Roku legal chief sells 2,999 shares at $155.64

Roku’s SVP & General Counsel exercised RSUs, had shares withheld for taxes, and sold additional shares under a Rule 10b5-1 trading plan.

Rhea-AI Filing Summary

ROKU, INC (ROKU) reported insider equity activity by SVP & General Counsel Christopher T. Handman. On September 1, 2026, he exercised 11,898 Restricted Stock Units, receiving the same number of Class A Common shares, with 5,900 shares withheld to satisfy income tax obligations tied to the RSU vesting.

Following this vesting and exercise, 59,492 RSUs remained outstanding for Mr. Handman. On September 2, 2026, he separately sold 2,999 Class A Common shares at $155.64 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 4 txns

Insider Handman Christopher T.

Role SVP & General Counsel

Sold 2,999 shs ($467K)

Approx. gross sale proceeds $467K

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F2	2,999	$155.64	$467K
Exercise	Restricted Stock Unit F3, F4	11,898	$0.00	$0.00
Exercise	Class A Common Stock	11,898	$0.00	$0.00
Tax Withholding	Class A Common Stock F1	5,900	$155.53	$918K

Holdings After Transaction: Restricted Stock Unit — 59,492 contracts (Direct); Class A Common Stock — 8,997 shares (Direct)

Footnotes (4)

1. F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
2. F2. Shares sold pursuant to Mr. Handman's 10b5-1 plan.
3. F3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
4. F4. This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day).

Key Figures

Shares sold: 2,999 shares Sale price per share: $155.64 per share RSUs exercised: 11,898 units +3 more

6 metrics

Shares sold 2,999 shares Class A Common Stock sale reported for September 2, 2026

Sale price per share $155.64 per share Price for 2,999 shares of Class A Common Stock sold on September 2, 2026

RSUs exercised 11,898 units Restricted Stock Units converted into Class A Common Stock on September 1, 2026

Shares withheld for taxes 5,900 shares Shares withheld to satisfy income tax obligations upon RSU vesting on September 1, 2026

RSUs outstanding after transaction 59,492 units Restricted Stock Units reported as remaining after the September 1, 2026 exercise

RSU vesting installments 8 installments RSU award vests in eight substantially equal quarterly installments beginning March 1, 2026

Key Terms

Restricted Stock Unit, Rule 10b5-1 plan, income tax withholding, Class A Common Stock

4 terms

Restricted Stock Unit financial

"The security titled "Restricted Stock Unit" was exercised into Class A Common Stock"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Rule 10b5-1 plan regulatory

"Shares sold pursuant to Mr. Handman's 10b5-1 plan"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

income tax withholding financial

"Shares that have been withheld by the Issuer to satisfy income tax withholding"

Class A Common Stock financial

"Each RSU represents a contingent right to receive one share of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

What insider transactions did Roku (ROKU) report for Christopher T. Handman?

Roku reported that Christopher T. Handman exercised 11,898 RSUs into Class A Common Stock on September 1, 2026, with 5,900 shares withheld for taxes, and then sold 2,999 shares on September 2, 2026 under a Rule 10b5-1 plan.

How many Roku (ROKU) shares did the insider sell and at what price?

Christopher T. Handman sold 2,999 shares of Roku Class A Common Stock on September 2, 2026 at a price of $155.64 per share in an open-market or private transaction pursuant to a Rule 10b5-1 plan.

What happened with Christopher Handman’s Roku (ROKU) RSUs on September 1, 2026?

On September 1, 2026, Christopher T. Handman exercised 11,898 Restricted Stock Units, receiving the same number of Roku Class A shares. 5,900 shares were withheld by Roku to satisfy income tax withholding and remittance obligations related to the RSU vesting.

How many Roku (ROKU) RSUs does Christopher Handman hold after these transactions?

After the September 1, 2026 RSU exercise, Christopher T. Handman had 59,492 Restricted Stock Units reported as outstanding. Each RSU represents a right to receive one share of Roku Class A Common Stock, subject to the vesting schedule.

Were the Roku (ROKU) insider share sales made under a Rule 10b5-1 plan?

Yes. The sale of 2,999 shares of Roku Class A Common Stock on September 2, 2026 was reported as “Shares sold pursuant to Mr. Handman's 10b5-1 plan”, and the filing affirms that the transactions were under a Rule 10b5-1 plan.

What is the vesting schedule of the Roku (ROKU) RSUs mentioned in this Form 4?

The RSUs vest in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day), with subsequent installments following this quarterly pattern, each representing a portion of the total RSU grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/03/2026 - 07:47 PM Accepted by SEC EDGAR 09/03/2026 - 07:46 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Handman Christopher T.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/01/2026		M		11,898	A	$0.0	17,896	D
Class A Common Stock	09/01/2026		F		5,900(1)	D	$155.53	11,996	D
Class A Common Stock	09/02/2026		S		2,999(2)	D	$155.64	8,997	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(3)	09/01/2026		M			11,898	(4)	(4)	Class A Common Stock	11,898	$0.0	59,492	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.

2. Shares sold pursuant to Mr. Handman's 10b5-1 plan.

3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

4. This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day).

	/s/ Renee Strandness, attorney-in-fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)