Roku awards 43,762 RSUs to media president

Collier Charles reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Collier Charles reported acquisition or exercise transactions in this Form 4 filing.

ROKU, INC reported that Charles Collier, President, Roku Media, received a grant of 43,762 Restricted Stock Units (RSUs) tied to Class A Common Stock. Each RSU represents a contingent right to receive one share of Class A Common Stock. These RSUs vest in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026. Following this award, Collier is reported to hold 43,762 RSUs directly.

Insider Trade Summary

Grant/Award: 43,762 shares

Grant/Award 1 txn

Insider Collier Charles

Role President, Roku Media

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	43,762	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 43,762 contracts (Direct)

Footnotes (2)

1. F1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. F2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.

Key Figures

RSUs granted: 43,762 units Price per RSU: $0.00 per unit RSUs following transaction: 43,762 units +3 more

6 metrics

RSUs granted 43,762 units Restricted Stock Units granted to Charles Collier on 2026-08-14

Price per RSU $0.00 per unit Compensation award; no purchase price paid for RSUs

RSUs following transaction 43,762 units Total RSUs held directly by Charles Collier after the grant

Vesting installments 12 installments RSU award vests in 12 substantially equal quarterly installments

First vesting date December 1, 2026 Date on which the first quarterly RSU installment will vest

Underlying shares per RSU 1 share per unit Each RSU represents a contingent right to one share of Class A Common Stock

Key Terms

Restricted Stock Unit, Class A Common Stock, substantially equal quarterly installments

3 terms

Restricted Stock Unit financial

"Each RSU represents a contingent right to receive one share of Class A"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Class A Common Stock financial

"receive one share of Class A Common Stock of the Issuer"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

substantially equal quarterly installments financial

"This RSU vests in 12 substantially equal quarterly installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did Charles Collier report for ROKU on this Form 4?

Charles Collier reported a grant of 43,762 Restricted Stock Units (RSUs) of Roku, Inc. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the vesting schedule described in the filing.

How do the new RSUs for ROKU's Charles Collier vest?

The 43,762 RSUs vest in 12 substantially equal quarterly installments. The filing states that the first installment will vest on December 1, 2026, with remaining installments vesting quarterly thereafter, assuming applicable conditions are met.

What is the reported post-transaction RSU holding for Charles Collier at ROKU?

After the reported grant, Charles Collier is shown as directly holding 43,762 Restricted Stock Units. These RSUs are derivative securities that can settle into Class A Common Stock as they vest over the specified quarterly schedule.

Did Charles Collier buy or sell any ROKU shares in the market in this Form 4?

No market purchases or sales are reported. The Form 4 shows an acquisition via grant of 43,762 RSUs with a per-unit price of $0.00, reflecting a compensation award rather than an open-market trade.

What security underlies the RSU grant reported by Charles Collier for ROKU?

The RSU grant is linked to Class A Common Stock of Roku, Inc.. Each Restricted Stock Unit represents a contingent right to receive one share of this Class A Common Stock, subject to the award’s vesting conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 07:17 PM EDT Accepted by SEC EDGAR 08/17/2026 - 07:17 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Collier Charles

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Roku Media

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/14/2026		A		43,762		(2)	(2)	Class A Common Stock	43,762	$0	43,762	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.

	/s/ Renee Strandness, attorney-in-fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)