Roku director receives new stock awards and exercises RSUs

Roku director Ray A. Rothrock reported routine equity compensation and an option-related conversion.

Rhea-AI Filing Summary

Roku director Ray A. Rothrock reported routine equity compensation and an option-related conversion. He exercised 1,847 shares of Class A Common Stock through the conversion of previously granted restricted stock units. After this, he directly held 44,784 Class A shares.

On the same date, he received new awards: 1,745 stock options with an exercise price of $119.64 per share expiring on June 10, 2036, and 1,027 restricted stock units, each representing a right to one Class A share. The RSUs and options vest based on time and the timing of Roku’s next annual stockholder meeting, indicating standard director compensation rather than open-market trading.

Insider Trade Summary

1,847 shares exercised/converted

Exercise 4 txns

Insider Rothrock Ray A.

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	1,847	$0.00	$0.00
Grant/Award	Restricted Stock Unit	1,027	$0.00	$0.00
Grant/Award	Stock Options (right to buy)	1,745	$0.00	$0.00
Exercise	Class A Common Stock	1,847	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 1,027 contracts (Direct); Stock Options (right to buy) — 1,745 contracts (Direct); Class A Common Stock — 44,784 shares (Direct)

Footnotes (4)

1. F1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. F2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
3. F3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
4. F4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Key Figures

RSUs converted to shares: 1,847 shares Shares held after transaction: 44,784 shares New stock options granted: 1,745 options +3 more

6 metrics

RSUs converted to shares 1,847 shares Class A Common Stock acquired via RSU conversion on June 11, 2026

Shares held after transaction 44,784 shares Direct Class A Common Stock holdings following Form 4 transactions

New stock options granted 1,745 options Stock options with $119.64 exercise price, expiring June 10, 2036

Option exercise price $119.64 per share Conversion or exercise price for 1,745 stock options

New RSUs granted 1,027 RSUs Restricted Stock Units granted June 11, 2026, each for one Class A share

RSUs exercised 1,847 RSUs Restricted Stock Units converted into Class A Common Stock, leaving zero remaining of that grant

Key Terms

Restricted Stock Unit, Stock Options (right to buy), Class A Common Stock, annual meeting of the Issuer's stockholders

4 terms

Restricted Stock Unit financial

"This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Stock Options (right to buy) financial

"This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date"

Class A Common Stock financial

"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual meeting of the Issuer's stockholders regulatory

"on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Roku (ROKU) director Ray Rothrock report?

Ray Rothrock reported equity awards and an RSU conversion. He converted 1,847 restricted stock units into Class A shares and received 1,745 stock options plus 1,027 new restricted stock units as part of his director compensation program.

How many Roku (ROKU) shares does Ray Rothrock hold after these transactions?

Ray Rothrock directly holds 44,784 Roku Class A shares after the filing. This total reflects his position following the conversion of 1,847 restricted stock units into common stock on June 11, 2026, as disclosed in the Form 4.

What are the terms of Ray Rothrock’s new Roku (ROKU) stock options?

Rothrock received 1,745 Roku stock options at $119.64 per share. These options expire on June 10, 2036 and vest in 12 substantially equal monthly installments, with any unvested portion vesting in full at the next annual stockholder meeting.

What Roku (ROKU) restricted stock units did Ray Rothrock receive?

Rothrock received 1,027 new restricted stock units. Each RSU represents a contingent right to one Class A share and vests in a single installment on the earlier of Roku’s next annual stockholder meeting or the first anniversary of the June 11, 2026 grant date.

Were Ray Rothrock’s Roku (ROKU) transactions open-market buys or sells?

The reported transactions were equity awards and an RSU conversion, not market trades. The Form 4 shows grants of options and RSUs and an exercise of previously granted RSUs, with no open-market purchases or sales disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/12/2026 - 09:08 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rothrock Ray A.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/11/2026		M		1,847	A	$0	44,784	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	06/11/2026		M			1,847	06/11/2026	(2)	Class A Common Stock	1,847	$0	0	D
Restricted Stock Unit	(1)	06/11/2026		A		1,027		(3)	(3)	Class A Common Stock	1,027	$0	1,027	D
Stock Options (right to buy)	$119.64	06/11/2026		A		1,745		(4)	06/10/2036	Class A Common Stock	1,745	$0	1,745	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Remarks:

Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney

	/s/ Renee Strandness, attorney-in-fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)