[Form 4] Roku, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Roku, Inc. insider activity: This Form 4 reports transactions by Gilbert Fuchsberg, President, Subscriptions. On 09/02/2025 he was credited with 8,809 shares of Class A common stock via a transaction coded "M" at no cash price, reflecting the vesting/settlement of RSUs. The filer also sold or otherwise disposed of 4,873 shares at $95.86 each, and the filing shows 57,732 shares of Class A common stock held after these transactions.

The tables show three separate RSU grants that vested in varying schedules, with some shares withheld by the issuer to satisfy income tax withholding. The form is signed by an attorney-in-fact on behalf of the reporting person.

Positive

• RSU vesting increased insider ownership by 8,809 Class A shares (transaction coded M) reflecting compensation settlement
• Withholding of shares for taxes indicates routine administrative handling of vested RSUs rather than a sale for liquidity by the insider

Negative

• Disposition of 4,873 shares at $95.86 reduced beneficial ownership from 62,605 to 57,732 Class A shares
• Overall net decrease in reported holdings following the reported sale/disposition

Insights

Securities Analyst

TL;DR: Insider received RSU shares and sold a portion, leaving a modestly reduced stake; transactions appear routine and non-material to control.

The filing documents customary executive compensation settlement and a contemporaneous disposition. The issuance of 8,809 Class A shares via RSU settlement increases economic exposure without cash flow from the insider, while the sale of 4,873 shares at $95.86 reduces ownership from 62,605 to 57,732 shares. There is no indication of unusual timing or amount that would suggest a control change. The withheld shares to satisfy taxes are a standard administrative step in RSU vesting.

Corporate Governance Expert

TL;DR: Transactions reflect routine equity compensation vesting and tax withholding; no governance concerns or departures disclosed.

The disclosure lists multiple RSU award schedules with staggered vesting and explains withholding of shares for tax remittance. The filing does not show any new pledges, transfers to related parties, or changes in reporting person relationship. Execution by an attorney-in-fact is properly documented. From a governance perspective, these are standard insider activities tied to compensation administration.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fuchsberg Gilbert

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Subscriptions

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/02/2025		M		8,809	A	$0.0	62,605	D
Class A Common Stock	09/02/2025		F		4,873(1)	D	$95.86	57,732	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	09/02/2025		M			2,623	(3)	(3)	Class A Common Stock	2,623	$0.00	10,492	D
Restricted Stock Unit	(2)	09/02/2025		M			1,535	(4)	(4)	Class A Common Stock	1,535	$0.00	0	D
Restricted Stock Unit	(2)	09/02/2025		M			4,651	(5)	(5)	Class A Common Stock	4,651	$0.00	37,204	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

4. This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

	/s/ Renee Strandness, attorney-in-fact	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ROKU insider Gilbert Fuchsberg report on Form 4 dated 09/02/2025?

The filing reports receipt of 8,809 Class A shares via RSU settlement and a disposition of 4,873 shares sold at $95.86, leaving 57,732 Class A shares beneficially owned.

Why were some shares withheld in the reported transactions?

The filer states that shares were withheld by the issuer to satisfy income tax withholding and remittance obligations related to RSU vesting.

How many restricted stock units (RSUs) vested or were reported?

The filing lists RSU settlements of 2,623, 1,535, and 4,651 RSUs corresponding to Class A shares, with varying vesting schedules described.

Did the Form 4 indicate any change in the reporting person's role at Roku?

No. The form lists the reporting person as a company officer with title President, Subscriptions and does not disclose any change in role.

Who signed the Form 4 and when?

The Form 4 was signed by /s/ Renee Strandness, attorney-in-fact on 09/04/2025 on behalf of the reporting person.