Roku (ROKU) director receives new equity awards and exercises 1,847 RSUs
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Roku director Ray A. Rothrock reported routine equity compensation and an option-related conversion. He exercised 1,847 shares of Class A Common Stock through the conversion of previously granted restricted stock units. After this, he directly held 44,784 Class A shares.
On the same date, he received new awards: 1,745 stock options with an exercise price of $119.64 per share expiring on June 10, 2036, and 1,027 restricted stock units, each representing a right to one Class A share. The RSUs and options vest based on time and the timing of Roku’s next annual stockholder meeting, indicating standard director compensation rather than open-market trading.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,847 shares exercised/converted
Mixed
4 txns
Insider
Rothrock Ray A.
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit | 1,847 | $0.00 | -- |
| Grant/Award | Restricted Stock Unit | 1,027 | $0.00 | -- |
| Grant/Award | Stock Options (right to buy) | 1,745 | $0.00 | -- |
| Exercise | Class A Common Stock | 1,847 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Unit — 0 shares (Direct, null);
Stock Options (right to buy) — 1,745 shares (Direct, null);
Class A Common Stock — 44,784 shares (Direct, null)
Footnotes (1)
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
Key Figures
RSUs converted to shares: 1,847 shares
Shares held after transaction: 44,784 shares
New stock options granted: 1,745 options
+3 more
6 metrics
RSUs converted to shares
1,847 shares
Class A Common Stock acquired via RSU conversion on June 11, 2026
Shares held after transaction
44,784 shares
Direct Class A Common Stock holdings following Form 4 transactions
New stock options granted
1,745 options
Stock options with $119.64 exercise price, expiring June 10, 2036
Option exercise price
$119.64 per share
Conversion or exercise price for 1,745 stock options
New RSUs granted
1,027 RSUs
Restricted Stock Units granted June 11, 2026, each for one Class A share
RSUs exercised
1,847 RSUs
Restricted Stock Units converted into Class A Common Stock, leaving zero remaining of that grant
Key Terms
Restricted Stock Unit, Stock Options (right to buy), Class A Common Stock, annual meeting of the Issuer's stockholders
4 terms
Restricted Stock Unit financial
"This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Options (right to buy) financial
"This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date"
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual meeting of the Issuer's stockholders regulatory
"on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date"
FAQ
What insider transactions did Roku (ROKU) director Ray Rothrock report?
Ray Rothrock reported equity awards and an RSU conversion. He converted 1,847 restricted stock units into Class A shares and received 1,745 stock options plus 1,027 new restricted stock units as part of his director compensation program.
What are the terms of Ray Rothrock’s new Roku (ROKU) stock options?
Rothrock received 1,745 Roku stock options at $119.64 per share. These options expire on June 10, 2036 and vest in 12 substantially equal monthly installments, with any unvested portion vesting in full at the next annual stockholder meeting.
What Roku (ROKU) restricted stock units did Ray Rothrock receive?
Rothrock received 1,027 new restricted stock units. Each RSU represents a contingent right to one Class A share and vests in a single installment on the earlier of Roku’s next annual stockholder meeting or the first anniversary of the June 11, 2026 grant date.
Were Ray Rothrock’s Roku (ROKU) transactions open-market buys or sells?
The reported transactions were equity awards and an RSU conversion, not market trades. The Form 4 shows grants of options and RSUs and an exercise of previously granted RSUs, with no open-market purchases or sales disclosed.