Morgan Stanley Smith Barney (NASDAQ: ROKU) files to sell 50,000 shares under Form 144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 50,000 shares of Common Stock for $5,008,500.00.

The filing identifies the securities as previously exercised stock options with cash as the consideration. The excerpt also lists recent 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 02/10/2026 for $4,539,555.00, 75,000 shares on 01/12/2026 for $8,220,825.00, and 25,000 shares on 12/11/2025 for $2,758,002.50.

Insights

Securities Filings Attorney

Form 144 notifies a proposed sale of 50,000 shares tied to exercised options; recent 10b5-1 trades are disclosed.

The filing lists 50,000 shares to be sold and describes them as issuable from previously exercised stock options with cash consideration. The document also records three executed 10b5-1 plan sales by an affiliated trust in 12/2025–02/2026.

Regulatoryly, Form 144 is a notice of intent to sell under Section 144; actual sale mechanics and timing depend on broker procedures and compliance with Rule 144. Subsequent transfer or sale confirmations would appear in trade reporting or later filings.

Equity Markets Analyst

Disclosure signals planned liquidation from an exercised-option position with prior scheduled sales under a 10b5-1 plan.

The record shows recent trust sales totaling 150,000 shares across three dates and the current proposed sale of 50,000. These entries document executed and planned dispositions, not company actions.

Market impact depends on execution timing and liquidity; the filing itself does not specify order type or price limits. Trade confirmations and broker reports will show whether the proposed 50,000 shares were executed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50000	5008500.00	130717715	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/14/2013	Previously Exercised Stock Options	Issuer			50000	06/14/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	02/10/2026	50000	4539555.00
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	01/12/2026	75000	8220825.00
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	12/11/2025	25000	2758002.50

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROKU Form 144 filed by Morgan Stanley Smith Barney LLC report?

The filing reports a proposed sale of 50,000 shares of Common Stock for $5,008,500.00. It identifies the shares as from previously exercised stock options with cash as the consideration.

Are there recent related 10b5-1 sales for ROKU in the excerpt?

Yes. The excerpt lists three 10b5-1 sales by THE WOOD REVOCABLE TRUST: 25,000 shares on 12/11/2025, 75,000 shares on 01/12/2026, and 50,000 shares on 02/10/2026, with corresponding proceeds.

Does the Form 144 indicate who receives the sale proceeds for ROKU shares?

The excerpt states cash as the consideration for the securities to be sold. It does not specify allocation of proceeds beyond that label in the provided text.

Do the entries mean the 50,000 shares have already been sold?

No. Form 144 is a notice of a proposed sale; the excerpt also separately records prior executed 10b5-1 sales. Execution of the proposed 50,000 shares would be confirmed by subsequent trade reports or filings.