Roma Green Finance launches $200M ATM program
Roma Green Finance Limited entered an at-the-market offering agreement that allows it to sell up to US$200,000,000 of its Class A ordinary shares through H.C.
Rhea-AI Filing Summary
Roma Green Finance Limited entered an at-the-market offering agreement that allows it to sell up to US$200,000,000 of its Class A ordinary shares through H.C. Wainwright & Co. as sales agent. Shares will be issued under the company’s effective Form F-3 shelf registration and a June 15, 2026 prospectus supplement.
The sales agent will use commercially reasonable efforts to place shares based on the company’s instructions, and Roma Green Finance is not required to sell any specific amount. The company will pay a commission of up to 3.0% of the gross sales price on each share sold, and either party can terminate the agreement with ten business days’ written notice.
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Key Figures
ATM capacity: US$200,000,000
Sales agent commission: Up to 3.0% of gross sales price
Shelf registration: Form F-3 (File No. 333-293449)
+2 more
5 metrics
ATM capacity
US$200,000,000
Aggregate offering price of Class A ordinary shares
Sales agent commission
Up to 3.0% of gross sales price
Commission on each sale of Offered Shares
Shelf registration
Form F-3 (File No. 333-293449)
Registration statement declared effective by SEC
Effectiveness date
February 27, 2026
Date Form F-3 was declared effective by SEC
Termination notice period
10 Business Days
Written notice required by either party to terminate
Key Terms
at the market offering, Sales Agreement, registration statement on Form F-3, prospectus supplement, +1 more
5 terms
at the market offering financial
"its Class A ordinary shares, through or to the Sales Agent in an “at the market offering”"
An at-the-market offering is a way a company raises cash by selling newly issued shares directly into the open market at prevailing prices, rather than all at once in a single deal. Think of it like turning a faucet on to drip shares into trading at current prices when needed; it gives the company flexibility to raise funds over time but can dilute existing shareholders and potentially affect the stock price, which investors should monitor.
Sales Agreement financial
"entered into an At the Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC"
A sales agreement is a written contract that sets out the terms for selling goods, services, or assets, specifying price, delivery, payment schedule and responsibilities of each side. For investors it matters because it creates a predictable stream of revenue or cash obligations, clarifies timing and risk, and can change a company’s value or forecasts much like a signed order turns a customer’s verbal intent into a firm commitment.
registration statement on Form F-3 regulatory
"will be issued pursuant to the Company’s registration statement on Form F-3 (File No. 333-293449)"
A registration statement on Form F-3 is a streamlined filing used by eligible foreign companies to register securities for sale in the U.S., often as a “shelf” that lets them offer shares quickly when market conditions are right. For investors it matters because it signals that the company can raise capital on short notice—potentially increasing liquidity but also the risk of share dilution if new stock is issued—similar to a company keeping a pre-approved credit line ready to use.
prospectus supplement regulatory
"and the prospectus supplement dated June 15, 2026"
A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.
indemnification and contribution financial
"and has agreed to customary indemnification and contribution rights in favor of the Sales Agent"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Roma (ROMA) announce in its June 2026 Form 6-K?
Roma Green Finance Limited entered an at-the-market offering agreement to sell up to US$200,000,000 of Class A ordinary shares through H.C. Wainwright & Co. as sales agent, under its effective Form F-3 shelf registration.
What fees will Roma (ROMA) pay under the ATM agreement?
Roma Green Finance agreed to pay H.C. Wainwright & Co. a commission of up to 3.0% of the gross sales price of each share sold, plus reimbursement of certain specified expenses, along with customary indemnification and contribution protections for the sales agent.
Can Roma (ROMA) or the agent end the at-the-market program?
Yes. Roma Green Finance and H.C. Wainwright & Co. each have the right to terminate the at-the-market offering agreement at any time by giving ten business days’ prior written notice, allowing flexibility if circumstances change.
AI-generated analysis. How Rhea-AI works. Not financial advice.
