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  4. [Form 4] ROKU, INC Insider Trading Activity

Roku (NASDAQ: ROKU) awards 32,765 RSUs to tech chief Ozgen

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ozgen Mustafa reported acquisition or exercise transactions in this Form 4 filing.

ROKU, INC reported that executive Mustafa Ozgen, President of Devices, Product, and Technology, received a grant of 32,765 Restricted Stock Units (RSUs) on August 14, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock. Following this grant, Ozgen holds 32,765 RSUs directly. The award vests in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026.

Positive

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Insider Ozgen Mustafa
Role Pres, Devices, Prod, and Tech
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1, F2 32,765 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 32,765 shares (Direct)
Footnotes (2)
  1. F1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  2. F2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.
RSUs granted 32,765.0000 Restricted Stock Units awarded to Mustafa Ozgen on August 14, 2026
Price per RSU 0.0000 Reported transaction price per RSU for the grant
RSUs following transaction 32,765.0000 Total RSUs held directly by Mustafa Ozgen after the grant
Vesting installments 12 Number of substantially equal quarterly installments for RSU vesting
First vesting date December 1, 2026 Date on which the first quarterly RSU installment vests
Restricted Stock Unit financial
"Each RSU represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Class A Common Stock financial
"receive one share of Class A Common Stock of the Issuer"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
substantially equal quarterly installments financial
"This RSU vests in 12 substantially equal quarterly installments"

FAQ

What insider equity award was reported for ROKU executive Mustafa Ozgen?
Mustafa Ozgen received a grant of 32,765 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Roku Class A Common Stock, vesting over 12 substantially equal quarterly installments starting December 1, 2026.

How many ROKU RSUs does Mustafa Ozgen hold after this Form 4 transaction?
After this reported transaction, Mustafa Ozgen holds 32,765 RSUs directly. These RSUs are scheduled to vest in 12 substantially equal quarterly installments, beginning on December 1, 2026, subject to the terms of the award.

When do Mustafa Ozgen’s newly granted ROKU RSUs begin vesting?
The newly granted RSUs begin vesting on December 1, 2026. Vesting then continues in 12 substantially equal quarterly installments, meaning portions of the 32,765 RSUs will vest every quarter after that initial vest date.

What does each ROKU RSU granted to Mustafa Ozgen represent?
Each RSU represents a contingent right to receive one share of Class A Common Stock of Roku, Inc. The shares are delivered only as the RSUs vest according to the 12-quarter vesting schedule starting December 1, 2026.

Was the ROKU Form 4 transaction for Mustafa Ozgen a purchase or a grant?
The Form 4 reports a grant/award acquisition of 32,765 RSUs, coded as transaction type “A.” This indicates a compensation-related equity award, not an open-market purchase or sale of Roku Class A Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ozgen Mustafa
(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.
(Street)
SAN JOSE CALIFORNIA 95110
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Pres, Devices, Prod, and Tech
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)08/14/2026A32,765 (2) (2)Class A Common Stock32,765$0.032,765D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.
/s/ Renee Strandness, attorney-in-fact08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR