STOCK TITAN

Roku (ROKU) director Neil Hunt adds equity through option exercise and RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROKU, INC director Neil D. Hunt increased his equity exposure through option and RSU activity. On June 11, 2026, he exercised 1,847 Restricted Stock Units into Class A Common Stock, bringing his direct holdings to 9,629 shares. He also received 1,745 stock options with a $119.64 exercise price expiring on June 10, 2036, plus 1,027 new Restricted Stock Units that each represent one future Class A share upon vesting.

Positive

  • None.

Negative

  • None.
Insider HUNT NEIL D
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 1,847 $0.00 --
Grant/Award Restricted Stock Unit 1,027 $0.00 --
Grant/Award Stock Options (right to buy) 1,745 $0.00 --
Exercise Class A Common Stock 1,847 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Stock Options (right to buy) — 1,745 shares (Direct, null); Class A Common Stock — 9,629 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
RSUs exercised into shares 1,847 shares Restricted Stock Units converted to Class A Common Stock on June 11, 2026
Shares held after transactions 9,629 shares Direct Class A Common Stock holdings following Form 4 transactions
New stock options granted 1,745 options Stock Options (right to buy) granted on June 11, 2026
Option exercise price $119.64 per share Conversion or exercise price for 1,745 stock options
Option expiration date June 10, 2036 Expiration date of newly granted stock options
New RSUs granted 1,027 RSUs Restricted Stock Unit grant representing future Class A shares
Derivative exercises 1,847 shares Total derivative exercise shares per transactionSummary
Restricted Stock Unit financial
"This RSU was granted on June 11, 2026 and vests in one installment"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Options (right to buy financial
"Stock Options (right to buy) with a 119.6400 conversion or exercise price"
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vests in 12 substantially equal monthly installments financial
"This option vests in 12 substantially equal monthly installments beginning on the one month anniversary"
annual meeting of the Issuer's stockholders financial
"on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUNT NEIL D

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026M1,847A$09,629D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/11/2026M1,84706/11/2026 (2)Class A Common Stock1,847$00D
Restricted Stock Unit(1)06/11/2026A1,027 (3) (3)Class A Common Stock1,027$01,027D
Stock Options (right to buy)$119.6406/11/2026A1,745 (4)06/10/2036Class A Common Stock1,745$01,745D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
3. This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
4. This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
/s/ Renee Strandness, attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Neil D. Hunt report at Roku (ROKU)?

Neil D. Hunt reported acquiring Roku equity through compensation-related transactions. He exercised 1,847 Restricted Stock Units into Class A Common Stock and received new grants of 1,745 stock options plus 1,027 Restricted Stock Units, all held directly as part of his director compensation.

How many Roku (ROKU) shares does Neil D. Hunt hold after this Form 4?

After the reported transactions, Neil D. Hunt directly holds 9,629 shares of Roku Class A Common Stock. These shares reflect his position following the conversion of 1,847 Restricted Stock Units into common stock as part of his ongoing director equity compensation.

What are the terms of Neil D. Hunt’s new Roku stock options?

Neil D. Hunt received 1,745 Roku stock options with a $119.64 exercise price. According to the disclosure, these options expire on June 10, 2036 and vest in substantially equal monthly installments, with potential full vesting at the next annual stockholder meeting.

What Restricted Stock Units did Neil D. Hunt receive from Roku (ROKU)?

He was granted 1,027 Restricted Stock Units, each representing a right to receive one Roku Class A share. The RSUs vest in one installment on the earlier of the next annual stockholder meeting or the first anniversary of the June 11, 2026 grant date, subject to service.

Were Neil D. Hunt’s Roku transactions open-market buys or compensation awards?

The transactions were compensation-related awards and conversions, not open-market purchases or sales. They include an exercise of 1,847 Restricted Stock Units into shares and new grants of stock options and RSUs under Roku’s director equity compensation arrangements.