Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.
Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.
Roku, Inc. reporting person Matthew C. Banks (VP, Corp Controller & CAO) disclosed Section 16 transactions on Form 4 covering activity on 09/02/2025 and 09/03/2025. The filing shows 4,647 shares of Class A common stock acquired on 09/02/2025 at no cash price related to RSU vesting, and withholding of 2,307 shares to satisfy income tax obligations at $95.86 per share. On 09/03/2025, 2,180 shares were sold at $97.85 per share. The tables also list multiple RSU vesting events totaling vested rights to Class A shares and the remaining beneficial ownership after each transaction. The form is signed by an attorney-in-fact on 09/04/2025.
Form 144 notice for Roku, Inc. (ROKU): The filer proposes the sale of 10,269 common shares through Morgan Stanley Smith Barney LLC on 09/04/2025 with an aggregate market value of $1,018,079.96. The filing reports the shares were acquired on 09/04/2025 by stock option exercise from the issuer and paid in cash. The filing lists 147,330,633 shares outstanding for the class. The notice also discloses five prior sales by Charles Collier in the past three months totaling 252,948 shares sold on specific dates with gross proceeds reported for each sale.
The filing is a Form 144 notice for Roku, Inc. (ROKU) reporting a proposed sale of 2,180 common shares by a named holder through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $213,313.22 and an approximate sale date of 09/03/2025. The filer shows those shares were acquired as restricted stock from the issuer on 09/01/2025 and paid for on that date. The filing also discloses a prior sale by the same person on 08/04/2025 of 3,360 shares for gross proceeds of $285,768.67. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information.
Form 144 notice for Roku, Inc. (ROKU): This filing reports a proposed sale of 14,361 common shares by Charles Collier through Morgan Stanley Smith Barney LLC on 09/03/2025 on NASDAQ, with an aggregate market value of $1,394,002.51. The company has 147,330,633 shares outstanding. The shares to be sold were acquired as restricted stock from the issuer on 09/01/2025, with payment recorded the same day. The filing also discloses recent sales by the same person over the past three months: 10,269 shares on 08/22/2025 for $975,555.00, 212,559 shares on 07/21/2025 for $20,193,161.48, 3,590 shares on 06/17/2025 for $305,150.00, and 7,181 shares on 06/05/2025 for $538,575.00. The filer certifies no undisclosed material adverse information.
Charles Collier, President of Roku Media, exercised employee stock options and sold shares under a 10b5-1 plan on 08/22/2025. He exercised an option with a $49.59 exercise price to acquire 10,269 shares and simultaneously sold 10,269 shares at $95. After the transactions he directly beneficially owned 10,469 shares and indirectly owned 600 shares through the Charles D. Collier Revocable Trust. The filing shows he retains derivative exposure covering 770,168 shares and notes the option vests in 48 monthly installments with the first vesting on December 4, 2022. The Form 4 was signed by an attorney-in-fact on 08/25/2025.
Form 144 filed for Roku, Inc. (ROKU) discloses proposed and recent sales of Common stock by an insider identified as Charles Collier. The filing lists a proposed sale of 10,269 shares through Morgan Stanley Smith Barney with an aggregate market value of $975,555, and shows multiple prior sales during June–July 2025 including a 154,034-share sale for $14,633,230 and several other transactions (examples: 10,269-share tranches around $975,555 each, and smaller tranches of 3,590 and 7,181 shares). The acquisition source for the 10,269-share lot is stated as a stock option exercise paid in cash on 08/22/2025. The filer affirms no undisclosed material adverse information and the sales are being processed via a named broker on NASDAQ.
Anthony J. Wood, listed as CEO, Chairman and a 10% owner of Roku, Inc. (ROKU), reported insider transactions dated 08/20/2025. The Form 4 shows a disposition of 29,271 Class A shares (reported price $0.00) and a simultaneous acquisition of 29,271 Class A shares (reported price $0.00). The filing lists multiple trusts and indirect holdings, with reported beneficial ownership totals following the transactions including 64,976 shares (indirect) for one line and other trust balances aggregated in the form.
Charles Collier, identified as President, Roku Media and an officer of Roku, Inc. (ROKU), received 78,463 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A Common Stock and the reported grant shows a $0 price per unit. The RSUs are direct beneficial ownership and the award vests in four quarterly installments with the first installment vesting on September 1, 2027, leaving 78,463 shares reported as beneficially owned following the transaction.
Roku, Inc. Form 4 filing reports that Gilbert Fuchsberg, President, Subscriptions, was granted 36,580 restricted stock units (RSUs) on 08/15/2025. Each RSU represents the contingent right to receive one share of Class A common stock and the reported 36,580 RSUs are shown as directly beneficially owned. The RSUs vest in 12 substantially equal quarterly installments, with the first installment vesting on 11/15/2025. The filing shows a price of $0.0 for the award and was filed on 08/19/2025 by an attorney-in-fact.
Roku insider transaction summary: The filing shows that Jedda Dan, identified as CFO & COO of Roku, sold two blocks of 1,500 shares each on 08/15/2025 at prices of $88.14 and $90.00, respectively, and reported ownership levels of 74,632 and 73,132 shares following those sales. The sales were executed pursuant to a 10b5-1 plan. The filing also reports three restricted stock unit grants that together represent 80,264 RSUs (16,883; 33,484; 29,897). Vesting schedules are disclosed: one grant vests in four quarterly installments starting 11/15/2025, one vests in eight quarterly installments starting 11/15/2025, and one vests in five quarterly installments beginning 09/01/2027.