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  4. [Form 4] ROKU, INC Insider Trading Activity

ROKU Officer RSU Exercise and Tax Withholding Detailed in Form 4

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ROKU, INC. reported insider equity transactions by its President, Subscriptions, in a Form 4 filing. On November 17, 2025, the officer exercised restricted stock units (RSUs), acquiring 10,321 shares of Class A common stock at an exercise price of $0.00 per share. To cover income tax withholding tied to RSU vesting, 5,709 shares were withheld by Roku at a price of $96.89 per share.

After these transactions, the officer directly beneficially owned 62,344 shares of Class A common stock. The filing also notes multiple RSU awards that convert into one share of Class A common stock per unit and vest in twelve substantially equal quarterly installments, with first vesting dates on November 15, 2023, November 15, 2024, and November 15, 2025.

Positive

  • None.

Negative

  • None.
Insider Fuchsberg Gilbert
Role President, Subscriptions
Type Security Shares Price Value
Exercise Restricted Stock Unit 2,623 $0.00 --
Exercise Restricted Stock Unit 4,650 $0.00 --
Exercise Restricted Stock Unit 3,048 $0.00 --
Exercise Class A Common Stock 10,321 $0.00 --
Tax Withholding Class A Common Stock 5,709 $96.89 $553K
Holdings After Transaction: Restricted Stock Unit — 7,869 shares (Direct); Class A Common Stock — 68,053 shares (Direct)
Footnotes (1)
  1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fuchsberg Gilbert
(Last) (First) (Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.
(Street)
SAN JOSE CA 95110
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Subscriptions
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/17/2025 M 10,321 A $0.0 68,053 D
Class A Common Stock 11/17/2025 F 5,709(1) D $96.89 62,344 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) 11/17/2025 M 2,623 (3) (3) Class A Common Stock 2,623 $0.00 7,869 D
Restricted Stock Unit (2) 11/17/2025 M 4,650 (4) (4) Class A Common Stock 4,650 $0.00 32,554 D
Restricted Stock Unit (2) 11/17/2025 M 3,048 (5) (5) Class A Common Stock 3,048 $0.00 33,532 D
Explanation of Responses:
1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025.
2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
3. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
4. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025
/s/ Renee Strandness, attorney-in-fact 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ROKU (ROKU) report in this Form 4?

The Form 4 reports that Roku's President, Subscriptions, exercised restricted stock units on November 17, 2025, acquiring 10,321 shares of Class A common stock and having 5,709 shares withheld to cover tax obligations.

How many ROKU Class A shares does the reporting person own after the November 17, 2025 transactions?

Following the reported transactions on November 17, 2025, the reporting person directly beneficially owned 62,344 shares of Roku Class A common stock.

What prices were used in the ROKU insider transactions on November 17, 2025?

The RSUs were exercised at an exercise price of $0.00 per share. A total of 5,709 shares were withheld by Roku for taxes at a price of $96.89 per share.

How do the ROKU restricted stock units (RSUs) held by the officer vest?

Each RSU converts into one share of Roku Class A common stock. The RSU awards described vest in twelve substantially equal quarterly installments with first vesting dates on November 15, 2023, November 15, 2024, and November 15, 2025, respectively.

What derivative securities are reported for the ROKU insider in this Form 4?

The filing lists several RSU awards as derivative securities. On November 17, 2025, RSUs covering 2,623, 4,650, and 3,048 underlying shares of Class A common stock were reported as exercised (transaction code M).

What is the reporting person’s relationship to ROKU in this filing?

The reporting person is identified as an Officer of Roku, serving as President, Subscriptions, and filed the Form 4 as a single reporting person.