Roma Green Finance director reports share holdings

Accepted by SEC EDGAR 04/03/2026 - 06:08 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Roma Green Finance Ltd insider Luk Huen Ling Claire, who serves as Chairlady, CEO and Director and is a ten percent owner, filed an initial ownership report.

She reports indirect beneficial ownership of 6,071,104 Class B Ordinary Shares held through Top Elect Group Limited, a solely owned entity. The filing records holdings rather than a new purchase or sale.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Luk Huen Ling Claire

Role Chairlady/CEO/Director

Type	Security	Shares	Price	Value
Holding	Class B Ordinary Shares	--	--	--

Holdings: Class B Ordinary Shares — 6,071,104 shares (Indirect, Hold through Top Elect Group Limited which is a solely owned entity of the Reporting Person)

Key Figures

Indirect Class B holdings: 6,071,104 shares Holding entries: 1 entry Net buy/sell shares: 0 shares

3 metrics

Indirect Class B holdings 6,071,104 shares Class B Ordinary Shares held through Top Elect Group Limited

Holding entries 1 entry Single holding record with unknown transaction code

Net buy/sell shares 0 shares No net purchases or sales reported in this Form 3

Key Terms

Class B Ordinary Shares, indirect ownership, ten percent owner, Form 3, +1 more

5 terms

Class B Ordinary Shares financial

"security_title: "Class B Ordinary Shares""

Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.

indirect ownership financial

""ownership_type": "indirect", "ownership_code": "I""

ten percent owner regulatory

""is_ten_percent_owner": 1"

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"indirect holdings through Top Elect Group Limited imply beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Roma Green Finance (ROMA) disclose in this Form 3 filing?

Roma Green Finance discloses Chairlady and CEO Luk Huen Ling Claire’s initial beneficial ownership. She indirectly holds 6,071,104 Class B Ordinary Shares through Top Elect Group Limited, documenting her status as a major, ten percent owner of the company’s equity.

How many Roma Green Finance Class B shares does Luk Huen Ling Claire hold?

Luk Huen Ling Claire reports indirect ownership of 6,071,104 Class B Ordinary Shares. These shares are held through Top Elect Group Limited, which is solely owned by her, establishing a significant equity position associated with her leadership role at Roma Green Finance.

Is the Roma Green Finance (ROMA) Form 3 a buy or sell transaction?

The Form 3 is not a buy or sell; it is an initial ownership statement. It records that 6,071,104 Class B Ordinary Shares are already indirectly owned through Top Elect Group Limited, rather than reporting a new market transaction in Roma Green Finance shares.

How are Luk Huen Ling Claire’s Roma Green Finance shares held?

The shares are held indirectly through Top Elect Group Limited. The filing states this entity is solely owned by Luk Huen Ling Claire, so her beneficial interest covers 6,071,104 Class B Ordinary Shares while the registered holder is the corporate entity.

What is the role of Luk Huen Ling Claire at Roma Green Finance (ROMA)?

Luk Huen Ling Claire is identified as Chairlady, Chief Executive Officer and Director of Roma Green Finance. The Form 3 also notes she is a ten percent owner, reflecting her substantial indirect stake of 6,071,104 Class B Ordinary Shares through Top Elect Group Limited.

Why is Roma Green Finance’s Form 3 important for investors?

The Form 3 shows that a key leader, Luk Huen Ling Claire, holds a large indirect stake. Her 6,071,104 Class B Ordinary Shares through Top Elect Group Limited confirm strong insider ownership, giving investors clearer insight into management’s economic alignment with shareholders.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Luk Huen Ling Claire

(Last) (First) (Middle)

FLAT 605, 6/F., TAI TONG BUILDING,

8 FLEMING ROAD, WANCHAI

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
01/11/2024

3. Issuer Name and Ticker or Trading Symbol
Roma Green Finance Ltd [ ROMA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chairlady/CEO/Director

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Ordinary Shares	6,071,104	I	Hold through Top Elect Group Limited which is a solely owned entity of the Reporting Person

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Luk Huen Ling Claire	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)