Welcome to our dedicated page for ROKU SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Christopher Handman reported a sale notice under Section 144 for 2,999 shares of Common Stock, listed as Restricted Stock with an intended sale date of 06/01/2026. The filing also records a prior sale on 03/03/2026 of 2,999 shares for $286,614.43.
ROKU reported proposed and recent small dispositions of common stock by an insider. The filing lists 546 restricted shares identified for sale on 06/01/2026 and shows three reported settlements by Matt Banks of 725 shares on 05/01/2026, 728 shares on 04/01/2026, and 716 shares on 03/03/2026.
Neil Hunt submitted a Form 144 notifying a proposed sale of 2,000 shares of Common Stock via a stock option exercise on 06/01/2026. The filing also lists prior dispositions of 2,000 shares on 05/01/2026, 04/01/2026, and 03/02/2026 with proceeds shown for each transaction.
ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported an open-market sale of 7,000 shares of Class A Common Stock at an average price of $122.56 per share. The transaction was executed pursuant to Mr. Jedda’s Rule 10b5-1 trading plan and is described as an open-market sale.
After this sale, Mr. Jedda directly holds 71,115 shares of Roku Class A Common Stock. The filing does not show any accompanying option exercises or derivative positions, indicating this was a straightforward stock sale under a pre-arranged plan.
Morgan Stanley Smith Barney LLC-listed shares were reported sold by Daniel Jedda under Rule 144. The notice lists multiple resale transactions of Common stock: 3,000 shares on 02/17/2026 for $266,640, 15,000 shares on 03/16/2026 for $1,413,432, and 7,000 shares on 04/15/2026 for $749,000. The filing also shows a restricted stock block of 7,000 shares dated 11/15/2025.
ROKU, INC CEO Anthony J. Wood, through the Wood 2017 Revocable Trust, reported a mixed set of insider transactions involving Roku Class A and Class B Common Stock. On May 11, 2026, the trust sold a total of 75,000 shares of Class A Common Stock in open-market transactions at weighted average prices ranging from $127.61 to $131.22 per share, under a pre-arranged Rule 10b5-1 trading plan.
On the same date, the Wood 2017 Revocable Trust converted 75,000 shares of Class B Common Stock into 75,000 shares of Class A Common Stock. After these transactions, the trust held 75,000 shares of Class A Common Stock and 16,193,111 shares of Class B Common Stock. The filing also lists additional indirect holdings in various Anthony J. Wood trusts and a direct holding of 14,228 Class A shares, indicating that the sales represent a small portion of his overall economic interest in Roku.
Morgan Stanley Smith Barney LLC submitted a notice concerning up to 75,000 shares of Common Stock to be sold that were issued upon previously exercised stock options dated 06/14/2013. The record shows three 10b5-1 sales by The Wood Revocable Trust on 03/10/2026, 04/10/2026, and 04/16/2026 for 50,000, 50,000, and 25,000 shares respectively, with proceeds listed for each sale.
Roku Inc. reporting person FMR LLC holds 16,982,959.83 shares of Class A common stock, representing 13.0% of the class as of 03/31/2026. The filing states FMR LLC has sole dispositive power over 16,982,959.83 shares and sole voting power of 16,863,800.84.
The schedule also discloses that Fidelity Advisor Growth Opportunities Fund held 7,745,927 shares, or 5.9% of Class A common stock as of 03/31/2026. Signatures indicate authorization by Richard Bourgelas under a power of attorney.
ROKU, INC executive Matthew C. Banks, VP and Chief Accounting Officer, sold 725 shares of Class A Common Stock in an open-market transaction on May 1, 2026 at $125.52 per share.
The sale was made pursuant to Mr. Banks' pre-arranged Rule 10b5-1 trading plan, indicating it was scheduled in advance. Following this transaction, he directly holds 6,222 shares of Roku Class A Common Stock.
ROKU, INC executive Gilbert Fuchsberg, President, Subscriptions, completed an open-market sale of 9,593 shares of Class A Common Stock at $125.52 per share. Following the transaction, he directly holds 50,863 shares. The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan.