Charles Collier files to sell 20,538 ROKU shares

Charles Collier submitted a Form 144 reporting the proposed sale of 20,538 shares of common stock on 05/04/2026 in connection with a stock option exercise.

Rhea-AI Filing Summary

Charles Collier submitted a Form 144 reporting the proposed sale of 20,538 shares of common stock on 05/04/2026 in connection with a stock option exercise. The filing lists prior sales by Mr. Collier in the past three months, including transactions on 04/17/2026, 04/08/2026, 04/16/2026, 03/05/2026, and 03/03/2026 with individual share counts and cash amounts.

Insights

Securities Compliance Expert

Form 144 documents a planned resale tied to an option exercise and lists recent dispositions.

Form 144 is a notification that a holder intends to sell restricted or control securities under Rule 144. The filing here states 20,538 shares to be sold on 05/04/2026 via a stock option exercise, and shows multiple recent sales by the same holder with reported cash amounts.

These entries are procedural: they disclose intended sales and recent dispositions. Cash‑flow treatment and purchaser details are not provided in the excerpt; subsequent trade reports or broker records would show execution details.

Key Figures

Proposed shares to sell: 20,538 shares Sale on 04/17/2026: 205,807 shares Sale on 04/08/2026: 205,821 shares +3 more

6 metrics

Proposed shares to sell 20,538 shares to be sold on 05/04/2026 via stock option exercise

Sale on 04/17/2026 205,807 shares disposition reported on 04/17/2026 with $23,667,805.00 proceeds

Sale on 04/08/2026 205,821 shares disposition reported on 04/08/2026 with $21,611,205.00 proceeds

Sale on 04/16/2026 3,431 shares disposition reported on 04/16/2026 with $377,993.27 proceeds

Sale on 03/05/2026 1,715 shares disposition reported on 03/05/2026 with $171,500.00 proceeds

Sale on 03/03/2026 1,715 shares disposition reported on 03/03/2026 with $163,902.55 proceeds

Key Terms

Form 144, stock option exercise, restricted/control securities, issuer transaction

4 terms

Form 144 regulatory

"submitted Form 144 reporting the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock option exercise financial

"Stock Option Exercise | ISSUER | Cash"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

restricted/control securities regulatory

"intended resale of restricted or control securities under Rule 144"

issuer transaction financial

"listed as ISSUER and Cash for the transaction method"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Charles Collier's Form 144 for ROKU report?

It reports the proposed sale of 20,538 shares on 05/04/2026 connected to a stock option exercise. The filing lists recent share dispositions and cash amounts over the prior three months as disclosed in the form.

Was the 20,538-share transaction executed or only proposed in Form 144?

Form 144 indicates a proposed resale of 20,538 shares on 05/04/2026 tied to an option exercise. The form notifies intent; execution and settlement details are not shown in the excerpt.

What recent sales by the same holder are disclosed in the Form 144?

The filing lists multiple past transactions: 205,807 shares on 04/17/2026, 205,821 shares on 04/08/2026, and smaller disposals on 04/16/2026, 03/05/2026, and 03/03/2026, with associated cash amounts shown in the excerpt.

Does the Form 144 specify who will receive the sale proceeds?

The excerpt shows the method as Cash and lists the transaction as an issuer stock option exercise, but it does not specify the recipient(s) of sale proceeds or post‑sale ownership details in the provided text.

How does Form 144 relate to Rule 144 resale requirements?

Form 144 notifies the SEC of an intended sale of restricted or control securities under Rule 144. It documents the proposed sale size and method; compliance with holding periods and volume limitations is determined separately by the rule and market reports.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/04/2026 - 04:03 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001951665
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	CHARLES COLLIER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20538	2551423.42	131029521	05/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/04/2026	Stock Option Exercise	ISSUER			20538	05/04/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/17/2026	205807	23667805.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/16/2026	3431	377993.27
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/08/2026	205821	21611205.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/05/2026	1715	171500.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	1715	163902.55

144: Remarks and Signature

Remarks
Date of Notice	05/04/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Charles Collier
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)