Roku grants 5,800 RSUs to controller Matthew Banks

Banks Matthew C. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Banks Matthew C. reported acquisition or exercise transactions in this Form 4 filing.

ROKU, INC reported that officer Matthew C. Banks, VP, Corp Controller & CAO, received a grant of 5,800 Restricted Stock Units (RSUs) on August 14, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock and was awarded at a stated price of $0.00 per unit.

This RSU award vests in 12 substantially equal quarterly installments, with the first installment vesting on December 1, 2026. Following this grant, Banks directly holds 5,800 RSUs tied to Class A Common Stock, subject to the vesting schedule.

Insider Trade Summary

Grant/Award: 5,800 shares

Grant/Award 1 txn

Insider Banks Matthew C.

Role VP, Corp Controller & CAO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	5,800	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 5,800 contracts (Direct)

Footnotes (2)

1. F1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2. F2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.

Key Figures

RSUs granted: 5,800 Price per RSU: $0.00 RSUs following transaction: 5,800 +2 more

5 metrics

RSUs granted 5,800 Restricted Stock Units granted to Matthew C. Banks on August 14, 2026

Price per RSU $0.00 Stated transaction price per Restricted Stock Unit in the grant

RSUs following transaction 5,800 Total RSUs directly held by Matthew C. Banks after the grant

Vesting installments 12 Number of substantially equal quarterly installments for RSU vesting

First vesting date December 1, 2026 Date on which the first RSU installment vests

Key Terms

Restricted Stock Unit, Class A Common Stock, substantially equal quarterly installments

3 terms

Restricted Stock Unit financial

"Each RSU represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Class A Common Stock financial

"receive one share of Class A Common Stock of the Issuer"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

substantially equal quarterly installments financial

"This RSU vests in 12 substantially equal quarterly installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ROKU (ROKU) disclose for Matthew C. Banks?

ROKU disclosed that Matthew C. Banks, its VP, Corp Controller & CAO, received a grant of 5,800 Restricted Stock Units on August 14, 2026. Each RSU represents a contingent right to one share of Class A Common Stock, subject to future vesting.

How many Restricted Stock Units were granted to Matthew C. Banks at ROKU (ROKU)?

Matthew C. Banks was granted 5,800 Restricted Stock Units (RSUs). These RSUs are derivative awards that can settle in an equivalent number of Class A Common Stock shares as they vest over time under the specified quarterly vesting schedule.

What is the vesting schedule for the new RSUs granted by ROKU (ROKU)?

The RSUs granted to Matthew C. Banks vest in 12 substantially equal quarterly installments. According to the disclosure, the first installment vests on December 1, 2026, with remaining installments vesting in subsequent quarters until fully vested.

What does each RSU granted by ROKU (ROKU) to Matthew C. Banks represent?

Each RSU granted represents a contingent right to receive one share of ROKU’s Class A Common Stock. The shares are not issued immediately; they are delivered only as the RSUs vest according to the stated quarterly vesting schedule.

What is Matthew C. Banks’ reported RSU holding in ROKU (ROKU) after this transaction?

After this grant, Matthew C. Banks is reported to directly hold 5,800 Restricted Stock Units. These RSUs are tied to an equivalent number of Class A Common Stock shares, which will be delivered over time as the units vest under the award terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 07:34 PM Accepted by SEC EDGAR 08/17/2026 - 07:34 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Matthew C.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Corp Controller & CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/14/2026		A		5,800		(2)	(2)	Class A Common Stock	5,800	$0.0	5,800	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

2. This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.

	/s/ Renee Strandness, attorney-in-fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)