01/2026M1,407 (4) (4)Class A Common Stock1,407$00D
Restricted Stock Unit(2)09/01/2026M11,256 (5) (5)Class A Common Stock11,256$090,042D
Explanation of Responses:
1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
/s/ Renee Strandness, attorney-in-fact09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)