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ROKU, INC (ROKU) SEC Filings, Mar 5-27, 2026

ROKU NASDAQ

Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.

Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.

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Roku Inc — Schedule 13G/A amendment: The Vanguard Group filed Amendment No. 8 reporting an internal realignment and disaggregation of certain subsidiaries' holdings. The filing states that, after the realignment, The Vanguard Group beneficially owns 0 shares of Roku common stock, representing 0%.

The amendment cites SEC Release No. 34-39538 (January 12, 1998) and explains that subsidiaries or business divisions will report beneficial ownership separately; the filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.

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ROKU, INC executive Dan Jedda, the company’s CFO and COO, reported selling 15,000 shares of Class A Common Stock in open-market transactions on March 16, 2026. The trades, executed under a pre-arranged Rule 10b5-1 plan, occurred at weighted average prices between about $92.01 and $96.12 per share. After these sales, Jedda directly holds 85,115 shares of Roku stock.

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ROKU filed a Form 144 reporting an intended sale of 15,000 shares of Common Stock. The filing lists prior sales by Daniel Jedda: 3,000 shares sold on 02/17/2026 for $266,640 and 3,000 shares sold on 01/15/2026 for $322,680.

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ROKU, INC CEO Anthony Wood reported a conversion and sale of shares on March 10, 2026. The Wood 2017 Revocable Trust converted 50,000 shares of Class B Common Stock into 50,000 shares of Class A Common Stock, then sold 50,000 Class A shares in open-market transactions.

The sales were executed at weighted average prices ranging from about $98 to $102 per share and were made pursuant to Mr. Wood's Rule 10b5-1 trading plan. Following these transactions, 16,343,111 shares of Class B Common Stock were held indirectly through the Wood 2017 Revocable Trust as of March 10, 2026, along with additional Class A shares held directly and through several other trusts.

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Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 50,000 shares of Common Stock for $5,008,500.00.

The filing identifies the securities as previously exercised stock options with cash as the consideration. The excerpt also lists recent 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 02/10/2026 for $4,539,555.00, 75,000 shares on 01/12/2026 for $8,220,825.00, and 25,000 shares on 12/11/2025 for $2,758,002.50.

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Roku, Inc. executive Charles Collier, President of Roku Media, reported an open-market sale of 1,715 shares of Class A common stock at $100.00 per share on March 5, 2026. The sale was made under Mr. Collier's Rule 10b5-1 trading plan. After the transaction, he directly held 11,131 shares and indirectly held 600 shares through the Charles D. Collier Revocable Trust.

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Charles Collier filed a Form 144 reporting a proposed sale of 1,715 shares of common stock of the issuer. The filing lists the shares as restricted stock with an intended sale date of 03/01/2026 through Morgan Stanley Smith Barney LLC. The filing also records a sale of 1,715 shares on 03/03/2026 for $163,902.55.

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ROKU, INC vice president and chief accounting officer Matthew C. Banks reported several equity transactions. On March 3, 2026, he sold 716 shares of Class A common stock in an open-market transaction at $95.57 per share under a Rule 10b5-1 trading plan.

On March 2, 2026, multiple restricted stock unit (RSU) awards were exercised, converting into 5,116 shares of Class A common stock at no exercise price. That same day, 2,550 shares were withheld at $98.09 per share to cover income tax obligations tied to RSU vesting. After these transactions, Banks directly held 7,675 shares of Roku Class A common stock.

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ROKU, INC reported insider transactions by Gilbert Fuchsberg, its President, Subscriptions. On March 2, 2026, he acquired 10,322 shares of Class A common stock through the exercise and vesting of restricted stock units, with 5,710 shares withheld at $98.09 per share to cover tax obligations.

On March 3, 2026, he completed an open-market sale of 3,250 shares of Class A common stock at an average price of $95.57 per share under a pre-arranged 10b5-1 plan. After these transactions, he directly held 60,456 shares of Roku Class A common stock.

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ROKU, INC insider activity shows complex movements in shares tied to CEO and Chairman Anthony J. Wood. On March 2, 2026, restricted stock units converted into 20,939 shares of Class A Common Stock, reflecting equity awards that vest over quarterly installments. The same day, 6,711 shares were surrendered at $98.09 per share to cover income tax withholding due on the RSU vesting.

Separately, on March 2–3, 2026, multiple trusts associated with Wood reported bona fide gifts of Roku Class A shares. These include gift transfers from entities such as The Anthony J. Wood 2024 and 2025 Annuity Trusts, the 2026 Annuity Trust V-B, the Wood 2017 Revocable Trust, and other family trusts. The transactions reflect a mix of equity award settlement, tax-related share dispositions, and estate or philanthropic planning at the trust level rather than open-market trading.

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FAQ

How many ROKU (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 256 SEC filings for ROKU (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ROKU (ROKU)?

The most recent SEC filing for ROKU (ROKU) was filed on March 27, 2026.