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Roku (ROKU) VP and CAO sells 716 shares, withholds stock for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ROKU, INC vice president and chief accounting officer Matthew C. Banks reported several equity transactions. On March 3, 2026, he sold 716 shares of Class A common stock in an open-market transaction at $95.57 per share under a Rule 10b5-1 trading plan.

On March 2, 2026, multiple restricted stock unit (RSU) awards were exercised, converting into 5,116 shares of Class A common stock at no exercise price. That same day, 2,550 shares were withheld at $98.09 per share to cover income tax obligations tied to RSU vesting. After these transactions, Banks directly held 7,675 shares of Roku Class A common stock.

Positive

  • None.

Negative

  • None.
Insider Banks Matthew C.
Role VP, CAO
Sold 716 shs ($68K)
Type Security Shares Price Value
Sale Class A Common Stock 716 $95.57 $68K
Exercise Restricted Stock Unit 1,049 $0.00 --
Exercise Restricted Stock Unit 1,249 $0.00 --
Exercise Restricted Stock Unit 828 $0.00 --
Exercise Restricted Stock Unit 1,202 $0.00 --
Exercise Restricted Stock Unit 788 $0.00 --
Exercise Class A Common Stock 5,116 $0.00 --
Tax Withholding Class A Common Stock 2,550 $98.09 $250K
Holdings After Transaction: Class A Common Stock — 7,675 shares (Direct); Restricted Stock Unit — 0 shares (Direct)
Footnotes (1)
  1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. Shares sold pursuant to Mr. Banks' 10b5-1 plan. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banks Matthew C.
(Last) (First) (Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.
(Street)
SAN JOSE CA 95110
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CAO
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/02/2026 M 5,116 A $0.0 10,941 D
Class A Common Stock 03/02/2026 F 2,550(1) D $98.09 8,391 D
Class A Common Stock 03/03/2026 S 716(2) D $95.57 7,675 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (3) 03/02/2026 M 1,049 (4) (4) Class A Common Stock 1,049 $0.0 0 D
Restricted Stock Unit (3) 03/02/2026 M 1,249 (5) (5) Class A Common Stock 1,249 $0.0 3,746 D
Restricted Stock Unit (3) 03/02/2026 M 828 (6) (6) Class A Common Stock 828 $0.0 1,656 D
Restricted Stock Unit (3) 03/02/2026 M 1,202 (7) (7) Class A Common Stock 1,202 $0.0 7,212 D
Restricted Stock Unit (3) 03/02/2026 M 788 (8) (8) Class A Common Stock 788 $0.0 7,879 D
Explanation of Responses:
1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026.
2. Shares sold pursuant to Mr. Banks' 10b5-1 plan.
3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
4. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.
5. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
6. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
7. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
8. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
/s/ Renee Strandness, attorney-in-fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Roku (ROKU) executive Matthew C. Banks report?

Matthew C. Banks reported RSU conversions into Class A shares, a sale of 716 shares at $95.57 per share, and 2,550 shares withheld at $98.09 per share for taxes. These transactions adjusted his directly held Roku share balance.

How many Roku (ROKU) shares did Matthew C. Banks sell in the latest filing?

He sold 716 shares of Roku Class A common stock in an open-market transaction at $95.57 per share under a Rule 10b5-1 plan. An additional 2,550 shares were disposed of to satisfy tax withholding obligations on RSU vesting.

What RSU activity did the Roku (ROKU) Form 4 disclose for Matthew C. Banks?

The Form 4 shows multiple restricted stock unit awards exercised on March 2, 2026, converting into 5,116 Class A shares at a zero exercise price. Footnotes describe quarterly vesting schedules where each RSU represents the right to receive one Roku Class A share.

Why were 2,550 Roku (ROKU) shares disposed of by Matthew C. Banks?

2,550 Roku Class A shares were withheld at $98.09 per share to satisfy income tax withholding and remittance obligations arising from RSU vesting on March 2, 2026. This tax-withholding disposition was reported with transaction code F on the Form 4.

What is Matthew C. Banks’ Roku (ROKU) share ownership after these transactions?

After the reported RSU conversions, open-market sale, and tax-withholding disposition, Matthew C. Banks directly held 7,675 shares of Roku Class A common stock. This figure reflects his updated ownership following the March 2 and March 3, 2026 transactions.

Were Matthew C. Banks’ Roku (ROKU) share sales pre-planned?

Yes. The Form 4 footnotes state that the 716 Roku Class A shares were sold pursuant to Matthew C. Banks’ Rule 10b5-1 trading plan. Such plans pre-schedule trades, helping executives systematically diversify or manage equity exposure over time.