ROKU, INC SEC Filings

Jedda Dan, identified as CFO & COO of Roku, Inc. (ROKU), reported transactions dated 09/02/2025. The filing shows an award-related acquisition of 21,912 shares of Class A common stock at $0 (code M) related to vested restricted stock units (RSUs), and the withholding disposition of 8,624 shares at $95.86 to satisfy income tax obligations, leaving 86,420 shares beneficially owned after the withholding. The report also documents two RSU grant entries: 17,726 RSUs resulting in 17,726 underlying shares and 4,186 RSUs with no remaining underlying shares on the report, with vesting schedules described in the explanations. The form is signed by an attorney-in-fact on behalf of the reporting person.

Ozgen Mustafa, President of Devices, Products and Technology at Roku, reported RSU vesting and related share withholding on 09/02/2025. A total of 11,700 Class A shares were reported as acquired through vesting and two RSU grants vested (4,910 and 6,790 units). The issuer withheld 4,605 shares and sold them at $95.86 per share to satisfy income tax withholding obligations. Following the reported transactions, the filing shows beneficial ownership figures of 55,132 shares after the acquisition and 50,527 shares after the withholding disposition.

The filing is a routine Section 16 disclosure that documents equity compensation vesting and tax-related share withholding; no other transactions, option exercises, or cash purchases are reported.

Anthony J. Wood, CEO and Chairman of Roku, reported changes in his beneficial ownership on 09/02/2025. The filing shows 8,277 Class A shares were acquired upon vesting of restricted stock units at a $0 price and 3,257 Class A shares were disposed to satisfy income tax withholding and remittance obligations; the withheld shares were transacted at $95.86. The report lists multiple trust and account holdings controlled or associated with Mr. Wood, including the Wood 2017 Revocable Trust (64,976 shares), several annuity trusts and irrevocable trusts, and other reported indirect holdings. The transactions were reported by an attorney-in-fact on behalf of Mr. Wood on 09/04/2025.

Roku, Inc. reporting person Matthew C. Banks (VP, Corp Controller & CAO) disclosed Section 16 transactions on Form 4 covering activity on 09/02/2025 and 09/03/2025. The filing shows 4,647 shares of Class A common stock acquired on 09/02/2025 at no cash price related to RSU vesting, and withholding of 2,307 shares to satisfy income tax obligations at $95.86 per share. On 09/03/2025, 2,180 shares were sold at $97.85 per share. The tables also list multiple RSU vesting events totaling vested rights to Class A shares and the remaining beneficial ownership after each transaction. The form is signed by an attorney-in-fact on 09/04/2025.

Form 144 notice for Roku, Inc. (ROKU): The filer proposes the sale of 10,269 common shares through Morgan Stanley Smith Barney LLC on 09/04/2025 with an aggregate market value of $1,018,079.96. The filing reports the shares were acquired on 09/04/2025 by stock option exercise from the issuer and paid in cash. The filing lists 147,330,633 shares outstanding for the class. The notice also discloses five prior sales by Charles Collier in the past three months totaling 252,948 shares sold on specific dates with gross proceeds reported for each sale.

The filing is a Form 144 notice for Roku, Inc. (ROKU) reporting a proposed sale of 2,180 common shares by a named holder through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $213,313.22 and an approximate sale date of 09/03/2025. The filer shows those shares were acquired as restricted stock from the issuer on 09/01/2025 and paid for on that date. The filing also discloses a prior sale by the same person on 08/04/2025 of 3,360 shares for gross proceeds of $285,768.67. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information.

Form 144 notice for Roku, Inc. (ROKU): This filing reports a proposed sale of 14,361 common shares by Charles Collier through Morgan Stanley Smith Barney LLC on 09/03/2025 on NASDAQ, with an aggregate market value of $1,394,002.51. The company has 147,330,633 shares outstanding. The shares to be sold were acquired as restricted stock from the issuer on 09/01/2025, with payment recorded the same day. The filing also discloses recent sales by the same person over the past three months: 10,269 shares on 08/22/2025 for $975,555.00, 212,559 shares on 07/21/2025 for $20,193,161.48, 3,590 shares on 06/17/2025 for $305,150.00, and 7,181 shares on 06/05/2025 for $538,575.00. The filer certifies no undisclosed material adverse information.

Charles Collier, President of Roku Media, exercised employee stock options and sold shares under a 10b5-1 plan on 08/22/2025. He exercised an option with a $49.59 exercise price to acquire 10,269 shares and simultaneously sold 10,269 shares at $95. After the transactions he directly beneficially owned 200 shares and indirectly owned 600 shares through the Charles D. Collier Revocable Trust. The filing shows he retains derivative exposure covering 770,168 shares and notes the option vests in 48 monthly installments with the first vesting on December 4, 2022. The Form 4 was signed by an attorney-in-fact on 08/25/2025.

Form 144 filed for Roku, Inc. (ROKU) discloses proposed and recent sales of Common stock by an insider identified as Charles Collier. The filing lists a proposed sale of 10,269 shares through Morgan Stanley Smith Barney with an aggregate market value of $975,555, and shows multiple prior sales during June–July 2025 including a 154,034-share sale for $14,633,230 and several other transactions (examples: 10,269-share tranches around $975,555 each, and smaller tranches of 3,590 and 7,181 shares). The acquisition source for the 10,269-share lot is stated as a stock option exercise paid in cash on 08/22/2025. The filer affirms no undisclosed material adverse information and the sales are being processed via a named broker on NASDAQ.