Roma Green Finance director files Form 3

Roma Green Finance Ltd director Lai Shan Shan has filed an initial Form 3, which is a statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 04/09/2026 - 06:17 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Roma Green Finance Ltd director Lai Shan Shan has filed an initial Form 3, which is a statement of beneficial ownership for insiders. The data provided shows no reported transactions or derivative positions, establishing a baseline disclosure of Lai Shan Shan's status as a director.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Derivative positions reported: 0

3 metrics

Reported buy transactions 0 Form 3 transaction summary

Reported sell transactions 0 Form 3 transaction summary

Derivative positions reported 0 Form 3 derivativeSummary entries

Key Terms

Form 3, beneficial ownership, derivative positions

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"initial statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative positions financial

"no reported transactions or derivative positions"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Roma Green Finance Ltd (ROMA) disclose in this Form 3 filing?

The Form 3 shows Lai Shan Shan as a director of Roma Green Finance Ltd and provides an initial statement of beneficial ownership. The supplied data reports no transactions or derivative positions, serving as a baseline insider disclosure for regulatory purposes.

Who is the reporting person in Roma Green Finance Ltd (ROMA) Form 3?

The reporting person is Lai Shan Shan, identified as a director of Roma Green Finance Ltd. This status means Lai is considered an insider for SEC purposes and must report holdings and future transactions in the company’s securities on Forms 3, 4, or 5.

Does the Roma Green Finance Ltd (ROMA) Form 3 show any insider share transactions?

No transactions are reported in the provided Form 3 data. The transaction summary lists zero buys, zero sells, and zero derivative exercises. This filing functions only as an initial insider ownership statement, not as a record of trading activity in Roma Green Finance securities.

Are there any derivative securities reported in Roma Green Finance Ltd (ROMA) Form 3?

The derivative section in the provided Form 3 data is empty. The derivativeSummary shows no remaining options, warrants, or other derivative positions for Lai Shan Shan, indicating no derivative securities are disclosed in this particular insider ownership statement.

What does a holdingEntries value of 0 mean in the ROMA Form 3 data?

A holdingEntries value of 0 indicates no specific security holdings are itemized in the structured data for this Form 3. The filing still establishes Lai Shan Shan as an insider director, but it does not list any individual share or derivative positions in this dataset.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lai Shan Shan

(Last) (First) (Middle)

FLAT 605, 6/F., TAI TONG BUILDING,

8 FLEMING ROAD, WANCHAI

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2026

3. Issuer Name and Ticker or Trading Symbol
Roma Green Finance Ltd [ ROMA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Lai Shan Shan	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)