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ROKU, INC (ROKU) SEC Filings, Mar 2-5, 2026

ROKU NASDAQ

Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.

Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.

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Roku, Inc. CFO & COO Jedda Dan reported equity transactions on March 2, 2026 tied to restricted stock units (RSUs). She acquired Class A common shares through derivative exercises/conversions of RSUs and had shares withheld by Roku to cover income tax obligations upon RSU vesting.

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Roku, Inc. executive Mustafa Ozgen, President of Devices, Product, and Technology, reported multiple restricted stock unit (RSU) conversions on March 2, 2026. Several RSU awards converted into Class A Common Stock, and 6,356 shares were withheld at $98.09 per share to cover income tax obligations related to the vesting.

The footnotes explain that each RSU represents a right to one share of Class A Common Stock and that the RSU grants vest in twelve substantially equal quarterly installments beginning on specified November 15 dates.

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Roku director Neil D. Hunt reported a mix of option exercises, share conversions, and open-market sales. He exercised a fully vested employee stock option for 4,000 shares, increasing his option holdings to 63,333. He also converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock.

Hunt then sold a total of 2,000 Class A shares in three open-market transactions at weighted average prices of $96.40, $97.53, and $98.07 per share, with individual trades occurring within disclosed price ranges, under a Rule 10b5-1 trading plan. After these transactions, he directly holds 7,782 Class A shares and 10,000 Class B shares, with each Class B share convertible into one Class A share.

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Roku, Inc. executive Charles Collier reported multiple share movements tied to restricted stock vesting and a planned sale. On March 2, 2026, 29,339 restricted stock units converted into Class A shares, with 14,978 shares withheld at a price of $98.09 to cover taxes. On March 3, 2026, he sold 1,715 Class A shares in an open-market trade at an average price of $95.57 under a pre-arranged 10b5-1 plan. After these transactions, he held 12,846 Class A shares directly and 600 shares indirectly through the Charles D. Collier Revocable Trust.

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Roku, Inc. senior vice president and general counsel Christopher T. Handman reported multiple equity transactions. He exercised 11,898 Restricted Stock Units, each converting into one share of Class A common stock. In connection with this vesting, 5,900 shares were withheld to cover income tax obligations. He also sold 2,999 Class A shares at $95.57 per share in an open-market transaction under his 10b5-1 trading plan.

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Gilbert Fuchsberg reports an intended sale of 3,250 restricted shares of common stock on 03/01/2026. The filing lists the securities as Restricted Stock and names Morgan Stanley Smith Barney LLC as the broker. The filing notes a prior sale of 3,250 shares on 12/12/2025 for $353,535.

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Morgan Stanley Smith Barney LLC submitted a Rule 144 notice to sell 716 shares of Common stock of ROKU, listed as restricted stock, with the sale date shown as 03/01/2026.

The filing also notes that Matt Banks sold 729 shares of Common stock on 01/02/2026 within the past three months.

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ROKU reporting a Rule 144 notice for the planned sale of 2,000 common shares dated 03/02/2026 linked to a stock option exercise with proceeds recorded as cash. The filing also lists two prior Rule 144 sales by Neil Hunt of 2,000 shares on 02/02/2026 for $192,962.65 and 2,000 shares on 01/02/2026 for $217,969.53.

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FAQ

How many ROKU (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 256 SEC filings for ROKU (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ROKU (ROKU)?

The most recent SEC filing for ROKU (ROKU) was filed on March 5, 2026.