Roku (ROKU) SVP reports 10b5-1 share sale and RSU vesting

Rhea-AI Filing Summary

Roku, Inc. senior vice president and general counsel Christopher T. Handman reported multiple equity transactions. He exercised 11,898 Restricted Stock Units, each converting into one share of Class A common stock. In connection with this vesting, 5,900 shares were withheld to cover income tax obligations. He also sold 2,999 Class A shares at $95.57 per share in an open-market transaction under his 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 2,999 shares ($286,614)

Net Sell 4 txns

Insider Handman Christopher T.

Role SVP & General Counsel

Sold 2,999 shs ($287K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	2,999	$95.57	$287K
Exercise	Restricted Stock Unit	11,898	$0.00	--
Exercise	Class A Common Stock	11,898	$0.00	--
Tax Withholding	Class A Common Stock	5,900	$98.09	$579K

Holdings After Transaction: Class A Common Stock — 2,999 shares (Direct); Restricted Stock Unit — 83,288 shares (Direct)

Footnotes (1)

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. Shares sold pursuant to Mr. Handman's 10b5-1 plan. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day).

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Handman Christopher T.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/02/2026		M		11,898	A	$0.0	11,898	D
Class A Common Stock	03/02/2026		F		5,900(1)	D	$98.09	5,998	D
Class A Common Stock	03/03/2026		S		2,999(2)	D	$95.57	2,999	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(3)	03/02/2026		M			11,898	(4)	(4)	Class A Common Stock	11,898	$0.0	83,288	D

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026.

2. Shares sold pursuant to Mr. Handman's 10b5-1 plan.

3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

4. This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day).

	/s/ Renee Strandness, attorney-in-fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did Roku (ROKU) report for Christopher T. Handman?

Christopher T. Handman reported exercising 11,898 Restricted Stock Units into Class A common stock and selling 2,999 shares at $95.57 per share. Additionally, 5,900 shares were withheld to satisfy income tax obligations related to RSU vesting on March 2, 2026.

How many Roku shares did Christopher T. Handman sell in this Form 4 filing?

He sold 2,999 shares of Roku Class A common stock. The sale was executed at a price of $95.57 per share and was carried out pursuant to Mr. Handman’s 10b5-1 plan, as disclosed in the accompanying footnote to the reported transaction.

What does the Form 4 say about Christopher Handman’s Restricted Stock Units at Roku?

The filing shows an exercise of 11,898 Restricted Stock Units, each representing a contingent right to receive one Roku Class A share. The RSU grant vests in eight substantially equal quarterly installments, with the first installment vesting on March 1, 2026, or the next business day.

Why were 5,900 Roku shares withheld in Christopher Handman’s Form 4?

The 5,900 shares were withheld by Roku to satisfy income tax withholding and remittance obligations triggered by the vesting of certain RSU awards on March 2, 2026. This tax-withholding disposition is reported with transaction code F in the non-derivative securities section.

How is Christopher Handman’s RSU vesting schedule at Roku described?

The RSU award vests in eight substantially equal quarterly installments. According to the disclosure, the first installment vested on March 1, 2026, or the next business day, and each RSU represents a contingent right to receive one share of Roku Class A common stock upon vesting.

Were Christopher Handman’s Roku share sales under a 10b5-1 plan?

Yes. A footnote specifies that the 2,999 Roku Class A shares were sold pursuant to Mr. Handman’s 10b5-1 plan. This indicates the open-market sale followed the terms of a pre-established trading arrangement referenced directly in the Form 4 disclosure.