[Form 4] ROKU, INC Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Roku director Neil D. Hunt reported option exercises, share conversions, and stock sales. On February 2, 2026, he exercised an employee stock option for 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share, with the option described as fully vested.
He then converted 2,000 Class B shares into 2,000 Class A shares, and sold a total of 2,000 Class A shares in four transactions under a Rule 10b5‑1 trading plan at weighted average prices of $95.47, $96.07, $97.10, and $97.71 per share. After these trades, he directly owned 7,782 Class A shares and 8,000 Class B shares, with 67,333 derivative securities (options) remaining.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 2,000 shares ($192,958)
Net Sell
8 txns
Insider
HUNT NEIL D
Role
Director
Sold
2,000 shs ($193K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) | 4,000 | $0.00 | -- |
| Exercise | Class B Common Stock | 4,000 | $0.00 | -- |
| Conversion | Class B Common Stock | 2,000 | $0.00 | -- |
| Conversion | Class A Common Stock | 2,000 | $0.00 | -- |
| Sale | Class A Common Stock | 268 | $95.47 | $26K |
| Sale | Class A Common Stock | 794 | $96.07 | $76K |
| Sale | Class A Common Stock | 918 | $97.10 | $89K |
| Sale | Class A Common Stock | 20 | $97.71 | $2K |
Holdings After Transaction:
Employee Stock Option (right to buy) — 67,333 shares (Direct);
Class B Common Stock — 10,000 shares (Direct);
Class A Common Stock — 9,782 shares (Direct)
Footnotes (1)
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Shares sold pursuant to Mr. Hunt's 10b5-1 plan. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.66 to $95.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.66 to $96.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.66 to $97.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested.
