Form 144: Notice to Sell 9,593 Shares

Reporting person submitted a Form 144 to sell 9,593 shares of Common Stock.

Rhea-AI Filing Summary

Reporting person submitted a Form 144 to sell 9,593 shares of Common Stock. The notice lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker and 05/01/2026 and NASDAQ on the cover line.

The filing also shows 3,250 shares were sold on 03/03/2026 for $310,602.50 under the "Securities Sold During The Past 3 Months" line.

Key Figures

Noticed shares to be sold: 9,593 shares Shares sold in past 3 months: 3,250 shares Proceeds from past sale: $310,602.50 +1 more

4 metrics

Noticed shares to be sold 9,593 shares listed under "Securities To Be Sold"

Shares sold in past 3 months 3,250 shares sold on 03/03/2026 ("Securities Sold During The Past 3 Months")

Proceeds from past sale $310,602.50 proceeds tied to the 3,250-share sale on 03/03/2026

Filing/cover date or line 05/01/2026 date shown on the cover line with NASDAQ

Key Terms

Form 144, Restricted Stock, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 06/01/2019 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ROKU's Form 144 disclose?

It notifies the sale of 9,593 shares of common stock. The form names Morgan Stanley Smith Barney LLC as the broker and records a prior sale of 3,250 shares on 03/03/2026 for $310,602.50.

Who is the seller named in the ROKU Form 144?

The filing identifies Gilbert Fuchsberg as the reporting person. The notice shows his address in San Jose and includes a broker listing for Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York, NY.

How much proceeds were reported for recent sales on the Form 144?

The filing lists proceeds of $310,602.50. That amount corresponds to a prior reported sale of 3,250 shares executed on 03/03/2026, as shown in the "Securities Sold During The Past 3 Months" section.

Does the Form 144 state how the remaining shares will be sold?

The excerpt lists 9,593 shares to be sold and the broker name. The filing does not include detailed distribution methods or timing in the provided excerpt; it lists the broker and the quantity intended for sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/01/2026 - 04:07 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001937263
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	GILBERT FUCHSBERG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9593	1204113.36	130717715	05/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2019	Restricted Stock	ISSUER			9593	06/01/2019	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
GILBERT FUCHSBERG 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	3250	310602.50

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock during the period of 06/01/2019 through 03/01/2025.
Date of Notice	05/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gilbert Fuchsberg
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)