Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
Anthony J. Wood, Roku, Inc. CEO and Chairman, reported multiple transactions in Class A and Class B common stock on September 9-10, 2025. The filing shows conversions (code C) of 25,000 Class B shares into Class A on both 09/09/2025 and 09/10/2025, and several sales (code S) from the Wood 2017 Revocable Trust on 09/09/2025 and 09/10/2025 totaling at least 51,000 Class A shares sold at weighted-average prices reported between $93.02 and $97.47 across different lots. The report indicates transactions were made pursuant to a Rule 10b5-1 plan. The filing lists substantial indirect holdings across multiple trusts, with derivative disclosures showing 25,000 Class B shares convertible into Class A and total beneficial ownership figures reported (for example, 16,803,111 and 16,778,111 Class A-equivalent shares in the derivative section following the conversions).
Mustafa Ozgen, President of Devices, Product and Technology at Roku, sold 50,527 shares of Class A common stock on 09/09/2025 under a Rule 10b5-1 trading plan at a reported price of $100 per share. The Form 4 reports the transaction as a sale executed pursuant to Mr. Ozgen's pre-established trading plan and shows zero shares beneficially owned by the reporting person following the sale.
The filing is a routine Section 16 disclosure documenting an insider sale executed under an affirmative defense plan; it includes the attorney-in-fact signature certifying the report.
Roku, Inc. (ROKU) notice reports a proposed sale of 25,000 common shares to be executed through Morgan Stanley Smith Barney on 09/10/2025 on NASDAQ with an aggregate market value of $2,424,750. The shares were acquired and paid for on 09/10/2025 by exercise of stock options. The filing also discloses three recent 10b5-1 plan sales by THE WOOD REVOCABLE TRUST totaling 75,000 shares during July–September 2025, generating gross proceeds of $6,285,607.50 across those transactions. The filer certifies no undisclosed material adverse information and references reliance on a written trading plan where applicable.
Form 144 notice for Roku, Inc. (ROKU) shows a proposed sale of 25,000 common shares through Morgan Stanley Smith Barney LLC on 09/09/2025 with an aggregate market value of $2,484,750. The filing reports the shares were acquired the same day, 09/09/2025, by exercise of stock options and paid for in cash. The issuer's reported shares outstanding are 130,251,569. The filer discloses three prior 10b5-1 sales by THE WOOD REVOCABLE TRUST of 25,000 shares each on 06/10/2025, 07/10/2025 and 08/11/2025 with gross proceeds of $2,006,850, $2,241,062.50 and $2,060,545, respectively. The filing contains standard Rule 144 attestations and a signature block without specific signer or plan-adoption dates included in the visible content.
Form 144 notice filed for Roku, Inc. (ROKU) reporting a proposed sale of 50,527 common shares with an aggregate market value of $5,052,700 to be executed through Morgan Stanley Smith Barney LLC on approximately 09/09/2025 on NASDAQ. The filing lists the securities as previously acquired as restricted stock on multiple dates (11/15/2023 through 09/01/2025) with tranche sizes shown. The form contains limited identifying details: filer CIK/CCC and contact information fields are blank, and issuer name, SEC file number, address and phone are not provided in the visible content. No securities were reported sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.
The filing is a Schedule 13G/A by The Vanguard Group reporting beneficial ownership of 13,028,648 shares of Roku Inc common stock, representing 10% of the class. Vanguard reports 0 shares of sole voting power and 784,663 shares of shared voting power, 12,078,987 shares of sole dispositive power and 949,661 shares of shared dispositive power. The filing states the securities are held in the ordinary course of business and not for the purpose of changing or influencing control. The filing lists Vanguard s Malvern, PA address and is signed by Ashley Grim, Head of Global Fund Administration.
Roku, Inc. insider Charles Collier reported multiple transactions on Form 4 covering Sept 2-4, 2025. On Sept 2 Mr. Collier had 29,340 restricted stock units vest (reported as acquired at $0) with 29,540 total Class A shares owned after withholding of 14,979 shares to satisfy taxes. He sold blocks of shares on Sept 3 and 4 under a 10b5-1 plan at weighted-average prices in the $96.12–$99.89 range.
The filing also reports an employee stock option exercisable at $49.59 for 10,269 shares and 146,699 shares held from outstanding RSUs, with total derivative holdings noted. Transactions were filed by one reporting person and executed pursuant to a Rule 10b5-1 plan where indicated.
Roku, Inc. insider activity: This Form 4 reports transactions by Gilbert Fuchsberg, President, Subscriptions. On 09/02/2025 he was credited with 8,809 shares of Class A common stock via a transaction coded "M" at no cash price, reflecting the vesting/settlement of RSUs. The filer also sold or otherwise disposed of 4,873 shares at $95.86 each, and the filing shows 57,732 shares of Class A common stock held after these transactions.
The tables show three separate RSU grants that vested in varying schedules, with some shares withheld by the issuer to satisfy income tax withholding. The form is signed by an attorney-in-fact on behalf of the reporting person.
Jedda Dan, identified as CFO & COO of Roku, Inc. (ROKU), reported transactions dated 09/02/2025. The filing shows an award-related acquisition of 21,912 shares of Class A common stock at $0 (code M) related to vested restricted stock units (RSUs), and the withholding disposition of 8,624 shares at $95.86 to satisfy income tax obligations, leaving 86,420 shares beneficially owned after the withholding. The report also documents two RSU grant entries: 17,726 RSUs resulting in 17,726 underlying shares and 4,186 RSUs with no remaining underlying shares on the report, with vesting schedules described in the explanations. The form is signed by an attorney-in-fact on behalf of the reporting person.
Ozgen Mustafa, President of Devices, Products and Technology at Roku, reported RSU vesting and related share withholding on 09/02/2025. A total of 11,700 Class A shares were reported as acquired through vesting and two RSU grants vested (4,910 and 6,790 units). The issuer withheld 4,605 shares and sold them at $95.86 per share to satisfy income tax withholding obligations. Following the reported transactions, the filing shows beneficial ownership figures of 55,132 shares after the acquisition and 50,527 shares after the withholding disposition.
The filing is a routine Section 16 disclosure that documents equity compensation vesting and tax-related share withholding; no other transactions, option exercises, or cash purchases are reported.