Roku executive sells shares after RSU vesting
ROKU, INC President, Subscriptions Gilbert Fuchsberg reported several equity transactions involving Class A Common Stock and restricted stock units.
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Form Type
4
Rhea-AI Filing Summary
ROKU, INC President, Subscriptions Gilbert Fuchsberg reported several equity transactions involving Class A Common Stock and restricted stock units. On June 1, 2026, he exercised derivative securities for 10,322 shares of common stock and had 5,710 shares withheld to cover income tax obligations tied to RSU vesting.
On June 2, 2026, he executed an open-market sale of 4,376 shares at $127.26 per share, carried out under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 51,099 shares of Roku Class A Common Stock.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
6 txns
Insider
Fuchsberg Gilbert
Role
President, Subscriptions
Sold
4,376 shs ($557K)
Approx. gross sale proceeds
$557K
Approx. exercise cost
$0.00
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock | 4,376 | $127.26 | $557K |
| Exercise | Restricted Stock Unit | 2,623 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 4,650 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 3,049 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 10,322 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Class A Common Stock | 5,710 | $129.03 | $737K |
Holdings After Transaction:
Restricted Stock Unit — 53,311 contracts (Direct);
Class A Common Stock — 51,099 shares (Direct)
Footnotes (6)
- F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.
- F2. Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.
- F3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F4. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- F5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
- F6. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Key Figures
Open-market sale: 4,376 shares at $127.26/share
Post-transaction holdings: 51,099 shares
Shares withheld for taxes: 5,710 shares at $129.03/share
+2 more
5 metrics
Open-market sale
4,376 shares at $127.26/share
Class A Common Stock sold on June 2, 2026
Post-transaction holdings
51,099 shares
Class A Common Stock held directly after transactions
Shares withheld for taxes
5,710 shares at $129.03/share
Tax-withholding disposition on June 1, 2026
Derivative exercise into common
10,322 shares
Exercise or conversion of derivative securities on June 1, 2026
RSU conversion ratio
1 share per RSU
Each RSU converts into one Class A Common share
Key Terms
Restricted Stock Unit, Rule 10b5-1 plan, tax-withholding disposition, derivative exercise/conversion, +1 more
5 terms
Restricted Stock Unit financial
"This RSU vests in twelve substantially equal quarterly installments."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Rule 10b5-1 plan regulatory
"Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
tax-withholding disposition financial
"Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"Exercise or conversion of derivative security"
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Roku (ROKU) report for Gilbert Fuchsberg?
Roku reported that executive Gilbert Fuchsberg exercised derivative awards into 10,322 shares of Class A Common Stock, had 5,710 shares withheld for taxes, and sold 4,376 shares in an open-market transaction. These moves reflect routine equity compensation activity combined with a planned share sale.
What do the RSU exercises mean in Roku (ROKU) executive Gilbert Fuchsberg’s Form 4?
The Form 4 shows multiple RSU-related exercises, where each restricted stock unit converts into one share of Class A Common Stock. These RSUs vest in twelve substantially equal quarterly installments, reflecting ongoing equity compensation rather than a new grant or a change in his overall compensation structure.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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