Roku CFO’s RSUs vest into 26,133 shares
Roku’s CFO & COO received vested RSU shares, with a portion withheld to cover income tax obligations and no open-market sales disclosed.
Rhea-AI Filing Summary
ROKU, INC (ROKU) reported that its CFO & COO, Jedda Dan, had Restricted Stock Units vest and convert into 26,133 shares of Class A Common Stock on September 1, 2026. Of these, 10,285 shares were withheld by Roku to satisfy income tax withholding obligations, and no open-market sales were reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
26,133 shares exercised/converted
Exercise
5 txns
Insider
Jedda Dan
Role
CFO & COO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit F2, F3 | 17,726 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit F2, F4 | 4,221 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit F2, F5 | 4,186 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 26,133 | $0.00 | $0.00 |
| Tax Withholding | Class A Common Stock F1 | 10,285 | $155.53 | $1.60M |
Holdings After Transaction:
Restricted Stock Unit — 69,921 contracts (Direct);
Class A Common Stock — 81,811 shares (Direct)
Footnotes (5)
- F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
- F2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F3. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.
- F4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
- F5. This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Key Figures
RSU Shares Vested and Converted: 26,133 shares
Shares Withheld for Taxes: 10,285 shares
Tax Withholding Reference Price: $155.53 per share
+5 more
8 metrics
RSU Shares Vested and Converted
26,133 shares
Class A Common Stock received from RSU exercises on September 1, 2026
Shares Withheld for Taxes
10,285 shares
Withheld by Roku to satisfy income tax withholding on September 1, 2026
Tax Withholding Reference Price
$155.53 per share
Price reported for shares withheld to satisfy income tax obligations
RSU Underlying Shares (16-installment award)
17,726 shares
RSUs vesting in sixteen substantially equal quarterly installments starting September 1, 2023
RSU Underlying Shares (4-installment award)
4,221 shares
RSUs vesting in four substantially equal quarterly installments starting November 15, 2025
RSU Underlying Shares (8-installment award)
4,186 shares
RSUs vesting in eight substantially equal quarterly installments starting November 15, 2025
Derivative Exercises Reported
3 transactions, 26,133 shares
RSU exercises or conversions on September 1, 2026
Tax-Related Disposition Transactions
1 transaction, 10,285 shares
Payment of tax liability by withholding securities on September 1, 2026
Key Terms
Restricted Stock Unit, Class A Common Stock, income tax withholding, substantially equal quarterly installments
4 terms
Restricted Stock Unit financial
"The security reported is a Restricted Stock Unit that converts into shares"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
income tax withholding financial
"Shares have been withheld by the Issuer to satisfy income tax withholding obligations"
substantially equal quarterly installments financial
"This RSU vests in substantially equal quarterly installments over time"
FAQ
What did Roku’s (ROKU) CFO & COO Jedda Dan report in this Form 4?
Jedda Dan reported RSU vesting that converted into 26,133 shares of Roku Class A Common Stock on September 1, 2026, with 10,285 shares withheld by Roku to cover income tax withholding and remittance obligations. No open-market purchases or sales were disclosed.
Were Jedda Dan’s Roku (ROKU) transactions under a Rule 10b5-1 trading plan?
No Rule 10b5-1 trading plan is reported. The document-level checkbox for Rule 10b5-1 is marked false, and the footnotes do not state that any of the September 1, 2026 transactions were executed pursuant to a pre-arranged trading plan.
What are the vesting schedules of the RSU awards in this Roku (ROKU) Form 4?
One RSU award vests in sixteen substantially equal quarterly installments, first vesting on September 1, 2023. Another vests in four substantially equal quarterly installments, and a third in eight substantially equal quarterly installments, both beginning on November 15, 2025 (or the next business day).
AI-generated analysis. How Rhea-AI works. Not financial advice.
