Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.
Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.
Matthew C. Banks, VP, Corporate Controller & CAO of Roku, Inc., was granted 9,454 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A common stock and the award will vest in 12 substantially equal quarterly installments, with the first installment vesting on November 15, 2025. Following the grant, Mr. Banks beneficially owns 9,454 shares on a direct basis. The reported RSUs carry a reported price of $0.0 and the Form 4 was signed by an attorney-in-fact on 08/19/2025.
Summary of Form 144 filing for ROKU. The filer proposes to sell 3,000 shares of ROKU common stock through Morgan Stanley Smith Barney, with an aggregate market value of $267,210 and an approximate sale date of 08/15/2025 on NASDAQ. The filing shows 147,330,633 shares outstanding.
The shares were acquired as restricted stock from the issuer on 03/01/2024. The filer reported four sales in the past three months totaling $529,080.00 in gross proceeds across 5,000 shares sold on 06/16/2025, 07/10/2025 and 07/15/2025. The form includes the standard representation that the filer is not aware of undisclosed material adverse information.
Anthony J. Wood, a director, 10% owner and CEO/Chairman-related officer of Roku, Inc., converted 25,000 shares of Class B stock into Class A stock and sold 25,000 Class A shares on 08/11/2025 pursuant to a pre-established 10b5-1 trading plan. The sales occurred in three tranches with reported weighted-average prices of $81.79, $82.75 and $83.41. The filing lists multiple trusts through which Mr. Wood holds additional Class A shares, including 42,500 in the Wood 2020 Irrevocable Trust, 94,247 in The Anthony J. Wood 2024 Annuity Trust V-B and 143,250 in The Anthony J. Wood 2025 Annuity Trust V. All transactions are disclosed as executed under the reporting person’s 10b5-1 plan.
ROKU filed a Form 144 notifying the proposed sale of 25,000 common shares, with an aggregate market value of $2,080,250.00, listed for sale on NASDAQ with an approximate sale date of 08/11/2025. The shares are held with Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY).
The filing states the shares were acquired on 06/14/2013 through previously exercised stock options from the issuer and paid in cash. The document also discloses three prior 10b5-1 sales of 25,000 shares each on 05/29/2025, 06/10/2025, and 07/10/2025, with gross proceeds of $1,875,000.00, $2,006,850.00, and $2,241,062.50 respectively. The filing reports 130,251,569 shares outstanding.
What happened: Roku officer Matthew C. Banks reported a sale of common stock: he sold 3,360 shares at $85.05 per share and now directly owns 5,195 shares.
Why it matters: This Form 4 records an insider sale by a senior finance executive. It documents a change in ownership but does not explain the reason for the sale; investors watch these filings to monitor insider confidence.