Roku, Inc. (ROKU) VP CAO sells 552 shares under Rule 10b5-1 plan

Q: What insider transaction did Roku (ROKU) report for Matthew C. Banks?

Roku reported that VP and CAO Matthew C. Banks sold 552 shares of Class A Common Stock on August 3, 2026 at $146.25 per share. The sale was executed under a Rule 10b5-1 trading plan and reported as an open-market or private transaction.

Q: How many Roku (ROKU) shares did Matthew C. Banks retain after the sale?

After the reported sale, Matthew C. Banks directly held 6,619 shares of Roku Class A Common Stock. This figure reflects his direct ownership position immediately following the August 3, 2026 transaction disclosed in the Form 4 filing.

Q: What role does Matthew C. Banks hold at Roku (ROKU) in this Form 4 filing?

Matthew C. Banks is identified as an officer of Roku, serving as VP, CAO (Vice President, Chief Accounting Officer). The Form 4 reflects his personal direct holdings and the reported sale of 552 shares of Class A Common Stock.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Roku, Inc. officer Matthew C. Banks, VP and CAO, reported selling 552 shares of Class A Common Stock on August 3, 2026 at $146.25 per share. The transaction is described as a sale in an open-market or private transaction under a Rule 10b5-1 trading plan, leaving him with 6,619 directly held shares.

Insider Trade Summary 10b5-1

Net Seller: 552 shares

Net Sell 1 txn

Insider Banks Matthew C.

Role VP, CAO

Sold 552 shs ($81K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock ^F1	552	$146.25	$81K

Holdings After Transaction: Class A Common Stock — 6,619 shares (Direct)

Footnotes (1)

F1. Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Key Figures

Shares sold: 552 shares Sale price: $146.25 per share Shares held after transaction: 6,619 shares +1 more

4 metrics

Shares sold 552 shares Class A Common Stock sold by Matthew C. Banks on August 3, 2026

Sale price $146.25 per share Reported price for the 552 Roku shares sold

Shares held after transaction 6,619 shares Direct holdings of Matthew C. Banks following the sale

Net shares sold 552 shares Net share change across all reported transactions in this filing

Key Terms

Rule 10b5-1 plan, Class A Common Stock, Sale in open market or private transaction

3 terms

Rule 10b5-1 plan regulatory

"Shares sold pursuant to Mr. Banks' 10b5-1 plan."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Class A Common Stock financial

"security_title: Class A Common Stock in the transaction details"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Sale in open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/05/2026 - 07:19 PM Accepted by SEC EDGAR 08/05/2026 - 07:19 PM

FAQ

What insider transaction did Roku (ROKU) report for Matthew C. Banks?

Roku reported that VP and CAO Matthew C. Banks sold 552 shares of Class A Common Stock on August 3, 2026 at $146.25 per share. The sale was executed under a Rule 10b5-1 trading plan and reported as an open-market or private transaction.

How many Roku (ROKU) shares did Matthew C. Banks retain after the sale?

After the reported sale, Matthew C. Banks directly held 6,619 shares of Roku Class A Common Stock. This figure reflects his direct ownership position immediately following the August 3, 2026 transaction disclosed in the Form 4 filing.

At what price were the Roku (ROKU) shares sold by Matthew C. Banks?

The 552 Roku shares sold by Matthew C. Banks were reported at a price of $146.25 per share. The transaction code indicates a sale in an open-market or private transaction, and the price is disclosed on a per-share basis.

Was the Roku (ROKU) insider sale by Matthew C. Banks under a Rule 10b5-1 plan?

Yes. The filing notes that the shares were sold pursuant to Mr. Banks' Rule 10b5-1 plan, and the Rule 10b5-1 checkbox is affirmed. Such plans are pre-arranged trading programs that schedule trades in advance, reducing the relevance of trade timing information.

What role does Matthew C. Banks hold at Roku (ROKU) in this Form 4 filing?

Matthew C. Banks is identified as an officer of Roku, serving as VP, CAO (Vice President, Chief Accounting Officer). The Form 4 reflects his personal direct holdings and the reported sale of 552 shares of Class A Common Stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Matthew C.

(Last)

(First)

(Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE

CALIFORNIA

95110

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	08/03/2026		S		552⁽¹⁾	D	$146.25	6,619	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares sold pursuant to Mr. Banks' 10b5-1 plan.

	/s/ Renee Strandness, attorney-in-fact	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR