Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Streaming hours, advertising margins, and device costs all converge in Roku’s SEC disclosures, yet vital metrics—like platform gross profit or active account growth—are scattered across dense exhibits. If you’ve ever needed to locate "Roku insider trading Form 4 transactions" before an earnings call, or wanted a single page that tracks every amendment, you’re in the right place.
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Roku insider transaction summary: The filing shows that Jedda Dan, identified as CFO & COO of Roku, sold two blocks of 1,500 shares each on 08/15/2025 at prices of $88.14 and $90.00, respectively, and reported ownership levels of 74,632 and 73,132 shares following those sales. The sales were executed pursuant to a 10b5-1 plan. The filing also reports three restricted stock unit grants that together represent 80,264 RSUs (16,883; 33,484; 29,897). Vesting schedules are disclosed: one grant vests in four quarterly installments starting 11/15/2025, one vests in eight quarterly installments starting 11/15/2025, and one vests in five quarterly installments beginning 09/01/2027.
Roku, Inc. (ROKU) Form 4 filing shows an award of 53,406 restricted stock units (RSUs) to Mustafa Ozgen, who is listed as President, Devices, Prod, and Tech. The RSUs were granted on 08/15/2025 and the reporting shows 53,406 shares of Class A Common Stock beneficially owned following the grant. Each RSU converts to one share of Class A common stock and vests in 12 substantially equal quarterly installments, with the first installment vesting on 11/15/2025. The reported RSUs carry a reported price of $0.0. The Form 4 was signed via power of attorney on 08/19/2025.
Anthony J. Wood, CEO and Chairman of Roku, filed a Form 4 reporting equity awards granted on 08/15/2025. The filing shows 140,701 Restricted Stock Units (RSUs) (5,638 and 135,063) and 239,174 employee stock options (9,567 and 229,607) were acquired, with exercise price for the options at $90.29. The RSUs and options are subject to multi-period vesting: the smaller RSU vests in 4 quarterly installments, the larger RSU in 12 quarterly installments, the smaller option in 12 monthly installments and the larger option in 36 monthly installments, with first vesting dates in Q4 2025. The report was signed by attorney-in-fact Renee Strandness on 08/19/2025.
Matthew C. Banks, VP, Corporate Controller & CAO of Roku, Inc., was granted 9,454 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A common stock and the award will vest in 12 substantially equal quarterly installments, with the first installment vesting on November 15, 2025. Following the grant, Mr. Banks beneficially owns 9,454 shares on a direct basis. The reported RSUs carry a reported price of $0.0 and the Form 4 was signed by an attorney-in-fact on 08/19/2025.
Summary of Form 144 filing for ROKU. The filer proposes to sell 3,000 shares of ROKU common stock through Morgan Stanley Smith Barney, with an aggregate market value of $267,210 and an approximate sale date of 08/15/2025 on NASDAQ. The filing shows 147,330,633 shares outstanding.
The shares were acquired as restricted stock from the issuer on 03/01/2024. The filer reported four sales in the past three months totaling $529,080.00 in gross proceeds across 5,000 shares sold on 06/16/2025, 07/10/2025 and 07/15/2025. The form includes the standard representation that the filer is not aware of undisclosed material adverse information.
Anthony J. Wood, a director, 10% owner and CEO/Chairman-related officer of Roku, Inc., converted 25,000 shares of Class B stock into Class A stock and sold 25,000 Class A shares on 08/11/2025 pursuant to a pre-established 10b5-1 trading plan. The sales occurred in three tranches with reported weighted-average prices of $81.79, $82.75 and $83.41. The filing lists multiple trusts through which Mr. Wood holds additional Class A shares, including 42,500 in the Wood 2020 Irrevocable Trust, 94,247 in The Anthony J. Wood 2024 Annuity Trust V-B and 143,250 in The Anthony J. Wood 2025 Annuity Trust V. All transactions are disclosed as executed under the reporting person’s 10b5-1 plan.
ROKU filed a Form 144 notifying the proposed sale of 25,000 common shares, with an aggregate market value of $2,080,250.00, listed for sale on NASDAQ with an approximate sale date of 08/11/2025. The shares are held with Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY).
The filing states the shares were acquired on 06/14/2013 through previously exercised stock options from the issuer and paid in cash. The document also discloses three prior 10b5-1 sales of 25,000 shares each on 05/29/2025, 06/10/2025, and 07/10/2025, with gross proceeds of $1,875,000.00, $2,006,850.00, and $2,241,062.50 respectively. The filing reports 130,251,569 shares outstanding.
What happened: Roku officer Matthew C. Banks reported a sale of common stock: he sold 3,360 shares at $85.05 per share and now directly owns 5,195 shares.
Why it matters: This Form 4 records an insider sale by a senior finance executive. It documents a change in ownership but does not explain the reason for the sale; investors watch these filings to monitor insider confidence.
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