ROKU, INC SEC Filings

Jedda Dan, CFO & COO of Roku, Inc. (ROKU), reported a sale of 3,000 shares of Class A common stock on 09/15/2025 at a reported price of $94.52 per share. The filing states the shares were sold pursuant to Mr. Jedda's 10b5-1 trading plan. After the reported transaction, Mr. Jedda beneficially owned 83,420 shares, held directly. The Form 4 was signed by attorney-in-fact Renee Strandness on 09/17/2025. No derivative transactions or other securities classes are reported in this filing.

Form 144 notice for Roku, Inc. (ROKU): An individual intends to sell 3,000 restricted common shares through Morgan Stanley Smith Barney on or about 09/15/2025 on NASDAQ. The shares were originally acquired as restricted stock on 03/01/2024 from the issuer and fully paid on that date. The filing shows four prior sales by the same person in the past three months totaling 9,000 shares with gross proceeds listed for each sale. The total outstanding shares noted are 147,330,633, and the aggregate market value of the 3,000 shares is $283,560.00.

Anthony J. Wood, Roku, Inc. CEO and Chairman, reported multiple transactions in Class A and Class B common stock on September 9-10, 2025. The filing shows conversions (code C) of 25,000 Class B shares into Class A on both 09/09/2025 and 09/10/2025, and several sales (code S) from the Wood 2017 Revocable Trust on 09/09/2025 and 09/10/2025 totaling at least 51,000 Class A shares sold at weighted-average prices reported between $93.02 and $97.47 across different lots. The report indicates transactions were made pursuant to a Rule 10b5-1 plan. The filing lists substantial indirect holdings across multiple trusts, with derivative disclosures showing 25,000 Class B shares convertible into Class A and total beneficial ownership figures reported (for example, 16,803,111 and 16,778,111 Class A-equivalent shares in the derivative section following the conversions).

Mustafa Ozgen, President of Devices, Product and Technology at Roku, sold 50,527 shares of Class A common stock on 09/09/2025 under a Rule 10b5-1 trading plan at a reported price of $100 per share. The Form 4 reports the transaction as a sale executed pursuant to Mr. Ozgen's pre-established trading plan and shows zero shares beneficially owned by the reporting person following the sale.

The filing is a routine Section 16 disclosure documenting an insider sale executed under an affirmative defense plan; it includes the attorney-in-fact signature certifying the report.

Roku, Inc. (ROKU) notice reports a proposed sale of 25,000 common shares to be executed through Morgan Stanley Smith Barney on 09/10/2025 on NASDAQ with an aggregate market value of $2,424,750. The shares were acquired and paid for on 09/10/2025 by exercise of stock options. The filing also discloses three recent 10b5-1 plan sales by THE WOOD REVOCABLE TRUST totaling 75,000 shares during July–September 2025, generating gross proceeds of $6,285,607.50 across those transactions. The filer certifies no undisclosed material adverse information and references reliance on a written trading plan where applicable.

Form 144 notice for Roku, Inc. (ROKU) shows a proposed sale of 25,000 common shares through Morgan Stanley Smith Barney LLC on 09/09/2025 with an aggregate market value of $2,484,750. The filing reports the shares were acquired the same day, 09/09/2025, by exercise of stock options and paid for in cash. The issuer's reported shares outstanding are 130,251,569. The filer discloses three prior 10b5-1 sales by THE WOOD REVOCABLE TRUST of 25,000 shares each on 06/10/2025, 07/10/2025 and 08/11/2025 with gross proceeds of $2,006,850, $2,241,062.50 and $2,060,545, respectively. The filing contains standard Rule 144 attestations and a signature block without specific signer or plan-adoption dates included in the visible content.

Form 144 notice filed for Roku, Inc. (ROKU) reporting a proposed sale of 50,527 common shares with an aggregate market value of $5,052,700 to be executed through Morgan Stanley Smith Barney LLC on approximately 09/09/2025 on NASDAQ. The filing lists the securities as previously acquired as restricted stock on multiple dates (11/15/2023 through 09/01/2025) with tranche sizes shown. The form contains limited identifying details: filer CIK/CCC and contact information fields are blank, and issuer name, SEC file number, address and phone are not provided in the visible content. No securities were reported sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

The filing is a Schedule 13G/A by The Vanguard Group reporting beneficial ownership of 13,028,648 shares of Roku Inc common stock, representing 10% of the class. Vanguard reports 0 shares of sole voting power and 784,663 shares of shared voting power, 12,078,987 shares of sole dispositive power and 949,661 shares of shared dispositive power. The filing states the securities are held in the ordinary course of business and not for the purpose of changing or influencing control. The filing lists Vanguard s Malvern, PA address and is signed by Ashley Grim, Head of Global Fund Administration.

Roku, Inc. insider Charles Collier reported multiple transactions on Form 4 covering Sept 2-4, 2025. On Sept 2 Mr. Collier had 29,340 restricted stock units vest (reported as acquired at $0) with 29,540 total Class A shares owned after withholding of 14,979 shares to satisfy taxes. He sold blocks of shares on Sept 3 and 4 under a 10b5-1 plan at weighted-average prices in the $96.12–$99.89 range.

The filing also reports an employee stock option exercisable at $49.59 for 10,269 shares and 146,699 shares held from outstanding RSUs, with total derivative holdings noted. Transactions were filed by one reporting person and executed pursuant to a Rule 10b5-1 plan where indicated.