Form 144 shows issuer sale of 725 restricted shares (ROKU)

Rhea-AI Filing Summary

ROKU reported a Form 144 disclosing the proposed sale of 725 shares of Common stock issued as restricted stock with an effective date of 03/01/2026. The filing lists recent sales by Matt Banks: 728 on 04/01/2026 and 716 on 03/03/2026 with the associated figures shown in the excerpt. Shares outstanding were 130,717,715 as of 05/01/2026.

Insights

Securities Compliance Analyst

Form 144 reports a small issuer-directed restricted share sale and recent related dispositions.

The filing lists a proposed sale of 725 restricted shares dated 03/01/2026 and two recent reported transactions by Matt Banks on 03/03/2026 and 04/01/2026. The excerpt shows numeric entries next to those dates but does not state buyers, prices per share, or proceeds usage.

Regulatory context: Form 144 notifies the SEC of intent to sell restricted/controlled securities; the excerpt gives timing and counts but cash‑flow treatment is not specified in the provided excerpt. Subsequent filings or trade reports would show completion or proceeds.

Key Figures

Shares reported to be sold: 725 shares Shares outstanding: 130,717,715 shares Recent sale (Matt Banks): 728 shares +1 more

4 metrics

Shares reported to be sold 725 shares Restricted Stock, 03/01/2026

Shares outstanding 130,717,715 shares as of 05/01/2026

Recent sale (Matt Banks) 728 shares 04/01/2026; figure shown 69902.56

Recent sale (Matt Banks) 716 shares 03/03/2026; figure shown 68428.12

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"proposed sale of 725 restricted shares dated 03/01/2026"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 03/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Restricted Stock | ISSUER | 725 | 03/01/2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/01/2026 - 04:07 PM Learn about SEC filing dates

FAQ

What does Roku's Form 144 disclose about the 03/01/2026 sale?

It discloses a proposed sale of 725 restricted shares of Common stock dated 03/01/2026. The filing lists the security as restricted stock and identifies the sale date and share count but does not state sale proceeds or buyers in the excerpt.

Who reported recent sales related to this Form 144 for ROKU?

The excerpt shows transactions reported by Matt Banks, listing 728 shares on 04/01/2026 and 716 shares on 03/03/2026. Associated numeric figures appear beside those dates in the provided text.

How many ROKU shares were outstanding per the filing excerpt?

The excerpt lists 130,717,715 shares outstanding as of 05/01/2026. That figure appears on the same data line that includes the NASDAQ designation and the date.

Does the Form 144 excerpt state proceeds or buyers for the shares?

No, the provided excerpt does not state buyers or an explicit proceeds recipient. The lines show numeric figures adjacent to transactions but do not label a purchaser or use of proceeds.

Is the 725-share entry an issuer sale or an insider sale?

The excerpt labels the 725-share item as Restricted Stock with the party listed as ISSUER and the date 03/01/2026, indicating the filing identifies the issuer in that row.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	725	91002.00	130717715	05/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock	ISSUER			725	03/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	04/01/2026	728	69902.56
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	716	68428.12

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)