Roku (NASDAQ: ROKU) executive details RSU vesting and tax share withholding

Rhea-AI Filing Summary

Roku, Inc. executive Mustafa Ozgen, President of Devices, Product, and Technology, reported multiple restricted stock unit (RSU) conversions on March 2, 2026. Several RSU awards converted into Class A Common Stock, and 6,356 shares were withheld at $98.09 per share to cover income tax obligations related to the vesting.

The footnotes explain that each RSU represents a right to one share of Class A Common Stock and that the RSU grants vest in twelve substantially equal quarterly installments beginning on specified November 15 dates.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ozgen Mustafa

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres, Devices, Prod, and Tech

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/02/2026		M		16,150	A	$0	25,942	D
Class A Common Stock	03/02/2026		F		6,356(1)	D	$98.09	19,586	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	03/02/2026		M			4,909	(3)	(3)	Class A Common Stock	4,909	$0.0	9,820	D
Restricted Stock Unit	(2)	03/02/2026		M			6,790	(4)	(4)	Class A Common Stock	6,790	$0.0	40,739	D
Restricted Stock Unit	(2)	03/02/2026		M			4,451	(5)	(5)	Class A Common Stock	4,451	$0.0	44,505	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026.

2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

4. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

	/s/ Renee Strandness, attorney-in-fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider activity did Roku (ROKU) report for Mustafa Ozgen?

Roku reported that executive Mustafa Ozgen had several RSU awards convert into Class A Common Stock on March 2, 2026. The filing also shows shares withheld to satisfy tax obligations tied to those vesting restricted stock units.

How many Roku (ROKU) shares were withheld for taxes in this Form 4?

The Form 4 shows that 6,356 shares of Roku Class A Common Stock were withheld at $98.09 per share. These shares were used to satisfy income tax withholding and remittance obligations arising from RSU vesting on March 2, 2026.

Does the Roku (ROKU) Form 4 show an open-market sale by Mustafa Ozgen?

The Form 4 does not show an open-market sale. It reports a tax-withholding disposition, where 6,356 shares were withheld by Roku to cover income tax obligations related to RSU vesting, rather than discretionary selling into the market.

How do Mustafa Ozgen’s Roku (ROKU) RSUs work according to the filing?

Each RSU represents a contingent right to receive one share of Roku Class A Common Stock. The awards vest in twelve substantially equal quarterly installments, with first installments beginning on specified November 15 dates in 2023, 2024, and 2025.

What transaction codes appear in Mustafa Ozgen’s Roku (ROKU) Form 4?

The Form 4 uses code M for exercises or conversions of derivative securities, reflecting RSUs converting into Class A shares, and code F for a tax-withholding disposition, where Roku withheld shares to pay required income tax obligations on the RSU vesting.