Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.
Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.
Reporting person filed a Form 144 reporting intended sales of Common stock. The entry lists a stock option exercise tied to 205,821 Common shares with an effectiveness/settlement date of 04/08/2026 on NASDAQ. The filing also lists two prior sales by Charles Collier: 1,715 shares on 03/05/2026 for $171,500.00 and 1,715 shares on 03/03/2026 for $163,902.55.
ROKU, INC director Neil D. Hunt exercised and converted derivative awards and sold shares in pre-planned trades. He exercised an employee stock option for 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share and converted 2,000 shares of Class B Common Stock into Class A Common Stock.
On the same date, he sold a total of 2,000 shares of Class A Common Stock in open-market transactions at weighted average prices of $95.00, $96.00 and $96.80 per share, pursuant to a Rule 10b5-1 trading plan. Following these transactions, he held 7,782 shares of Class A Common Stock and 59,333 shares of Class B Common Stock directly.
ROKU, INC reported that VP and Chief Accounting Officer Matthew C. Banks executed an open-market sale of its Class A Common Stock. On April 1, 2026, he sold 728 shares at an average price of $96.02 per share pursuant to his Rule 10b5-1 trading plan.
Following this transaction, Banks directly holds 6,947 shares of Roku Class A Common Stock. Because the sale was carried out under a pre-arranged 10b5-1 plan, the timing reflects a scheduled diversification step rather than a discretionary market-timing decision.
ROKU reported a Form 144 notice of intent to sell 2,000 shares of Common Stock via a stock option exercise on 04/01/2026. The filing also lists three prior dispositions of 2,000 shares each on 03/02/2026, 02/02/2026, and 01/02/2026 with proceeds shown per sale.
ROKU reported a Form 144 notice showing an intended sale of 728 shares of restricted common stock (listed as ISSUER disposition) dated 03/01/2026. The filing also lists two sales by Matt Banks in the past three months: 729 shares on 01/02/2026 and 716 shares on 03/03/2026, with reported proceeds shown alongside each transaction.
Roku Inc — Schedule 13G/A amendment: The Vanguard Group filed Amendment No. 8 reporting an internal realignment and disaggregation of certain subsidiaries' holdings. The filing states that, after the realignment, The Vanguard Group beneficially owns 0 shares of Roku common stock, representing 0%.
The amendment cites SEC Release No. 34-39538 (January 12, 1998) and explains that subsidiaries or business divisions will report beneficial ownership separately; the filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
ROKU, INC executive Dan Jedda, the company’s CFO and COO, reported selling 15,000 shares of Class A Common Stock in open-market transactions on March 16, 2026. The trades, executed under a pre-arranged Rule 10b5-1 plan, occurred at weighted average prices between about $92.01 and $96.12 per share. After these sales, Jedda directly holds 85,115 shares of Roku stock.
ROKU filed a Form 144 reporting an intended sale of 15,000 shares of Common Stock. The filing lists prior sales by Daniel Jedda: 3,000 shares sold on 02/17/2026 for $266,640 and 3,000 shares sold on 01/15/2026 for $322,680.
ROKU, INC CEO Anthony Wood reported a conversion and sale of shares on March 10, 2026. The Wood 2017 Revocable Trust converted 50,000 shares of Class B Common Stock into 50,000 shares of Class A Common Stock, then sold 50,000 Class A shares in open-market transactions.
The sales were executed at weighted average prices ranging from about $98 to $102 per share and were made pursuant to Mr. Wood's Rule 10b5-1 trading plan. Following these transactions, 16,343,111 shares of Class B Common Stock were held indirectly through the Wood 2017 Revocable Trust as of March 10, 2026, along with additional Class A shares held directly and through several other trusts.
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 50,000 shares of Common Stock for $5,008,500.00.
The filing identifies the securities as previously exercised stock options with cash as the consideration. The excerpt also lists recent 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 02/10/2026 for $4,539,555.00, 75,000 shares on 01/12/2026 for $8,220,825.00, and 25,000 shares on 12/11/2025 for $2,758,002.50.